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ILLUMINA, INC. — Director's Dealing 2013
Jan 8, 2013
30440_dirs_2013-01-08_7a825341-c581-4c3c-ac19-8b6a6628ceb2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2013-01-01
Reporting Person: Bouchard Michel (VP, Finance)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 32288.0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $28.45 | 2019-01-28 | Common Stock (1453.0) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.04 | 2020-01-27 | Common Stock (22838.0) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.165 | 2018-03-27 | Common Stock (29875.0) | Direct | |
| Non-Qualified Stock Option (right to buy) | $69.34 | 2021-01-31 | Common Stock (30300.0) | Direct |
Footnotes
F1: Includes 20,100 unvested restricted stock units which vest as follows:1,260 shares vesting 1/27/13, 1,355 vesting 1/28/13, 680 vesting 1/31/13, 4,532 vesting 3/8/13, 1,470 vesting 1/27/14, 1,020 vesting 1/31/14, 4,531 vesting 3/8/14, 1,190 vesting 1/31/15, 2,031 vesting 3/8/15, 2,031 vesting 3/8/16; and 12,188 unvested performance stock units, which represent contingent right to receive one share of common stock based on the Company's earnings per share for fiscal year ending 12/28/14 relative to pre-defined objectives.
F2: One forty-eighth (1/48) of the Shares subject to the Option become exercisable on the date indicated above, subject to Optionee's continuing to be a Service Provider on such date. An additional one-forty eighth (1/48) of the Shares subject to the Option shall become exercisable each full month therafter, subject to Optionee's continuing to be a Service Provider on such date.
F3: One-fourth (1/4) of the shares subject to the option become exercisable on the date indicated above, subject to optionee's continuing to be a service provider on such date. An additional one-forty eighth (1/48) of the shares subject to the option shall become exercisable each full month therafter, subject to optionee's continuing to be a service provider on such date.