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ILLINOIS TOOL WORKS INC — Director's Dealing 2011
Feb 14, 2011
29921_dirs_2011-02-14_6b8249c3-1f43-4866-94b9-047ec51fb565.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLINOIS TOOL WORKS INC (ITW)
CIK: 0000049826
Period of Report: 2011-02-11
Reporting Person: O'HERLIHY CHRISTOPHER A (Executive Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-11 | Employee Stock Option | $55.81 | A | 36467 | Acquired | 2021-02-11 | Common Stock (36467) | Direct |
| 2011-02-11 | Performance Restricted Stock Unit | $0.00 | A | 4838 | Acquired | Common Stock (4838) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1413 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $31.125 | 2011-12-14 | Common Stock (3000) | 3000 | Direct |
| Employee Stock Option | $32.8425 | 2012-12-13 | Common Stock (3000) | 3000 | Direct |
| Employee Stock Option | $40.75 | 2013-12-12 | Common Stock (3000) | 3000 | Direct |
| Employee Stock Option | $47.13 | 2014-12-10 | Common Stock (4000) | 4000 | Direct |
| Employee Stock Option | $42.08 | 2016-02-01 | Common Stock (5000) | 5000 | Direct |
| Employee Stock Option | $51.60 | 2017-02-09 | Common Stock (8000) | 8000 | Direct |
| Employee Stock Option | $48.51 | 2018-02-08 | Common Stock (12000) | 12000 | Direct |
| Employee Stock Option | $35.12 | 2019-02-13 | Common Stock (13007) | 13007 | Direct |
| Employee Stock Option | $43.64 | 2020-02-12 | Common Stock (22941) | 22941 | Direct |
| Restricted Stock Unit | $0.00 | Common Stock (1896) | 1896 | Direct | |
| Qualifying Restricted Stock Unit | $0.00 | Common Stock (2450) | 2450 | Direct | |
| Restricted Stock Unit | $0.00 | Common Stock (2521) | 2521 | Direct |
Footnotes
F1: Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan--Information reported as of February 11, 2011.
F2: Options vest in four (4) equal annual installments beginning one year from date of grant.
F3: Each restricted stock unit (RSU), qualifying restricted stock unit (QRSU) and performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
F4: Each RSU vests 100% three years from the date of grant.
F5: Each QRSU and PRSU vests 100% three years from the date of grant if performance goals are met.