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ILLUMINA, INC. — Director's Dealing 2017
Feb 17, 2017
30440_dirs_2017-02-17_870339ef-5624-4ba2-a0ef-ff1ff60e4f05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2017-02-15
Reporting Person: deSouza Francis A (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common Stock | M | 14318 | — | Acquired | 82523 | Direct |
| 2017-02-15 | Common Stock | A | 7159 | — | Acquired | 89682 | Direct |
| 2017-02-15 | Common Stock | F | 10321 | $163.29 | Disposed | 79361 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-15 | Performance Shares | $ | M | 14318 | Disposed | 2017-01-01 | Common Stock (14318) | Direct |
Footnotes
F1: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.
F2: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.
F3: Balance reflects reduction of 49,219 shares which were previously inadvertently included in total, and addition of 219 shares acquired through Employee Stock Purchase Plan.