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ILLUMINA, INC. — Director's Dealing 2015
Jan 22, 2015
30440_dirs_2015-01-22_361c2a54-6f7e-467b-a77d-0be59890266e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2015-01-20
Reporting Person: RASTETTER WILLIAM H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-20 | Common Stock | M | 16000.0 | $6.225 | Acquired | 21953 | Direct |
| 2015-01-20 | Common Stock | S | 5850.0 | $184.8486 | Disposed | 16103 | Direct |
| 2015-01-20 | Common Stock | S | 2373.0 | $185.8982 | Disposed | 13730 | Direct |
| 2015-01-20 | Common Stock | S | 200.0 | $187.57 | Disposed | 13530 | Direct |
| 2015-01-20 | Common Stock | S | 800.0 | $189.1162 | Disposed | 12730 | Direct |
| 2015-01-20 | Common Stock | S | 844.0 | $190.2254 | Disposed | 11886 | Direct |
| 2015-01-20 | Common Stock | S | 600.0 | $191.0917 | Disposed | 11286 | Direct |
| 2015-01-20 | Common Stock | S | 543.0 | $192.6004 | Disposed | 10743 | Direct |
| 2015-01-20 | Common Stock | S | 907.0 | $193.8768 | Disposed | 9836 | Direct |
| 2015-01-20 | Common Stock | S | 3683.0 | $194.9087 | Disposed | 6153 | Direct |
| 2015-01-20 | Common Stock | S | 200.0 | $195.52 | Disposed | 5953 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-20 | Non-Qualified Stock Option (right to buy) | $6.225 | M | 16000.0 | Disposed | 2015-06-28 | Common Stock (16000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 86680 | Indirect |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 5,850 shares sold ranging from $184.40 to $185.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 2,373 shares sold ranging from $185.57 to $186.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 800 shares sold ranging from $188.73 to $189.62 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 844 shares sold ranging from $189.85 to $190.78 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6: Weighted average sale price representing 600 shares sold ranging from $190.93 to $191.37 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7: Weighted average sale price representing 543 shares sold ranging from $192.19 to $193.0352 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8: Weighted average sale price representing 907 shares sold ranging from $193.44 to $194.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9: Weighted average sale price representing 3,683 shares sold ranging from $194.47 to $195.46 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F10: Weighted average sale price representing 200 shares sold ranging from $195.49 to $195.55 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.