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IGO LIMITED Major Shareholding Notification 2021

Jan 27, 2021

65111_rns_2021-01-27_4bfe2dd0-bf13-4d0b-9c9f-004b17a6fd82.pdf

Major Shareholding Notification

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Form 605 Corporations Act 2001 Section 671R

Notice of ceasing to be a substantial holder
To Company Name/Scheme IGO Limited
ACN/ARSN 092 786 304
1. Details of substantial holder (1)
Name Dimensional Entities
ACN/ARSN (if applicable) See Annexure A
The holder ceased to be substantial
holder on
26/01/2021
The previous notice was given to the
company on
28/09/2020
The previous notice was dated 28/09/2020
2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change $(4)$
Consideration
given in relation
to change $(5)$
Class $(6)$ and
number of
securities
affected
Person's
votes
affected
See Annexure B

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or $\overline{ab}$

Name and ACN/ARSN (if applicable) Example 16 Young interests in the company of scribing are as follows:
Nature of association
N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
See Annexure C

Signature

Dimensional Fund Advisors LP
By: Dimensional Holdings Inc., its General Partner
print name By: Valerie A. Brown- capacity Assistant Secretary and Vice
President
sign here date January 27, 2021

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its $(1)$ related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(2)$
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(3)$
  • $(4)$ Include details of:
  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If $(a)$ subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, $(b)$ the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, moneys and other, that any person from whom a $(5)$ relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • The voting shares of a company constitute one class unless divided into separate classes. $(6)$
  • Give details, if appropriate, of the present association and any change in that association since the last substantial $(7)$ holding notice.

GUIDE

This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 605.

Signature This form must be signed by either a director or a secretary of the substantial holder.
Lodging period Nil
Lodging Fee Nil
Other forms to be
completed
Nil
Additional information (a) If additional space is required to complete a question, the information may be
included on a separate piece of paper annexed to the form.
(b) This notice must be given to a listed company, or the responsible entity for a listed
managed investment scheme. A copy of this notice must also be given to each
relevant securities exchange.
(c)
The person must give a copy of this notice:
(i)
within 2 business days after they become aware of the information; or
(ii) by 9.30 am on the next trading day of the relevant securities exchange after they
become aware of the information if:
(A) a takeover bid is made for voting shares in the company or voting interests
in the scheme; and
(B)
the person becomes aware of the information during the bid period.
Annexures To make any annexure conform to the regulations, you must
1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all
sides
$\mathbf{2}$
show the corporation name and ACN or ARBN
3
number the pages consecutively
4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly
legible when photocopied
5 identify the annexure with a mark such as A, B, C, etc
endorse the annexure with the words:
6
This is annexure (mark) of (number) pages referred to in form (form number and title)
sign and date the annexure
7
The annexure must be signed by the same person(s) who signed the form.

Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.

ANNEXURE A IGO Limited ACN 092 786 304

DETAILS OF SUBSTANTIAL HOLDERS 1.

In this Form 605, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:

Name DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP)
ACN 065 937 671
Name Dimensional Fund Advisors LP
Name Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC)
Name DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.)
Name Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP)
Name Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP)
Name David Booth
Name Rex Sinquefield

This is Annexure "A" referred to in Form 605: Notice of ceasing to be a substantial holder

Date: January 27, 2021

Print Name: Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Valerie A Brown

Signature:

Capacity: Assistant Secretary and Vice President

Sensitivity: General Use

IGO Limited
ACN 092 786 304 ANNEXURE B

CHANGES IN RELEVANT INTERESTS $\overline{a}$

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since
the substantial holder was last required

