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IGO LIMITED — Major Shareholding Notification 2021
Jan 27, 2021
65111_rns_2021-01-27_4bfe2dd0-bf13-4d0b-9c9f-004b17a6fd82.pdf
Major Shareholding Notification
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Form 605 Corporations Act 2001 Section 671R
| Notice of ceasing to be a substantial holder | ||||
|---|---|---|---|---|
| To Company Name/Scheme IGO Limited | ||||
| ACN/ARSN | 092 786 304 | |||
| 1. Details of substantial holder (1) | ||||
| Name | Dimensional Entities | |||
| ACN/ARSN (if applicable) | See Annexure A | |||
| The holder ceased to be substantial holder on |
26/01/2021 | |||
| The previous notice was given to the company on |
28/09/2020 | |||
| The previous notice was dated | 28/09/2020 | |||
| 2. Changes in relevant interests |
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change $(4)$ |
Consideration given in relation to change $(5)$ |
Class $(6)$ and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure B |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or $\overline{ab}$
| Name and ACN/ARSN (if applicable) | Example 16 Young interests in the company of scribing are as follows: Nature of association |
|---|---|
| N/A | |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| See Annexure C | ||
Signature
| Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner |
|||
|---|---|---|---|
| print name By: Valerie A. Brown- | capacity | Assistant Secretary and Vice President |
|
| sign here | date | January 27, 2021 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its $(1)$ related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(2)$
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(3)$
- $(4)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If $(a)$ subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, $(b)$ the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, moneys and other, that any person from whom a $(5)$ relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- The voting shares of a company constitute one class unless divided into separate classes. $(6)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial $(7)$ holding notice.
GUIDE
This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 605.
| Signature | This form must be signed by either a director or a secretary of the substantial holder. |
|---|---|
| Lodging period | Nil |
| Lodging Fee | Nil |
| Other forms to be completed |
Nil |
| Additional information | (a) If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form. |
| (b) This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange. |
|
| (c) The person must give a copy of this notice: |
|
| (i) within 2 business days after they become aware of the information; or |
|
| (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if: |
|
| (A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and |
|
| (B) the person becomes aware of the information during the bid period. |
|
| Annexures | To make any annexure conform to the regulations, you must |
| 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides |
|
| $\mathbf{2}$ show the corporation name and ACN or ARBN |
|
| 3 number the pages consecutively |
|
| 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied |
|
| 5 identify the annexure with a mark such as A, B, C, etc | |
| endorse the annexure with the words: 6 This is annexure (mark) of (number) pages referred to in form (form number and title) |
|
| sign and date the annexure 7 |
|
| The annexure must be signed by the same person(s) who signed the form. |
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
ANNEXURE A IGO Limited ACN 092 786 304
DETAILS OF SUBSTANTIAL HOLDERS 1.
In this Form 605, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:
| Name | DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP) ACN 065 937 671 |
|---|---|
| Name | Dimensional Fund Advisors LP |
| Name | Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC) |
