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ILLUMINA, INC. — Director's Dealing 2017
Aug 3, 2017
30440_dirs_2017-08-03_583c5ad2-3954-44e0-aee6-e319e424167d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2017-08-01
Reporting Person: FLATLEY JAY T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-01 | Common Stock | M | 15000 | $70.82 | Acquired | 534176 | Direct |
| 2017-08-01 | Common Stock | S | 3600 | $172.006 | Disposed | 530576 | Direct |
| 2017-08-01 | Common Stock | S | 11300 | $172.743 | Disposed | 519276 | Direct |
| 2017-08-01 | Common Stock | S | 100 | $173.504 | Disposed | 519176 | Direct |
| 2017-08-02 | Common Stock | M | 5000 | $70.82 | Acquired | 524176 | Direct |
| 2017-08-02 | Common Stock | S | 5000 | $188.00 | Disposed | 519176 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-01 | Non-qualified Stock Option (Right to Buy) | $70.82 | M | 15000 | Disposed | 2021-02-01 | Common Stock (15000) | Direct |
| 2017-08-02 | Non-qualified Stock Option (Right to Buy) | $70.82 | M | 5000 | Disposed | 2021-02-01 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2680 | Indirect |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 3,600 shares sold ranging from $171.45 to $172.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 11,300 shares sold ranging from $172.45 to $173.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 100 shares sold ranging from $173.50 to $173.53 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.