AI assistant
ILLINOIS TOOL WORKS INC — Director's Dealing 2003
Oct 2, 2003
29921_dirs_2003-10-02_05b6b7dc-d1ef-4917-9bc2-35359ab61493.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLINOIS TOOL WORKS INC (ITW)
CIK: 0000049826
Period of Report: 2003-10-01
Reporting Person: FARRELL W JAMES (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-10-01 | Common Stock | G | 103 | $66.76 | Disposed | 24175 | Indirect |
| 1998-08-08 | Common Stock | A | 0 | — | Acquired | 146937 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1999-11-23 | Employee Stock Option | $34.59 | A | 606 | Acquired | 2009-05-04 | Common Stock (606) | Direct |
| 1997-12-12 | Employee Stock Option | $54.62 | A | 100000 | Acquired | 2007-12-12 | Common Stock (100000) | Direct |
| 1996-05-03 | Employee Stock Option | $33.375 | A | 38504 | Acquired | 2006-05-03 | Common Stock (38504) | Direct |
| 1996-05-03 | Employee Stock Option | $33.375 | A | 311496 | Acquired | 2006-05-03 | Common Stock (311496) | Indirect |
| 1998-12-11 | Employee Stock Option | $58.25 | A | 100000 | Acquired | 2008-12-11 | Common Stock (100000) | Direct |
| 1999-12-17 | Employee Stock Option | $65.50 | A | 200000 | Acquired | 2009-12-17 | Common Stock (200000) | Direct |
| 2000-12-15 | Employee Stock Option | $55.875 | A | 450000 | Acquired | 2010-12-15 | Common Stock (450000) | Direct |
| 2001-12-14 | Employee Stock Option | $62.25 | A | 400000 | Acquired | 2011-12-14 | Common Stock (400000) | Direct |
Footnotes
F1: 7,697 shares held in revocable trust.
F2: 16,462 shares held in JM investment partners L.P.
F3: 16 shares held by my son as to which I disclaim beneficial ownership.
F4: 6,937 shares allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan -- Information reported as of 9/24/03.
F5: Grant of 140,000 shares of Restricted Stock vesting over 3 year period: 12/16/03, 12/16/04, 12/16/05.
F6: Options received for 75 shares of Premark International pursuant to merger with ITW.
F7: Options vest in four equal annual installments beginning one year from date of grant.
F8: Options vest in five equal annual installments beginning one year from date of grant.