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ILLUMINA, INC. — Director's Dealing 2011
Apr 14, 2011
30440_dirs_2011-04-14_55bd5412-0858-4f73-8910-2273a2096c26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2011-04-12
Reporting Person: HENRY CHRISTIAN O (Sr VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-12 | Common Stock | M | 4487 | $5.23 | Acquired | 33942 | Direct |
| 2011-04-12 | Common Stock | S | 4487 | $67.0755 | Disposed | 29455 | Direct |
| 2011-04-12 | Common Stock | M | 513 | $5.23 | Acquired | 29968 | Direct |
| 2011-04-12 | Common Stock | S | 513 | $67.8282 | Disposed | 29455 | Direct |
| 2011-04-12 | Common Stock | M | 6867 | $20.04 | Acquired | 36322 | Direct |
| 2011-04-12 | Common Stock | S | 6867 | $67.0926 | Disposed | 29455 | Direct |
| 2011-04-12 | Common Stock | M | 633 | $20.04 | Acquired | 30088 | Direct |
| 2011-04-12 | Common Stock | S | 633 | $67.8292 | Disposed | 29455 | Direct |
| 2011-04-12 | Common Stock | M | 4566 | $32.485 | Acquired | 34021 | Direct |
| 2011-04-12 | Common Stock | S | 4566 | $67.0877 | Disposed | 29455 | Direct |
| 2011-04-12 | Common Stock | M | 434 | $32.485 | Acquired | 29889 | Direct |
| 2011-04-12 | Common Stock | S | 434 | $67.8531 | Disposed | 29455 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-12 | Non-Qualified Stock Option (right to buy) | $5.23 | M | 5000 | Disposed | 2015-06-06 | Common Stock (5000) | Direct |
| 2011-04-12 | Non-Qualified Stock Option (right to buy) | $20.04 | M | 7500 | Disposed | 2017-01-25 | Common Stock (7500) | Direct |
| 2011-04-12 | Non-Qualified Stock Option (right to buy) | $32.485 | M | 5000 | Disposed | 2018-01-29 | Common Stock (5000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 4,487 shares sold ranging from $66.60 to $67.45 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 513 shares sold ranging from $67.69 to $68.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 6,867 shares sold ranging from $66.60 to $67.59 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 633 shares sold ranging from $67.60 to $68.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6: Weighted average sale price representing 4,566 shares sold ranging from $66.66 to $67.58 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7: Weighted average sale price representing 434 shares sold ranging from $67.69 to $68.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.