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ILLINOIS TOOL WORKS INC — Director's Dealing 2004
Oct 7, 2004
29921_dirs_2004-10-07_b4702cfd-3519-4f5d-a273-648b6237b457.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ILLINOIS TOOL WORKS INC (ITW)
CIK: 0000049826
Period of Report: 2004-09-17
Reporting Person: FARRELL W JAMES (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-06-21 | Common Stock | S | 2920 | $92.5915 | Disposed | 45435 | Indirect |
| 2004-09-17 | Common Stock | M | 350000 | $33.375 | Acquired | 395435 | Indirect |
| 2004-09-17 | Common Stock | M | 606 | $34.59 | Acquired | 396041 | Indirect |
| 2004-09-17 | Common Stock | S | 151992 | $91.8763 | Disposed | 244049 | Indirect |
| 2004-09-17 | Common Stock | F | 65740 | $91.8763 | Disposed | 178309 | Indirect |
| 2004-09-17 | Common Stock | F | 28959 | $92.04 | Disposed | 149350 | Indirect |
| 2004-09-17 | Common Stock | M | 38000 | $55.875 | Acquired | 230754 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-09-17 | Employee Stock Option | $34.59 | M | 606 | Disposed | 2009-05-04 | Common Stock (606) | Direct |
| 1997-12-12 | Employee Stock Option | $54.62 | A | 100000 | Acquired | 2007-12-12 | Common Stock (100000) | Direct |
| 2004-09-17 | Employee Stock Option | $33.375 | M | 38504 | Disposed | 2006-05-03 | Common Stock (38504) | Direct |
| 2004-09-17 | Employee Stock Option | $33.375 | M | 311496 | Disposed | 2006-05-03 | Common Stock (311496) | Indirect |
| 1998-12-11 | Employee Stock Option | $58.25 | A | 100000 | Acquired | 2008-12-11 | Common Stock (100000) | Direct |
| 1999-12-17 | Employee Stock Option | $65.50 | A | 200000 | Acquired | 2009-12-17 | Common Stock (200000) | Direct |
| 2004-09-17 | Employee Stock Option | $55.875 | M | 38000 | Disposed | 2010-12-15 | Common Stock (38000) | Direct |
| 2001-12-14 | Employee Stock Option | $62.25 | A | 400000 | Acquired | 2011-12-14 | Common Stock (400000) | Direct |
| 2004-09-17 | Employee Stock Option | $92.04 | A | 23069 | Acquired | 2010-12-15 | Common Stock (23069) | Direct |
Footnotes
F1: 15,373 shares held in revocable trust.
F2: 133,977 shares held in JM investment partners L.P.
F3: 7,021 shares allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan -- Information reported as of 9/17/04.
F4: Includes Grant of Restricted Stock vesting over 3 year period: 12/16/03, 12/16/04, 12/16/05.
F5: Includes Grant of Restricted Stock vesting over 3 year period: 12/16/04, 12/16/05, 12/18/06
F6: Options received for 75 shares of Premark International pursuant to merger with ITW.
F7: Options vest in four equal annual installments beginning one year from date of grant.
F8: Options vest in five equal annual installments beginning one year from date of grant.