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ILLUMINA, INC. — Director's Dealing 2013
Nov 18, 2013
30440_dirs_2013-11-18_fad6989f-1117-406b-bc11-9fbd37a94a30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2013-11-14
Reporting Person: FLATLEY JAY T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-14 | Common Stock | A | 30000 | $10.485 | Acquired | 429509 | Direct |
| 2013-11-14 | Common Stock | D | 21071 | $94.0126 | Disposed | 408438 | Direct |
| 2013-11-14 | Common Stock | D | 5828 | $95.4079 | Disposed | 402610 | Direct |
| 2013-11-14 | Common Stock | D | 3101 | $95.7474 | Disposed | 399509 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-14 | Non-Qualified Stock Option (right to buy) | $10.485 | M | 30000 | Disposed | 2016-01-30 | Common Stock (30000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11000 | Indirect |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 21,071 shares sold ranging from $93.64 to $94.60 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 5,828 shares sold ranging from $94.64 to $95.62 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 3,101 shares sold ranging from $95.64 to $95.89 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.