AI assistant
ILLINOIS TOOL WORKS INC — Director's Dealing 2012
Oct 29, 2012
29921_dirs_2012-10-29_1c764168-3cbb-4989-a9cf-f7f58d1fc1e3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLINOIS TOOL WORKS INC (ITW)
CIK: 0000049826
Period of Report: 2012-10-25
Reporting Person: Hartnett John R. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-25 | Common Stock | M | 9500 | $35.12 | Acquired | 12257 | Direct |
| 2012-10-25 | Common Stock | S | 9500 | $60.42 | Disposed | 2757 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-25 | Employee Stock Option | $35.12 | M | 9500 | Disposed | 2019-02-13 | Common Stock (9500) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $47.13 | 2014-12-10 | Common Stock (6000) | 6000 | Direct |
| Employee Stock Option | $42.08 | 2016-02-01 | Common Stock (6000) | 6000 | Direct |
| Employee Stock Optioin | $51.60 | 2017-02-09 | Common Stock (8000) | 8000 | Direct |
| Employee Stock Option | $48.51 | 2018-02-08 | Common Stock (15000) | 15000 | Direct |
| Employee Stock Option | $43.64 | 2020-02-12 | Common Stock (13889) | 13889 | Direct |
| Employee Stock Option | $55.81 | 2021-02-11 | Common Stock (11750) | 11750 | Direct |
| Employee Stock Option | $55.71 | 2022-02-10 | Common Stock (13066) | 13066 | Direct |
| Restricted Stock Unit (granted 02/10/2012) | $0.00 | Common Stock (1526) | 1526 | Direct | |
| Restricted Stock Unit (granted 02/11/2011) | $0.00 | Common Stock (1559) | 1559 | Direct | |
| Restricted Stock Unit (granted 02/10/2012) | $0.00 | Common Stock (1616) | 1616 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $60.28 to $60.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
F2: Options vest in four (4) equal annual installments beginning one year from date of grant.
F3: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Company's common stock.
F4: Each RSU vests 100% three years from the date of grant.