Date of Change Person whose relevant interest changed Nature of Change (4) Consideration given in
relation to change (5)
number of
securities
Class(6)
affected
and
Person's
affected
votes
above) hold the following relevant interests in ordinary fully paid shares in IGO LTD:
The companies and individuals comprisin
g the Dimensional Entities (as defined
(a) Registered Schemes
DFA Australia Limited has the power to exercise, or control the exercise of, voting
rights attached to these securities and /or the power to dispose of, or control the
exercise of the disposal of these securities as responsible entity of the following
registered managed investment schemes
Jan 18 2019 -
Aug 13 2020 Dimensional Australian Core Equity Trust Purchase/Transfer 5,117,430.85
Ş
1,044,968
Jan 17 2019 - 1,044,968
Mar 04 2019
Jul 12 2019
Dimensional Australian Small Company Trust Purchase/Transfer 889,104.24
S
185,134 185,134
Mar 05 2019 Dimensional Australian Value Trust Purchase \$
Feb 20 2019 648,128.01 135,975 135,975
Jan 14 2021 Dimensional Australian Sustainability Trust Purchase/Transfer 1,605,457.62 307,042 307,042
(b) Institutional Mandates
DFA Australia Limited has the power to exercise, or control the exercise of, voting
rights attached to these securities and /or the power to dispose of, or control the
exercise of the disposal of these securities under the following mandates with
Separate Account advised by DFA Australia Limited Purchase/Sale/Transfer
Separate Account advised by DFA Australia Limited Purchase/Transfer \$
Ş
(661, 041.50)
84,128.55
(100, 766)
22,909
(100, 766)
22,909
Separate Account advised by DFA Australia Limited Transfer (159, 107.88) (35, 916) (35, 916)
Separate Account advised by DFA Australia Limited Purchase/Transfer \$ 1,002,312.11 187,084 187,084
Separate Account advised by DFA Australia Limited Purchase \$ 2,709,892.21 572,410
Separate Account advised by DFA Australia Limited Purchase/Sale/Transfer \$ 1,922,972.66 430,389 572,410
Separate Account advised by DFA Australia Limited Purchase/Sale/Transfer \$ (461, 515.39) 430,389
Separate Account advised by DFA Australia Limited Purchase/Sale/Transfer (328, 508.00) (99, 496) (99, 496)
(c) Other Dimensional Entities Funds and Mandates (54, 425) (54, 425)
power to dispose of, these securities under sub-advisory agreements and consulting
DFA Australia Limited has the power to dispose of, or to control the exercise of the
services agreements with other members of the Dimensional Entities in relation to
the following mutual funds and mandates:
Separate Account Advised by Dimensional Fund Advisors Purchase
Separate Account Advised by Dimensional Fund Advisors Purchase \$
\$
31,874.84
416,864.62
65,726
5,032
65,726
5,032

Sensitivity: General Use

1

I

se
g
႕ိ
i X
Ļ
Sei
(65, 853) 7,049 (305, 419) 12,766 (78, 187) (13, 829) (8,966) (32, 124) (8,990) 98,866 11,133 24,500 16,479 (70, 424) 39,147 (10, 304) 15.355
(65, 853) 7,049 (305, 419) 12,766 (78, 187) (13, 829) (8,966) (32, 124) (8,990) 98,866 11,133 24,500 16,479 (70, 424) 39,147 (10, 304) 15,355
(355, 924.51) 30,981.10 (1,792,809.53) (80, 656.13) (323, 452.93) (63, 666.31) (36, 622.27) (342, 738.36) (56, 491.63) 486,636.48 27,122.71 121,277.01 79,066.08 (281, 543.20) 238,416.60 (73,010.52) 62,134.03
Ş \$ \$ \$ Ş \$ \$ \$ \$ \$ \$ \$ \$ Ş Ş \$ Ş
Sale Purchase Transfer Sale Sale Sale Sale Purchase/Sale/Transfer Sale Purchase/Transfer Purchase/Transfer Purchase/Transfer Purchase Sale/Transfer Transfer Transfer Purchase
series of Old
Old Westbury Small & Mid Cap Fund, a
Westbury Funds, Inc. DFA Global Sustainability Core Equity Fund of Dimensional
Funds
Separate Account advised by Dimensional Fund Advisors Dimensional International Core Equity Market ETF of Dimensional ETF Trust FA Investment
International Core Equity Portfolio of D
Dimensions Group Inc.
International Social Core Equity Portfolio of DFA
Investment Dimensions Group Inc.
CSTG&E International Social Core Equity Portfolio of DFA Investment Dimensions Group Inc. International Vector Equity Portfolio of DFA Investment
Dimensions Group Inc.
al Fund Advisors
Separate Account advised by Dimension
International Sustainability Core 1 Portfolio of DFA Investment Dimensions Group Inc. Funds plc
Global Core Equity Fund of Dimensional
Global Small Companies Fund of Dimensional Funds plc Global Sustainability Core Equity Fund of Dimensional Funds plc Global Targeted Value Fund of Dimensional Funds plc World Allocation 60/40 Fund of Dimensional Funds plc World Equity Fund of Dimensional Funds plc World ex U.S. Core Equity Portfolio of DFA Investment Dimensions Group Inc.
Jul 31 2019 - Jul 24 2020 Oct 19 2020 Oct 18 2019 Nov 17 2020 -
Jan 20 2021
Mar 18 2020 - Mar 27 2020 May 08 2020 Jan 16 2019 Mar 23 2020 -
May 22 2020
Oct 09 2019 Oct 10 2019 Mar 05 2020 Jan 22 2021 Jun 13 2019 Jan 05 2021 May 06 2020
Jan 16 2019
Mar 04 2020 - Sep 02 2020 Jul 11 2019 - Dec 10 2020 Dec 03 2020 Jan 12 2021 Jan 12 2021 Jan 16 2019 Jan 24 2019
JS۴
ı.
Ū
S
(24, 529) 16 9,861 31,763 (6,402) (50,000) (2, 971) 16,936 8,101 21,862 13,014 (3,964) (112, 224) (79, 452) (1, 159, 705) 787
(24, 529) 16 9,861 31,763 (6,402) (50,000) (2, 971) 16,936 8,101 21,862 13,014 (3,964) (112, 224) (79, 452) (1, 159, 705) 287
(145, 215.76) (144.30) 58,695.02 81,207.19 (30, 698.00) (320, 500.00) (326.24) 78,725.95 31,974.51 105,011.18 60,792.07 (29, 961.38) (759, 445.91) (1,460,990.53) (6,098,613.27) (91.09)
\$ \$ \$ \$ \$ \$ \$ \$ Ş Ş \$ \$ S
Purchase/Transfer Purchase/Sale Purchase Purchase/Sale Sale Transfer Purchase/Sale Purchase Purchase Purchase Purchase Purchase/Sale Sale/Transfer Purchase/Sale Sale/Transfer Transfer
of DFA Investment
World ex U.S. Targeted Value Portfolio
Dimensions Group Inc.
Investment
VA International Small Portfolio of DFA
Dimensions Group Inc.
JNL/DFA International Core Equity Fund of JNL Series Trust International Small Company Fund, a series of John Hancock Funds II International Small Company Trust of John Hancock Variable Insurance Trust al Fund Advisors
Sub-advised Fund advised by Dimension
al Fund Advisors
Sub-advised Fund advised by Dimension
LVIP Dimensional International Core Equity Fund, a series of Lincoln Variable Insurance Products Trust Separate Account advised by Dimensional Fund Advisors ٩ Brighthouse/Dimensional International Small Company Trust II
Portfolio, a series of Brighthouse Funds
Mother Fund
Normura DFA International Equity Value
Separate Account advised by Dimensional Fund Advisors ۹J Separate Account advised by Dimensional Fund Advisors The DFA
The Asia Pacific Small Company Series of
Investment Trust Company DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. International Core Equity Fund of Dimensional Funds ICVC
Jan 16 2019 -
Mar 02 2020
Sep 25 2019
Nov 06 2019
Aug 20 2019 - Jan 06 2021 Mar 01 2019 Nov 20 2019 Apr 18 2019 Sep 25 2019 Sep 08 2020 Jan 08 2021 Sep 22 2020 Nov 19 2020 Jan 15 2019 Apr 05 2019 May 06 2020 Oct 14 2020 - Nov 25 2020 Mar 28 2019 Jan 14 2021 Jul 23 2020 Jan 25 2021 Jan 16 2019 - Dec 31 2019 Sep 18 2019 Apr 30 2020 Jul 01 2019 - Dec 03 2020
Jse
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ē
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(d) Dimensional Fund Advisors LP and each of its subsidiaries are each deemed to
have the same relevant interests in the securities as DFA Australia Limited because
DFA Australia Limited;
Dimensional Fund Advisors LP controls
interests in the securities as Dimensional Fund Advisors LP as they each, individually
or through trusts they control, have more than 20% voting power in Dimensional
(e) David Booth and Rex Sinquefield are deemed to have the same relevant
Holdings Inc., the general partner of Dimensional Fund Advisors LP;
securities referred to in paragraph (c) above
(f) Dimensional Fund Advisors LP and other members of the Dimensional Entities
as investment manager or advisor to the mutual funds and mandates referred to in
may also have relevant interests in the
that paragraph.

