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IGO LIMITED Major Shareholding Notification 2021

Jun 14, 2021

65111_rns_2021-06-14_b7e4a157-285c-4ec0-a470-7cdad9b89181.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To_Company Name/Scheme IGO Limited
ACN/ARSN 092 786 304

1. Details of substantial holder (1)

Name Ausbil Investment Management Limited
076 316 473
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
10/06/2021

The previous notice was given to the company on $05/02/2021$ The previous notice was dated $05/02/2021$

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary Fully Paid 39,177,591 5.174% 46,764,869 6.175%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given
in relation to change
Class and number
of securities
affected
Person's votes
affected
10/06/2021 Ausbil
Investment
Management
limited
Refer to
Annexure B
Refer to
Annexure B
$+7,587,278$
Ordinary
$+1.002%$

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's votes
Ausbil
Refer to
Investment
Refer to
Management
Annexure A
Annexure A
Limited
Refer to
Annexure A
46,764,869
Ordinary
6.175%
_________
_________ _________

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Ausbil Investment
Management Limited
Level 27, 225 George Street, Sydney NSW 2000

Signature

print name Tyson Cannizzaro capacity Compliance Analyst
sign here son and the company of the company of the company of the company of the company of the company of the company of the company of the company of the company of the company of the company of the company of the company of the date 15/06/2021
THE RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENCE OF A RESIDENC

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eq. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group. with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
  • $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • The voting shares of a company constitute one class unless divided into separate classes. $(4)$
  • The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
  • Include details of: $(6)$
  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) $(a)$ applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or $(b)$ disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • $(7)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write $(8)$ "unknown".

Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$

$\sim$

Annexure A Ausbil Investment Management Limited ABN: 26 076 316 473

Relevant interest in: IGO LIMITED

National Nominees Limited (NNL) and various other custodians hold shares in the Company as custodian and for which Ausbil is either:

  • The responsible entity or trustee of a pooled investment product such as $\bullet$ managed investment schemes (funds); or
  • $\bullet$ The investment manager of Portfolios held for a number of institutional investors. The institutional investors are generally superannuation funds regulated under the Superannuation Industry Supervision Act 1993.

The holding of shares in the Company was acquired as part of a wide portfolio of Australian shares acquired for the Funds and Portfolios.

Ausbil and the Custodians may hold relevant interests due to the capacity of these entities to dispose of the shares in the Company.

Each investor in a fund owns an individual interest in the Fund's assets; no investor directly owns any asset of the Fund. The unit holding of each Fund varies from time to time as clients enter and withdraw from the Funds. The various institutional investors with portfolios delegate the management of the Portfolios to Ausbil.

