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ILLUMINA, INC. — Director's Dealing 2015
Aug 12, 2015
30440_dirs_2015-08-12_842e5a7a-7774-403a-9452-50101da1b659.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2015-08-10
Reporting Person: EPSTEIN ROBERT S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-10 | Common Stock | M | 2000 | $51.17 | Acquired | 9935 | Direct |
| 2015-08-10 | Common Stock | S | 2000 | $212.09 | Disposed | 7935 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-10 | Non-qualified Stock Option (Right to Buy) | $51.17 | M | 2000 | Disposed | 2022-11-26 | Common Stock (2000) | Direct |
Footnotes
F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.
F2: The sale was made pursuant to a 10b5-1 plan.
F3: Grant vests over four years with 25% vesting on the anniversary of the grant date and the remaining portion vesting monthly, subject to optionee's continuing to be a service provider on such date.