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ILLUMINA, INC. — Director's Dealing 2015
Sep 23, 2015
30440_dirs_2015-09-23_83d68385-b709-4739-8945-9ec054f346cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2015-09-22
Reporting Person: FLATLEY JAY T (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-22 | Common Stock | M | 25000 | $27.97 | Acquired | 449996 | Direct |
| 2015-09-22 | Common Stock | S | 10310 | $191.251 | Disposed | 439686 | Direct |
| 2015-09-22 | Common Stock | S | 5742 | $192.376 | Disposed | 433944 | Direct |
| 2015-09-22 | Common Stock | S | 3123 | $193.192 | Disposed | 430821 | Direct |
| 2015-09-22 | Common Stock | S | 1410 | $194.197 | Disposed | 429411 | Direct |
| 2015-09-22 | Common Stock | S | 2930 | $195.665 | Disposed | 426481 | Direct |
| 2015-09-22 | Common Stock | S | 1285 | $197.108 | Disposed | 425196 | Direct |
| 2015-09-22 | Common Stock | S | 200 | $197.61 | Disposed | 424996 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-22 | Non-qualified Stock Option (Right to Buy) | $27.97 | M | 25000 | Disposed | 2019-01-29 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6000 | Indirect |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 10,310 shares sold ranging from $190.92 to $191.81 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 5,742 shares sold ranging from $191.92 to $192.89 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 3,123 shares sold ranging from $192.94 to $193.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 1,410 shares sold ranging from $194.02 to $194.44 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6: Weighted average sale price representing 2,930 shares sold ranging from $195.26 to $196.24 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7: Weighted average sale price representing 1,285 shares sold ranging from $196.38 to $197.33 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8: Weighted average sale price representing 200 shares sold ranging from $197.60 to $197.62 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.