AI assistant
ILLUMINA, INC. — Director's Dealing 2011
Jan 13, 2011
30440_dirs_2011-01-13_9835c399-d642-46b1-bb23-62e539753b84.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2011-01-11
Reporting Person: HENRY CHRISTIAN O (Sr VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-11 | Common Stock | M | 4582 | $10.485 | Acquired | 30654 | Direct |
| 2011-01-11 | Common Stock | S | 4582 | $66.8358 | Disposed | 26072 | Direct |
| 2011-01-11 | Common Stock | M | 418 | $10.485 | Acquired | 26490 | Direct |
| 2011-01-11 | Common Stock | S | 418 | $67.2652 | Disposed | 26072 | Direct |
| 2011-01-11 | Common Stock | M | 6844 | $20.04 | Acquired | 32916 | Direct |
| 2011-01-11 | Common Stock | S | 6844 | $66.8409 | Disposed | 26072 | Direct |
| 2011-01-11 | Common Stock | M | 656 | $20.04 | Acquired | 26728 | Direct |
| 2011-01-11 | Common Stock | S | 656 | $67.2556 | Disposed | 26072 | Direct |
| 2011-01-11 | Common Stock | M | 4570 | $32.485 | Acquired | 30642 | Direct |
| 2011-01-11 | Common Stock | S | 4570 | $66.8227 | Disposed | 26072 | Direct |
| 2011-01-11 | Common Stock | M | 430 | $32.485 | Acquired | 26502 | Direct |
| 2011-01-11 | Common Stock | S | 430 | $67.2553 | Disposed | 26072 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-11 | Non-Qualified Stock Option (right to buy) | $10.485 | M | 5000 | Disposed | 2016-01-30 | Common Stock (5000) | Direct |
| 2011-01-11 | Non-Qualified Stock Option (right to buy) | $20.04 | M | 7500 | Disposed | 2017-01-25 | Common Stock (7500) | Direct |
| 2011-01-11 | Non-Qualified Stock Option (right to buy) | $32.485 | M | 5000 | Disposed | 2018-01-29 | Common Stock (5000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 4,582 shares sold ranging from $66.17 to $67.15 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 418 shares sold ranging from $67.19 to $67.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 6,844 shares sold ranging from $66.175 to $67.14 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 656 shares sold ranging from $67.21 to $67.28 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6: Weighted average sale price representing 4,570 shares sold ranging from $66.17 to $67.16 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7: Weighted average sale price representing 430 shares sold ranging from $67.21 to $67.30 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.