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ILLUMINA, INC. — Director's Dealing 2013
Nov 25, 2013
30440_dirs_2013-11-25_9521297d-2fb2-4209-8768-8a0b2be05aea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2013-11-21
Reporting Person: HENRY CHRISTIAN O (Sr VP, General Manager Genomic)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-21 | Common Stock | M | 6000.0 | $28.45 | Acquired | 36236 | Direct |
| 2013-11-21 | Common Stock | S | 1200.0 | $93.4571 | Disposed | 35036 | Direct |
| 2013-11-21 | Common Stock | S | 3200.0 | $94.5479 | Disposed | 31836 | Direct |
| 2013-11-21 | Common Stock | S | 1300.0 | $95.6718 | Disposed | 30536 | Direct |
| 2013-11-21 | Common Stock | S | 300.0 | $96.3775 | Disposed | 30236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-21 | Non-Qualified Stock Option (right to buy) | $28.45 | M | 6000.0 | Disposed | 2019-01-28 | Common Stock (6000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sales price representing 1,200 shares sold ranging from $92.85 to $93.78 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sales price representing 3,200 shares sold ranging from $94.05 to $95.02 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sales price representing 1,300 shares sold ranging from $95.34 to $96.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.