nierwo. gned 15/06/2021

Tyson Cannizzaro Compliance Analyst

Annexure B

Ausbil Investment Management Limited IGO Limited

Ticker As of Date Settle Date B/S Amount Net Amount
IGO 05/02/2021 09/02/2021 B 30,054 191,395.89
IGO 05/02/2021 09/02/2021 B 119,946 763,864.11
IGO 08/02/2021 10/02/2021 Β 547,754 3,484,865.72
IGO 08/02/2021 10/02/2021 Β 137,246 873,172.78
IGO 09/02/2021 11/02/2021 B 87,681 575,152.29
IGO 09/02/2021 11/02/2021 B 31,923 208,179.46
IGO 09/02/2021 11/02/2021 B 127,404 830,839.71
IGO 10/02/2021 12/02/2021 B 40,072 261,281.46
IGO 10/02/2021 12/02/2021 B 159,928 1,042,778.54
IGO 11/02/2021 15/02/2021 S 18,217 121,177.66
IGO 16/02/2021 18/02/2021 S 39,281 262,994.15
IGO 17/02/2021 19/02/2021 S 14,030 96,863.12
IGO 17/02/2021 19/02/2021 B 576,507 3,994,213.45
IGO 17/02/2021 19/02/2021 S 10,000 69,192.00
IGO 17/02/2021 19/02/2021 B 13,047 89,897.74
IGO 17/02/2021 19/02/2021 S 20,000 138,384.00
IGO 17/02/2021 19/02/2021 B 123,493 855,596.55
IGO 18/02/2021 22/02/2021 S 6,000 40,920.00
IGO 18/02/2021 22/02/2021 S 36,442 248,534.44
IGO 18/02/2021 22/02/2021 S 17,781 122,411.52
IGO 19/02/2021 23/02/2021 S 11,000 73,156.60
IGO 22/02/2021 24/02/2021 B 83,744 582,255.28
IGO 22/02/2021 24/02/2021 B 390,777 2,716,994.33
IGO 22/02/2021 24/02/2021 S 11,347 79,764.87
IGO 22/02/2021 24/02/2021 S 5,000 34,721.50
IGO 23/02/2021 25/02/2021 B 84 609.04
IGO 23/02/2021 25/02/2021 B 14,368 104,688.12
IGO 23/02/2021 25/02/2021 B 42 304.52
IGO 23/02/2021 25/02/2021 B 632 4,582.32
IGO 23/02/2021 25/02/2021 B 2,108 15,284.05
IGO
IGO
23/02/2021 25/02/2021 23/02/2021 25/02/2021 B B 16,283 118,641.19
IGO 23/02/2021 25/02/2021 B 23,946
862
174,475.35
6,280.70
IGO 23/02/2021 25/02/2021
IGO B 96,127 700,621.64
IGO 23/02/2021 25/02/2021
23/02/2021 25/02/2021
B 337 2,443.42
B 2,394
548
17,443.16
IGO 23/02/2021 25/02/2021 B 3,973.27
IGO
IGO
23/02/2021 25/02/2021
23/02/2021 25/02/2021
B
B
47,892
213,204
348,950.69
1,553,937.35
IGO 23/02/2021 25/02/2021 B 1,916 13,960.36
IGO 23/02/2021 25/02/2021 S 3,345 24,484.40
IGO 23/02/2021 25/02/2021 B 379 2,747.94
IGO 23/02/2021 25/02/2021 B 7,663 55,834.15
IGO 23/02/2021 25/02/2021 Β 38 275.52
IGO 23/02/2021 25/02/2021 - B 1,916 13,960.36
IGO 23/02/2021 25/02/2021 B 24,952 181,862.65
IGO 23/02/2021 25/02/2021 B 1,916 13,960.36
IGO 23/02/2021 25/02/2021 B 106 768.55
IGO 23/02/2021 25/02/2021 B 19,157 139,581.73
IGO 23/02/2021 25/02/2021 B 717 5,198.61
IGO 23/02/2021 25/02/2021 B 47,892 348,950.69
IGO 23/02/2021 25/02/2021 B 149,233 1,086,849.02
IGO 23/02/2021 25/02/2021 B 84 609.04
IGO 23/02/2021 25/02/2021 B 12,452 90,727.76
IGO 23/02/2021 25/02/2021 B 843 6,112.17
IGO 23/02/2021 25/02/2021 B 8,621 62,814.33
IGO 23/02/2021 25/02/2021 B 1,054 7,642.03
IGO 23/02/2021 25/02/2021 B 84 609.04
IGO 23/02/2021 25/02/2021 B 600,767 4,375,325.98
IGO 23/02/2021 25/02/2021 B 2,108 15,284.05
IGO 23/02/2021 25/02/2021 B 958 6,980.18
IGO 24/02/2021 26/02/2021 S 30,000 214,764.00
IGO 25/02/2021 25/02/2021 S 369,063 2,642,491.08
IGO 01/03/2021 03/03/2021 B 150,488 1,042,340.08
