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ILLUMINA, INC. — Director's Dealing 2011
Sep 16, 2011
30440_dirs_2011-09-16_5898cf98-4ad5-428d-8b01-18a942c63cd8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2011-09-14
Reporting Person: HENRY CHRISTIAN O (Sr VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-14 | Common Stock | M | 5000 | $32.485 | Acquired | 34455 | Direct |
| 2011-09-14 | Common Stock | S | 3280 | $51.4047 | Disposed | 31175 | Direct |
| 2011-09-14 | Common Stock | S | 1720 | $52.0955 | Disposed | 29455 | Direct |
| 2011-09-14 | Common Stock | M | 12500 | $20.04 | Acquired | 41955 | Direct |
| 2011-09-14 | Common Stock | S | 12500 | $50.3564 | Disposed | 29455 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-14 | Non-Qualified Stock Option (right to buy) | $20.04 | M | 12500 | Disposed | 2017-01-25 | Common Stock (12500) | Direct |
| 2011-09-14 | Non-Qualified Stock Option (right to buy) | $32.485 | M | 5000 | Disposed | 2018-01-29 | Common Stock (5000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 3,280 shares sold ranging from $50.90 to $51.86 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 1,720 shares sold ranging from $51.93 to $52.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 12,500 shares sold ranging from $50.08 to $50.89 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.