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ILLUMINA, INC. — Director's Dealing 2015
Jul 10, 2015
30440_dirs_2015-07-10_8699e08d-039a-430f-a807-97f867d0eafa.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2015-06-25
Reporting Person: FLATLEY JAY T (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-25 | Common Stock | M | 20000 | $33.795 | Acquired | 444996 | Direct |
| 2015-06-25 | Common Stock | M | 5000 | $27.97 | Acquired | 449996 | Direct |
| 2015-06-25 | Common Stock | S | 15149 | $219.823 | Disposed | 434847 | Direct |
| 2015-06-25 | Common Stock | S | 6400 | $220.539 | Disposed | 428447 | Direct |
| 2015-06-25 | Common Stock | S | 3351 | $222.19 | Disposed | 425096 | Direct |
| 2015-06-25 | Common Stock | S | 100 | $222.96 | Disposed | 424996 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-25 | Non-Qualified Stock Option (Right to Buy) | $33.795 | M | 20000 | Disposed | 2018-02-01 | Common Stock (20000) | Direct |
| 2015-06-25 | Non-Qualified Stock Option (Right to Buy) | $27.97 | M | 5000 | Disposed | 2019-01-29 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6000 | Indirect |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 15,149 shares sold ranging from $219.29 to $220.28 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 6,400 shares sold ranging from $220.31 to $220.91 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 3,351 shares sold ranging from $221.73 to $222.62 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Amending Form 4 filed on June 26, 2015 which erroneously duplicated the number of shares directly held.