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ILLUMINA, INC. — Director's Dealing 2017
Feb 17, 2017
30440_dirs_2017-02-17_44a8d64b-9d33-4a96-a2a3-f8a48e0a8cb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2017-02-15
Reporting Person: Stapley Marc (EVP & Chief Administrative Ofc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common Stock | M | 8438 | — | Acquired | 44423 | Direct |
| 2017-02-15 | Common Stock | A | 4219 | — | Acquired | 48642 | Direct |
| 2017-02-15 | Common Stock | F | 6001 | $163.29 | Disposed | 42641 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-15 | Performance Shares | $ | M | 8438 | Disposed | 2017-01-01 | Common Stock (8438) | Direct |
Footnotes
F1: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.
F2: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on Jan. 29, 2014.
F3: Balance includes 235 shares acquired through Employee Stock Purchase Plan.
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