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ILLUMINA, INC. — Director's Dealing 2013
Jun 13, 2013
30440_dirs_2013-06-13_4ebb6d12-0d0d-4d11-9d78-f7b86af978b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2013-06-11
Reporting Person: Ronaghi Mostafa (Sr VP & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-11 | Common Stock | M | 2500.0 | $37.04 | Acquired | 32551 | Direct |
| 2013-06-11 | Common Stock | S | 2500.0 | $69.25 | Disposed | 30051 | Direct |
| 2013-06-11 | Common Stock | M | 1500.0 | $28.45 | Acquired | 31551 | Direct |
| 2013-06-11 | Common Stock | S | 1500.0 | $69.1867 | Disposed | 30051 | Direct |
| 2013-06-11 | Common Stock | M | 20000.0 | $44.38 | Acquired | 50051 | Direct |
| 2013-06-11 | Common Stock | S | 20000.0 | $68.9697 | Disposed | 30051 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-11 | Non-Qualified Stock Option (right to buy) | $28.45 | M | 1500.0 | Disposed | 2019-01-28 | Common Stock (1500) | Direct |
| 2013-06-11 | Non-Qualified Stock Option (right to buy) | $37.04 | M | 2500.0 | Disposed | 2020-01-27 | Common Stock (2500) | Direct |
| 2013-06-11 | Non-Qualified Stock Option (right to buy) | $44.38 | M | 20000.0 | Disposed | 2018-08-04 | Common Stock (20000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 1,500 shares sold ranging from $69.11 to $69.25 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 20,000 shares sold ranging from $68.78 to $69.11 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.