| Name | DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.) |
| Name | Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP) |
| Name | David Booth |
| Name | Rex Sinquefield |
This is Annexure "A" referred to in Form 605: Notice of ceasing to be a substantial holder
Date: January 27, 2021
Print Name: Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Valerie A Brown
Signature:
Capacity: Assistant Secretary and Vice President
Sensitivity: General Use
IGO Limited
ACN 092 786 304 ANNEXURE B
CHANGES IN RELEVANT INTERESTS $\overline{a}$
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since
the substantial holder was last required
| Date of Change | Person whose relevant interest changed | Nature of Change (4) | Consideration given in relation to change (5) |
number of securities Class(6) affected and |
Person's affected votes |
|
|---|---|---|---|---|---|---|
| above) hold the following relevant interests in ordinary fully paid shares in IGO LTD: The companies and individuals comprisin |
g the Dimensional Entities (as defined | |||||
| (a) Registered Schemes | ||||||
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to these securities and /or the power to dispose of, or control the exercise of the disposal of these securities as responsible entity of the following registered managed investment schemes |
||||||
| Jan 18 2019 - | ||||||
| Aug 13 2020 | Dimensional Australian Core Equity Trust | Purchase/Transfer | 5,117,430.85 Ş |
1,044,968 | ||
| Jan 17 2019 - | 1,044,968 | |||||
| Mar 04 2019 Jul 12 2019 |
Dimensional Australian Small Company Trust | Purchase/Transfer | 889,104.24 S |
185,134 | 185,134 | |
| Mar 05 2019 | Dimensional Australian Value Trust | Purchase | \$ | |||
| Feb 20 2019 | 648,128.01 | 135,975 | 135,975 | |||
| Jan 14 2021 | Dimensional Australian Sustainability Trust | Purchase/Transfer | 1,605,457.62 | 307,042 | 307,042 |
| (b) Institutional Mandates | |||||
|---|---|---|---|---|---|
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to these securities and /or the power to dispose of, or control the exercise of the disposal of these securities under the following mandates with |
|||||
| Separate Account advised by DFA Australia Limited | Purchase/Sale/Transfer | ||||
| Separate Account advised by DFA Australia Limited | Purchase/Transfer | \$ Ş |
(661, 041.50) 84,128.55 |
(100, 766) 22,909 |
(100, 766) 22,909 |
| Separate Account advised by DFA Australia Limited | Transfer | ゝ | (159, 107.88) | (35, 916) | (35, 916) |
| Separate Account advised by DFA Australia Limited | Purchase/Transfer | \$ | 1,002,312.11 | 187,084 | 187,084 |
| Separate Account advised by DFA Australia Limited | Purchase | \$ | 2,709,892.21 | 572,410 | |
| Separate Account advised by DFA Australia Limited | Purchase/Sale/Transfer | \$ | 1,922,972.66 | 430,389 | 572,410 |
| Separate Account advised by DFA Australia Limited | Purchase/Sale/Transfer | \$ | (461, 515.39) | 430,389 | |
| Separate Account advised by DFA Australia Limited | Purchase/Sale/Transfer | ふ | (328, 508.00) | (99, 496) | (99, 496) |
| (c) Other Dimensional Entities Funds and Mandates | (54, 425) | (54, 425) | |||
| power to dispose of, these securities under sub-advisory agreements and consulting DFA Australia Limited has the power to dispose of, or to control the exercise of the services agreements with other members of the Dimensional Entities in relation to the following mutual funds and mandates: |
|||||
| Separate Account Advised by Dimensional Fund Advisors | Purchase | ||||
| Separate Account Advised by Dimensional Fund Advisors | Purchase | \$ \$ |
31,874.84 416,864.62 |
65,726 5,032 |
65,726 5,032 |
Sensitivity: General Use
1
I
| se |
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| g ႕ိ |
| i X |
| Ļ Sei |
