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ILLUMINA, INC. — Director's Dealing 2011
May 12, 2011
30440_dirs_2011-05-12_860da127-a5ae-4163-a375-9ab7d9b8a8a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2011-05-10
Reporting Person: HENRY CHRISTIAN O (Sr VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-10 | Common Stock | M | 3329 | $32.485 | Acquired | 32784 | Direct |
| 2011-05-10 | Common Stock | S | 3329 | $73.6567 | Disposed | 29455 | Direct |
| 2011-05-10 | Common Stock | M | 900 | $32.485 | Acquired | 30355 | Direct |
| 2011-05-10 | Common Stock | S | 900 | $74.6378 | Disposed | 29455 | Direct |
| 2011-05-10 | Common Stock | M | 771 | $32.485 | Acquired | 30226 | Direct |
| 2011-05-10 | Common Stock | S | 771 | $75.5136 | Disposed | 29455 | Direct |
| 2011-05-10 | Common Stock | M | 5006 | $20.04 | Acquired | 34461 | Direct |
| 2011-05-10 | Common Stock | S | 5006 | $73.6673 | Disposed | 29455 | Direct |
| 2011-05-10 | Common Stock | M | 1400 | $20.04 | Acquired | 30855 | Direct |
| 2011-05-10 | Common Stock | S | 1400 | $74.6707 | Disposed | 29455 | Direct |
| 2011-05-10 | Common Stock | M | 1094 | $20.04 | Acquired | 30549 | Direct |
| 2011-05-10 | Common Stock | S | 1094 | $75.5383 | Disposed | 29455 | Direct |
| 2011-05-10 | Common Stock | M | 3376 | $10.485 | Acquired | 32831 | Direct |
| 2011-05-10 | Common Stock | S | 3376 | $73.6761 | Disposed | 29455 | Direct |
| 2011-05-10 | Common Stock | M | 900 | $10.485 | Acquired | 30355 | Direct |
| 2011-05-10 | Common Stock | S | 900 | $74.6889 | Disposed | 29455 | Direct |
| 2011-05-10 | Common Stock | M | 724 | $10.485 | Acquired | 30179 | Direct |
| 2011-05-10 | Common Stock | S | 724 | $75.525 | Disposed | 29455 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-10 | Non-Qualified Stock Option (right to buy) | $10.485 | M | 5000 | Disposed | 2016-01-30 | Common Stock (5000) | Direct |
| 2011-05-10 | Non-Qualified Stock Option (right to buy) | $20.04 | M | 7500 | Disposed | 2017-01-25 | Common Stock (7500) | Direct |
| 2011-05-10 | Non-Qualified Stock Option (right to buy) | $32.485 | M | 5000 | Disposed | 2018-01-29 | Common Stock (5000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 3,329 shares sold ranging from $73.22 to $74.17 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 900 shares sold ranging from $74.35 to $75.06 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 771 shares sold ranging from $75.35 to $76.03 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 5,006 shares sold ranging from $73.22 to $74.19 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6: Weighted average sale price representing 1,400 shares sold ranging from $74.33 to $75.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7: Weighted average sale price representing 1,094 shares sold ranging from $75.41 to $76.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8: Weighted average sale price representing 3,376 shares sold ranging from $73.24 to $74.21 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9: Weighted average sale price representing 900 shares sold ranging from $74.40 to $75.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F10: Weighted average sale price representing 724 shares sold ranging from $75.41 to $75.77 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.