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ILLINOIS TOOL WORKS INC — Director's Dealing 2015
Mar 17, 2015
29921_dirs_2015-03-17_5edc01dd-f8c9-4233-9b67-09b8cacc96b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLINOIS TOOL WORKS INC (ITW)
CIK: 0000049826
Period of Report: 2015-03-13
Reporting Person: Parry David C (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-13 | Common Stock | S | 8900 | $97.57 | Disposed | 44 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1156 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $55.81 | 2021-02-11 | Common Stock (81037.0) | 81037 | Direct |
| Performance Restricted Stock Unit (granted 2/15/2013) | $0.0 | Common Stock (15810.0) | 15810 | Direct | |
| Employee Stock Option | $48.51 | 2018-02-08 | Common Stock (70000.0) | 70000 | Direct |
| Employee Stock Option | $78.59 | 2024-02-14 | Common Stock (66006.0) | 66006 | Direct |
| Employee Stock Option | $51.6 | 2017-02-09 | Common Stock (60000.0) | 60000 | Direct |
| Employee Stock Option | $55.71 | 2022-02-10 | Common Stock (108885.0) | 108885 | Direct |
| Employee Stock Option | $63.25 | 2023-02-15 | Common Stock (101729.0) | 101729 | Direct |
| Performance Restricted Stock Unit (granted 2/13/15) | $0.0 | Common Stock (10177.0) | 10177 | Direct | |
| Employee Stock Option | $98.26 | 2026-02-13 | Common Stock (48590.0) | 48590 | Direct |
| Performance Restricted Stock Unit (granted 2/14/2014) | $0.0 | Common Stock (12274.0) | 12274 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $97.49 to $97.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
F2: Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan--Information reported as of March 13, 2015
F3: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
F4: Each PRSU vests 100% three years from the date of grant if performance goals are met.
F5: Options vest in four (4) equal annual installments beginning one year from date of grant.