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ILLINOIS TOOL WORKS INC — Director's Dealing 2019
May 7, 2019
29921_dirs_2019-05-07_f7732880-c73b-4c3c-b4dd-55f7b63fa2be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLINOIS TOOL WORKS INC (ITW)
CIK: 0000049826
Period of Report: 2019-05-03
Reporting Person: SMITH DAVID BYRON JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-03 | Common Stock | A | 1159 | $157.41 | Acquired | 115836 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15517 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $ | Common Stock (1252.0) | 1252 | Direct |
Footnotes
F1: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and stock grant.
F2: Includes 95,901 shares owned directly by reporting person with his spouse.
F3: Shares held in various trusts of which the reporting person has a pecuniary interest and is a co-trustee with his spouse.
F4: Represents units of phantom stock under the Phantom Stock Plan for non-employee directors as of May 3, 2019. Each unit is equal in value to one share of common stock. The units are not transferable and have no voting rights. Additional units are credited in amounts equivalent to cash dividends paid on the common stock.