For the purpose of section 671B of the Corporations Act, as at January 25, 2021, the total votes attached to voting shares in which the Dimensional Entities have relevant
interests in is 37,838,190 being 4.997% of the tota

This is Annexure "B" referred to in Form 605: Notice of ceasing to be a substantial holder

January 27, 2021 Date:

By: Dimensional Holdings Inc., its General Partner
By: Valerie/A. Brown Dimensional Fund Advisors LP Print Name:

Signature:

Assistant Secretary and Vice President Capacity:

ANNEXURE C IGO Limited ACN 092 786 304

$\overline{4}$ . ADDRESSES

The addresses of persons named in this form are as follows:

Name
DFA Australia Limited Address
Level 43, 1 Macquarie Place, Sydney NSW 2000
Dimensional Fund Advisors LP 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Dimensional Fund Advisors Ltd.
DFA Canada LLC 20 Triton Street, London NW1 3BF, United Kingdom
6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Dimensional Fund Advisors Canada ULC 745 Thurlow Street, Suite 2110, Vancouver, British
Columbia V6E 0C5, Canada
Dimensional Advisors Ltd. 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Dimensional Fund Advisors Pte. Ltd. 8 Marina View, Asia Square Tower 1, Suite #33-01,
Singapore 018960
Dimensional Holdings Inc.
6300 Bee Cave Road, Building One, Austin, Texas, 78746,
Dimensional Holdings LLC United States of America
6300 Bee Cave Road, Building One, Austin, Texas, 78746,
David Booth United States of America
6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Rex Sinquefield 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America

This is Annexure "C" referred to in Form 605: Notice of ceasing to be a substantial holder

Date: January 27, 2021

Print Name: Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Valerie A Brown

Signature:

Capacity: Assistant Secretary and Vice President

×