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ILLUMINA, INC. — Director's Dealing 2015
May 21, 2015
30440_dirs_2015-05-21_20f804fc-cd9a-492c-9a84-1350fab42e2f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2015-04-30
Reporting Person: OSTADAN OMEAD (Sr VP Product Dev & Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 47657 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $37.04 | 2020-01-27 | Common Stock (5540) | Direct | |
| Non-qualified Stock Option (Right to Buy) | $69.34 | 2021-01-31 | Common Stock (1510) | Direct |
Footnotes
F1: Includes 35,018 unvested performance stock units, which represent contingent right to receive one share of common stock based on the Company's earnings per share for fiscal years ending 1/3/16 (20,063 shares), 1/1/17 (8,438 shares), 12/31/17 (6,517 shares). Number of shares issued will range from 0% to 150% of the amount specified based on the Company's actual earnings per share for each fiscal year, relative to pre-defined objectives.
F2: Includes 8,333 unvested restricted stock units which vest as follows: 544 shares vesting 11/5/15, 1,817 vesting 1/29/16, 1,823 vesting 3/8/16, 543 vesting 11/5/16, 1,817 vesting 1/29/17, 543 vesting 11/5/17, 703 vesting 1/29/18, 543 vesting 11/5/18.
F3: One forty-eighth (1/48) of the Shares subject to the Option become exercisable on the date indicated above, subject to Optionee's continuing to be a Service Provider on
such date. An additional one-forty eighth (1/48) of the Shares subject to the Option shall become exercisable each full month therafter, subject to Optionee's continuing to be a Service Provider on such date.