| (65, 853) | 7,049 | (305, 419) | 12,766 | (78, 187) | (13, 829) | (8,966) | (32, 124) | (8,990) | 98,866 | 11,133 | 24,500 | 16,479 | (70, 424) | 39,147 | (10, 304) | 15.355 | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (65, 853) | 7,049 | (305, 419) | 12,766 | (78, 187) | (13, 829) | (8,966) | (32, 124) | (8,990) | 98,866 | 11,133 | 24,500 | 16,479 | (70, 424) | 39,147 | (10, 304) | 15,355 | ||||||||||
| (355, 924.51) | 30,981.10 | (1,792,809.53) | (80, 656.13) | (323, 452.93) | (63, 666.31) | (36, 622.27) | (342, 738.36) | (56, 491.63) | 486,636.48 | 27,122.71 | 121,277.01 | 79,066.08 | (281, 543.20) | 238,416.60 | (73,010.52) | 62,134.03 | ||||||||||
| Ş | \$ | \$ | \$ | Ş | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | Ş | Ş | \$ | Ş | ||||||||||
| Sale | Purchase | Transfer | Sale | Sale | Sale | Sale | Purchase/Sale/Transfer | Sale | Purchase/Transfer | Purchase/Transfer | Purchase/Transfer | Purchase | Sale/Transfer | Transfer | Transfer | Purchase | ||||||||||
| series of Old Old Westbury Small & Mid Cap Fund, a |
Westbury Funds, Inc. | DFA Global Sustainability Core Equity Fund of Dimensional Funds |
Separate Account advised by Dimensional Fund Advisors | Dimensional International Core Equity Market ETF of | Dimensional ETF Trust | FA Investment International Core Equity Portfolio of D Dimensions Group Inc. |
International Social Core Equity Portfolio of DFA Investment Dimensions Group Inc. |
CSTG&E International Social Core Equity Portfolio of DFA | Investment Dimensions Group Inc. | International Vector Equity Portfolio of DFA Investment Dimensions Group Inc. |
al Fund Advisors Separate Account advised by Dimension |
International Sustainability Core 1 Portfolio of DFA | Investment Dimensions Group Inc. | Funds plc Global Core Equity Fund of Dimensional |
Global Small Companies Fund of Dimensional Funds plc | Global Sustainability Core Equity Fund of Dimensional | Funds plc | Global Targeted Value Fund of Dimensional Funds plc | World Allocation 60/40 Fund of Dimensional Funds plc | World Equity Fund of Dimensional Funds plc | World ex U.S. Core Equity Portfolio of DFA Investment | Dimensions Group Inc. | ||||
| Jul 31 2019 - Jul | 24 2020 | Oct 19 2020 | Oct 18 2019 | Nov 17 2020 - Jan 20 2021 |
Mar 18 2020 - | Mar 27 2020 | May 08 2020 | Jan 16 2019 | Mar 23 2020 - May 22 2020 |
Oct 09 2019 | Oct 10 2019 | Mar 05 2020 | Jan 22 2021 | Jun 13 2019 | Jan 05 2021 | May 06 2020 Jan 16 2019 |
Mar 04 2020 - | Sep 02 2020 | Jul 11 2019 - | Dec 10 2020 | Dec 03 2020 | Jan 12 2021 | Jan 12 2021 | Jan 16 2019 | Jan 24 2019 |
| JS۴ | |
|---|---|
| ı. | |
| Ū | |
| S |
| (24, 529) | 16 | 9,861 | 31,763 | (6,402) | (50,000) | (2, 971) | 16,936 | 8,101 | 21,862 | 13,014 | (3,964) | (112, 224) | (79, 452) | (1, 159, 705) | 787 | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (24, 529) | 16 | 9,861 | 31,763 | (6,402) | (50,000) | (2, 971) | 16,936 | 8,101 | 21,862 | 13,014 | (3,964) | (112, 224) | (79, 452) | (1, 159, 705) | 287 | ||||||||||||||
| (145, 215.76) | (144.30) | 58,695.02 | 81,207.19 | (30, 698.00) | (320, 500.00) | (326.24) | 78,725.95 | 31,974.51 | 105,011.18 | 60,792.07 | (29, 961.38) | (759, 445.91) | (1,460,990.53) | (6,098,613.27) | (91.09) | ||||||||||||||
| \$ | \$ | \$ | \$ | \$ | ゝ | \$ | \$ | ら | \$ | Ş | Ş | \$ | \$ | S | |||||||||||||||
| Purchase/Transfer | Purchase/Sale | Purchase | Purchase/Sale | Sale | Transfer | Purchase/Sale | Purchase | Purchase | Purchase | Purchase | Purchase/Sale | Sale/Transfer | Purchase/Sale | Sale/Transfer | Transfer | ||||||||||||||
| of DFA Investment World ex U.S. Targeted Value Portfolio Dimensions Group Inc. |
Investment VA International Small Portfolio of DFA Dimensions Group Inc. |
JNL/DFA International Core Equity Fund of JNL Series Trust | International Small Company Fund, a series of John | Hancock Funds II | International Small Company Trust of John Hancock | Variable Insurance Trust | al Fund Advisors Sub-advised Fund advised by Dimension |
al Fund Advisors Sub-advised Fund advised by Dimension |
