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ILLUMINA, INC. — Director's Dealing 2011
Mar 11, 2011
30440_dirs_2011-03-11_0853bdb8-bf87-4ee5-90b5-e9c7daf48a2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2011-03-09
Reporting Person: HENRY CHRISTIAN O (Sr VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-09 | Common Stock | M | 4400 | $5.23 | Acquired | 33855 | Direct |
| 2011-03-09 | Common Stock | S | 4400 | $65.838 | Disposed | 29455 | Direct |
| 2011-03-09 | Common Stock | M | 600 | $5.23 | Acquired | 30055 | Direct |
| 2011-03-09 | Common Stock | S | 600 | $66.605 | Disposed | 29455 | Direct |
| 2011-03-09 | Common Stock | M | 6869 | $20.04 | Acquired | 36324 | Direct |
| 2011-03-09 | Common Stock | S | 6869 | $65.8676 | Disposed | 29455 | Direct |
| 2011-03-09 | Common Stock | M | 631 | $20.04 | Acquired | 30086 | Direct |
| 2011-03-09 | Common Stock | S | 631 | $66.6537 | Disposed | 29455 | Direct |
| 2011-03-09 | Common Stock | M | 4300 | $32.485 | Acquired | 33755 | Direct |
| 2011-03-09 | Common Stock | S | 4300 | $65.8291 | Disposed | 29455 | Direct |
| 2011-03-09 | Common Stock | M | 700 | $32.485 | Acquired | 30155 | Direct |
| 2011-03-09 | Common Stock | S | 700 | $66.5814 | Disposed | 29455 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-09 | Non-Qualified Stock Option (right to buy) | $5.23 | M | 5000 | Disposed | 2015-06-06 | Common Stock (5000) | Direct |
| 2011-03-09 | Non-Qualified Stock Option (right to buy) | $20.04 | M | 7500 | Disposed | 2017-01-25 | Common Stock (7500) | Direct |
| 2011-03-09 | Non-Qualified Stock Option (right to buy) | $32.485 | M | 5000 | Disposed | 2018-01-29 | Common Stock (5000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 4,400 shares sold ranging from $65.44 to $66.40 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 600 shares sold ranging from $66.46 to $67.04 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 6,869 shares sold ranging from $65.45 to $66.44 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 631 shares sold ranging from $66.46 to $67.18 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6: Weighted average sale price representing 4,300 shares sold ranging from $65.44 to $66.43 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7: Weighted average sale price representing 700 shares sold ranging from $66.44 to $67.09 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.