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ILLUMINA, INC. — Director's Dealing 2013
Sep 9, 2013
30440_dirs_2013-09-09_ad03e649-e08a-496e-9f39-21ec09ef746c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2013-09-05
Reporting Person: HENRY CHRISTIAN O (Sr VP, General Manager Genomic)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-05 | Common Stock | M | 6000.0 | $28.45 | Acquired | 36236 | Direct |
| 2013-09-05 | Common Stock | S | 2400.0 | $77.6413 | Disposed | 33836 | Direct |
| 2013-09-05 | Common Stock | S | 3600.0 | $78.2351 | Disposed | 30236 | Direct |
| 2013-09-05 | Common Stock | M | 3000.0 | $32.485 | Acquired | 33236 | Direct |
| 2013-09-05 | Common Stock | S | 3000.0 | $78.5101 | Disposed | 30236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-05 | Non-Qualified Stock Option (right to buy) | $28.45 | M | 6000.0 | Disposed | 2019-01-28 | Common Stock (6000) | Direct |
| 2013-09-05 | Non-Qualified Stock Option (right to buy) | $32.485 | M | 3000.0 | Disposed | 2018-01-29 | Common Stock (3000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sales price representing 2,400 shares sold ranging from $77.04 to $78.02 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sales price representing 3,600 shares sold ranging from $78.04 to $78.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sales price representing 3,000 shares sold ranging from $78.34 to $78.72 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Balance includes 282 shares acquired on Aug. 1, 2013 through Employee Stock Purchase Plan.