으 | LVIP Dimensional International Core Equity Fund, a series | of Lincoln Variable Insurance Products Trust | Separate Account advised by Dimensional Fund Advisors | ٩ | Brighthouse/Dimensional International Small Company | Trust II Portfolio, a series of Brighthouse Funds |
Mother Fund Normura DFA International Equity Value |
Separate Account advised by Dimensional Fund Advisors | ۹J | Separate Account advised by Dimensional Fund Advisors | The DFA The Asia Pacific Small Company Series of |
Investment Trust Company | DFA International Small Cap Value Portfolio of DFA | Investment Dimensions Group Inc. | International Core Equity Fund of Dimensional Funds ICVC | |||||
| Jan 16 2019 - Mar 02 2020 |
Sep 25 2019 Nov 06 2019 |
Aug 20 2019 - | Jan 06 2021 | Mar 01 2019 | Nov 20 2019 | Apr 18 2019 | Sep 25 2019 | Sep 08 2020 | Jan 08 2021 | Sep 22 2020 | Nov 19 2020 | Jan 15 2019 | Apr 05 2019 | May 06 2020 | Oct 14 2020 - | Nov 25 2020 | Mar 28 2019 | Jan 14 2021 | Jul 23 2020 | Jan 25 2021 | Jan 16 2019 - | Dec 31 2019 | Sep 18 2019 | Apr 30 2020 | Jul 01 2019 - | Dec 03 2020 |
| Jse |
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| t. |
| ē |
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| Ĕ |
| ۇي |
| (d) Dimensional Fund Advisors LP and each of its subsidiaries are each deemed to have the same relevant interests in the securities as DFA Australia Limited because DFA Australia Limited; Dimensional Fund Advisors LP controls |
interests in the securities as Dimensional Fund Advisors LP as they each, individually or through trusts they control, have more than 20% voting power in Dimensional (e) David Booth and Rex Sinquefield are deemed to have the same relevant Holdings Inc., the general partner of Dimensional Fund Advisors LP; |
securities referred to in paragraph (c) above (f) Dimensional Fund Advisors LP and other members of the Dimensional Entities as investment manager or advisor to the mutual funds and mandates referred to in may also have relevant interests in the that paragraph. |
|---|---|---|
For the purpose of section 671B of the Corporations Act, as at January 25, 2021, the total votes attached to voting shares in which the Dimensional Entities have relevant
interests in is 37,838,190 being 4.997% of the tota
This is Annexure "B" referred to in Form 605: Notice of ceasing to be a substantial holder
January 27, 2021 Date:
By: Dimensional Holdings Inc., its General Partner
By: Valerie/A. Brown Dimensional Fund Advisors LP Print Name:
Signature:
Assistant Secretary and Vice President Capacity:
ANNEXURE C IGO Limited ACN 092 786 304
$\overline{4}$ . ADDRESSES
The addresses of persons named in this form are as follows:
| Name | |
|---|---|
| DFA Australia Limited | Address |
| Level 43, 1 Macquarie Place, Sydney NSW 2000 | |
| Dimensional Fund Advisors LP | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
| Dimensional Fund Advisors Ltd. | |
| DFA Canada LLC | 20 Triton Street, London NW1 3BF, United Kingdom |
| 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
|
| Dimensional Fund Advisors Canada ULC | 745 Thurlow Street, Suite 2110, Vancouver, British |
| Columbia V6E 0C5, Canada | |
| Dimensional Advisors Ltd. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Pte. Ltd. | 8 Marina View, Asia Square Tower 1, Suite #33-01, |
| Singapore 018960 | |
| Dimensional Holdings Inc. | |
| 6300 Bee Cave Road, Building One, Austin, Texas, 78746, | |
| Dimensional Holdings LLC | United States of America |
| 6300 Bee Cave Road, Building One, Austin, Texas, 78746, | |
| David Booth | United States of America |
| 6300 Bee Cave Road, Building One, Austin, Texas, 78746, | |
| United States of America | |
| Rex Sinquefield | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America |
This is Annexure "C" referred to in Form 605: Notice of ceasing to be a substantial holder
Date: January 27, 2021
Print Name: Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Valerie A Brown
Signature:
Capacity: Assistant Secretary and Vice President
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