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ILLUMINA, INC. — Director's Dealing 2013
Sep 5, 2013
30440_dirs_2013-09-05_add662aa-5c65-4c20-9003-96b5f6e8a800.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2013-09-03
Reporting Person: Naclerio Nicholas (Sr VP, Corporate & Venture Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-03 | Common Stock | M | 59000.0 | $43.37 | Acquired | 83559 | Direct |
| 2013-09-03 | Common Stock | S | 37515.0 | $76.3747 | Disposed | 46044 | Direct |
| 2013-09-03 | Common Stock | S | 13066.0 | $77.4655 | Disposed | 32978 | Direct |
| 2013-09-03 | Common Stock | S | 8022.0 | $78.3747 | Disposed | 24956 | Direct |
| 2013-09-03 | Common Stock | S | 397.0 | $78.9553 | Disposed | 24559 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-03 | Non-Qualified Stock Option (right to buy) | $43.37 | M | 59000.0 | Disposed | 2020-06-29 | Common Stock (59000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 37,515 shares sold ranging from $75.84 to $76.81 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 13,066 shares sold ranging from $76.89 to $77.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 8,022 shares sold ranging from $77.91 to $78.90 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 397 shares sold ranging from $78.91 to $78.99 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.