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ILLINOIS TOOL WORKS INC — Director's Dealing 2014
Feb 19, 2014
29921_dirs_2014-02-19_0444f6c4-6711-4b31-8eb4-76f295c0aaf4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLINOIS TOOL WORKS INC (ITW)
CIK: 0000049826
Period of Report: 2014-02-14
Reporting Person: O'HERLIHY CHRISTOPHER A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-14 | Common Stock | M | 4838 | — | Acquired | 9406 | Direct |
| 2014-02-14 | Common Stock | F | 1592 | $78.77 | Disposed | 7814 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-14 | Performance Restricted Stock Unit (granted 2/11/2011) | $0.0 | M | 4838 | Disposed | Common Stock (4838.0) | Direct | |
| 2014-02-14 | Employee Stock Option | $78.59 | A | 29702 | Acquired | 2024-02-14 | Common Stock (29702.0) | Direct |
| 2014-02-14 | Performance Restricted Stock Unit (granted 2/14/2014) | $0.0 | A | 5725 | Acquired | Common Stock (5725.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1512 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Restricted Stock Unit (granted 2/10/2012) | $0.0 | Common Stock (5385.0) | 5385 | Direct | |
| Employee Stock Option | $35.12 | 2019-02-13 | Common Stock (13007.0) | 13007 | Direct |
| Employee Stock Option | $63.25 | 2023-02-15 | Common Stock (37301.0) | 37301 | Direct |
| Employee Stock Option | $55.81 | 2021-02-11 | Common Stock (36467.0) | 36467 | Direct |
| Employee Stock Option | $43.64 | 2020-02-12 | Common Stock (22941.0) | 22941 | Direct |
| Performance Restricted Stock Unit (granted 2/15/2013) | $0.0 | Common Stock (5797.0) | 5797 | Direct | |
| Employee Stock Option | $55.71 | 2022-02-10 | Common Stock (43554.0) | 43554 | Direct |
Footnotes
F1: Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan--Information reported as of February 14, 2014.
F2: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
F3: The PRSU award became vested and payable on February 14, 2014.
F4: Options vest in four (4) equal annual installments beginning one year from date of grant.
F5: Each PRSU vests 100% three years from the date of grant if performance goals are met.