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ILLINOIS TOOL WORKS INC — Director's Dealing 2012
Feb 21, 2012
29921_dirs_2012-02-21_a77d2d86-d088-4038-a88d-5e8e197bcf04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLINOIS TOOL WORKS INC (ITW)
CIK: 0000049826
Period of Report: 2012-02-13
Reporting Person: HINDMAN CRAIG A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-13 | Common Stock | M | 17054 | $0.00 | Acquired | 36793 | Direct |
| 2012-02-13 | Common Stock | F | 5407 | $55.95 | Disposed | 31386 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-13 | Qualifying Restricted Stock Unit | $0.00 | M | 17054 | Disposed | Common Stock (17054) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2597 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $47.13 | 2014-12-10 | Common Stock (60000) | 60000 | Direct |
| Employee Stock Option | $42.08 | 2016-02-01 | Common Stock (70000) | 70000 | Direct |
| Employee Stock Option | $51.60 | 2017-02-09 | Common Stock (80000) | 80000 | Direct |
| Employee Stock Option | $48.51 | 2018-02-08 | Common Stock (80000) | 80000 | Direct |
| Employee Stock Option | $35.12 | 2019-02-13 | Common Stock (69375) | 69375 | Direct |
| Employee Stock Option | $43.64 | 2020-02-12 | Common Stock (74077) | 74077 | Direct |
| Performance Restricted Stock Unit | $0.00 | Common Stock (8139) | 8139 | Direct | |
| Employee Stock Option | $55.81 | 2021-02-11 | Common Stock (54700) | 54700 | Direct |
| Performance Restricted Stock Unit | $0.00 | Common Stock (7257) | 7257 | Direct | |
| Performance Restricted Stock Unit | $0.00 | Common Stock (7270) | 7270 | Direct | |
| Employee Stock Option | $55.71 | 2022-02-10 | Common Stock (58798) | 58798 | Direct |
Footnotes
F1: Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan--Information reported as of February 13, 2012.
F2: Options vest in four (4) equal annual installments beginning one year from date of grant.
F3: Each qualifying restricted stock unit (QRSU) and performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
F4: The QRSU award became vested and payable on February 13, 2012.
F5: Each QRSU and PRSU vests 100% three years from the date of grant if performance goals are met.