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ILLINOIS TOOL WORKS INC — Director's Dealing 2002
Aug 26, 2002
29921_dirs_2002-08-26_69e2831f-fa9e-4eb9-820c-346aadf146c7.zip
Director's Dealing
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4 1 c71532e4.htm FORM 4 Form 4 PAGEBREAK
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FORM 4
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
| ● |
|---|
| Section 16. Form 4 or Form 5 obligations may |
| continue. See Instruction 1(b). |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | 6. Relationship of Reporting Person |
|---|---|---|
| Kinney Jon C | Illinois Tool Works (ITW) | to Issuer (Check all applicable) |
| (Last) (First) (Middle) | Director 10% Owner | |
| Officer (give title below) | ||
| 3. IRS Identification Number of Reporting Person, if an | ||
| Entity (Voluntary) | Other (specify below) | |
| 3600 West Lake Avenue | Senior Vice President & CFO | |
| (Street) | ||
| 4. Statement for Month/Year | 7. Individual or Joint/Group Filing | |
| Glenview, IL 60025 | August 23, 2002 | (Check applicable line) |
| (City) (State) (Zip) | Form Filed by One Reporting Person | |
| Form Filed by More than One Reporting Person | ||
| 5. If Amendment, Date of Original (Month/Year) |
TABLE I NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
| 4. Securities Acquired (A) | ||||||
|---|---|---|---|---|---|---|
| 3. Transaction Code | or Disposed of (D) | |||||
| 2. Transaction Date | (Instr. 8) | (Instr. 3, 4 and 5) | ||||
| (A) | ||||||
| or | ||||||
| 1. Title | ||||||
| of Security (Instr. 3) | (Month/Day/Year) | Code | V | Amount | (D) | Price |
| Common Stock | 8/21/02 | M | 8,911 | A | 18.1875 | |
| Common Stock | 8/21/02 | F | 2,380 | D | 68.10 | |
| Common Stock | 8/22/02 | M | 5,089 | A | 18.1875 | |
| Common Stock | 8/22/02 | S | 1,889 | D | 69.10 | |
| Common Stock | 8/22/02 | S | 2,600 | D | 68.89 | |
| Common Stock | 8/22/02 | S | 600 | D | 69.09 | |
| Common Stock |
[Additional columns below]
[Continued from above table]
| 5. Amount of | 6. Ownership Form: | |
|---|---|---|
| Securities Beneficially | Direct (D) or | 7. Nature of Indirect |
| Owned at End of Month | Indirect (I) | Beneficial Ownership |
| (Instr. 3 and 4) | (Instr. 4) | (Instr. 4) |
| 8,913 | D | |
| 4,733 | I | * |
- Shares allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan. Information reported as of 8/21/02.
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
If the form is filed by more than one reporting person, see* Instruction 4(b)(v).
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. PAGEBREAK
FORM 4 (CONTINUED)
TABLE II DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
| 5. Number of | ||||||
|---|---|---|---|---|---|---|
| Derivative | ||||||
| Securities | ||||||
| Acquired (A) or | ||||||
| 4. Transaction | Disposed of (D) | |||||
| Code | (Instr. 3, 4, | |||||
| 2. Conversion or | (Instr. 8) | and 5) | ||||
| 1. Title of Derivative | Exercise Price of | 3. Transaction Date | ||||
| Security (Instr. 3) | Derivative Security | (Month/Day/Year) | Code | V | (A) | (D) |
| Employee Stock Options (Rt to | ||||||
| Buy) | 18.1875 | 8/21/02 | M | 8.911 | ||
| Employee Stock Options (Rt to | ||||||
| Buy) | 68.10 | 8/21/02 | A | 2,380 | ||
| Employee Stock Options (Rt to | ||||||
| Buy) | 18.1875 | 8/22/02 | M | 5,089 | ||
| Employee Stock Options (Rt to | ||||||
| Buy) | 30.125 | |||||
| Employee Stock Options (Rt to | ||||||
| Buy) | 54.62 | |||||
| Employee Stock Options (Rt to | ||||||
| Buy) | 58.25 | |||||
| Employee Stock Options (Rt to | ||||||
| Buy) | 65.50 | |||||
| Employee Stock Options (Rt to | ||||||
| Buy) | 55.875 | |||||
| Employee Stock Options (Rt to | ||||||
| Buy) | 62.25 |
[Additional columns below]
[Continued from above table]
| 6. Date Exercisable — and Expiration | 7. Title and Amount — of Underlying | |||
|---|---|---|---|---|
| Date (Month/Day/ | Securities | |||
| Year) | (Instr. 3 and 4) | |||
| 8. Price of | ||||
| Amount or | Derivative | |||
| Date | Expiration | Number of | Security | |
| Exercisable | Date | Title | Shares | (Instr. 5) |
| 1 | 12/10/03 | Common Stock | 8,911 | |
| 8/21/02 | 12/10/03 | Common Stock | 2,380 | |
| 1 | 12/10/03 | Common Stock | 5,089 | |
| 2 | 12/8/05 | |||
| 3 | 12/12/07 | |||
| 4 | 12/11/08 | |||
| 5 | 12/17/09 | |||
| 6 | 12/15/10 | |||
| 7 | 12/14/11 |
| 9. Number of | 10. Ownership | |
|---|---|---|
| Derivative | Form of | |
| Securities | Derivative | 11. Nature of |
| Beneficially | Securities | Indirect |
| Owned at End | Beneficially | Beneficial |
| of Month | owned at end of month | Ownership |
| (Instr. 4) | (Instr. 4) | (Instr. 4) |
| 5,089 | D | |
| 2,380 | D | |
| -0- | D | |
| 20,000 | D | |
| 20,000 | D | |
| 25,000 | D | |
| 30,000 | D | |
| 72,500 | D | |
| 60,000 | D |
Explanation of Responses: These options vest in four (4) equal annual instruments beginning one year from date of grant: (1) 12/10/93 (2) 12/8/95 (3) 12/12/97 (4) 12/11/98 (5) 12/17/99 (6) 12/15/00 (7) 12/14/01
| /S/ Stewart S.
Hudnut | 8/23/02 |
| --- | --- |
| Signature of Reporting Person(1) | Date |
| Attorney-in-Fact | |
(1)Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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