IGO 01/03/2021 03/03/2021 B 32,288 223,639.60
IGO 02/03/2021 04/03/2021 B 6,972 48,039.87
IGO 02/03/2021 04/03/2021 S 10,000 70,304.00
IGO 03/03/2021 05/03/2021 B 10,861 76,895.88
IGO 03/03/2021 05/03/2021 B 32,058 226,589.15
IGO 03/03/2021 05/03/2021 В 149,450 1,056,327.55
IGO 04/03/2021 08/03/2021 S 128,702 838,223.26
IGO 04/03/2021 08/03/2021 B 125,000 818,212.50
IGO 04/03/2021 08/03/2021 B 16,000 101,902.40
IGO 04/03/2021 08/03/2021 B 5,200 33,118.28
IGO 04/03/2021 08/03/2021 B 11,000 70,057.90
IGO 04/03/2021 08/03/2021 В 13,000 82,795.70
IGO 04/03/2021 08/03/2021 Β 15,000 96,957.00
IGO 04/03/2021 08/03/2021 B 2,000 12,737.80
IGO 04/03/2021 08/03/2021 B 70,000 445,823.00
IGO 04/03/2021 08/03/2021 B 55,000 350,289.50
IGO 04/03/2021 08/03/2021 В 80,000 509,512.00
IGO 04/03/2021 08/03/2021 B 32,000 203,804.80
IGO 04/03/2021 08/03/2021 B 40,000 254,756.00
IGO 04/03/2021 08/03/2021 B 140,000 891,646.00
IGO 04/03/2021 08/03/2021 B 6,500 41,397.85
IGO 04/03/2021 08/03/2021 B 90,000 573,201.00
IGO 04/03/2021 08/03/2021 В 70,000 445,823.00
IGO 04/03/2021 08/03/2021 В 21,000 133,746.90
IGO 05/03/2021 09/03/2021 В 10,000 62,769.00
IGO 05/03/2021 09/03/2021 S 288,194 1,808,792.00
IGO 05/03/2021 09/03/2021 S 61,806 387,913.00
IGO 08/03/2021 10/03/2021 S 288,166 1,854,117.68
IGO 08/03/2021 10/03/2021 S 61,834 397,852.32
IGO 10/03/2021 12/03/2021 B 21,322 134,714.53
IGO 10/03/2021 12/03/2021 В 99,389 627,949.64
IGO 12/03/2021 16/03/2021 B 245,854 1,573,096.82
IGO 12/03/2021 16/03/2021 B 52,754 337,546.47
IGO 15/03/2021 17/03/2021 B 147,179 947,111.58
IGO 15/03/2021 17/03/2021 B 31,577 203,201.15
IGO 17/03/2021 19/03/2021 B 20,000 127,200.00
IGO 17/03/2021 19/03/2021 S 67,003 425,871.07
IGO 17/03/2021 19/03/2021 S 312,588 1,986,809.33
IGO 18/03/2021 22/03/2021 B 147,552 946,575.59
IGO 19/03/2021 23/03/2021 S 24,150 155,091.30
IGO 19/03/2021 23/03/2021 S 112,560 722,860.32
IGO 22/03/2021 24/03/2021 B 88,360 552,771.32
IGO 22/03/2021 24/03/2021 B 411,640 2,575,178.68
IGO 23/03/2021 25/03/2021 B 199,198 1,255,823.87
IGO 23/03/2021 25/03/2021 B 3,055 19,254.75
IGO 23/03/2021 25/03/2021 B 42,757 269,557.23
IGO 24/03/2021 26/03/2021 S 13,047 79,120.92
IGO 24/03/2021 26/03/2021 B 48,264 293,594.74
IGO 24/03/2021 26/03/2021 S 52,998 322,137.74
IGO 24/03/2021 26/03/2021 S 247,002 1,501,352.26
IGO 25/03/2021 29/03/2021 B 11,822 73,874.50
IGO 26/03/2021 30/03/2021 B 9,798 61,709.76
IGO 26/03/2021 30/03/2021 S 166,312 1,045,354.08
IGO 26/03/2021 30/03/2021 S 162,672 1,021,580.16
IGO 26/03/2021 30/03/2021 S 35,738 224,631.20
IGO 29/03/2021 31/03/2021 B 50,000 321,070.00
IGO 30/03/2021 01/04/2021 S 18,791 119,508.88
IGO 06/04/2021 08/04/2021 Β 400,511 2,590,545.20
IGO 06/04/2021 08/04/2021 B 99,489 643,504.80
IGO 08/04/2021 12/04/2021 S 6,000 40,320.00
IGO 08/04/2021 12/04/2021 B 25,000 167,432.50
IGO 08/04/2021 12/04/2021 S 161,777 1,074,215.46
IGO 08/04/2021 12/04/2021 S 34,847 231,387.56
IGO 09/04/2021 13/04/2021 S 10,000 66,900.00
IGO 13/04/2021 15/04/2021 B 200,000 1,356,400.00
IGO 14/04/2021 16/04/2021 Β 321,499 2,197,509.96
IGO 14/04/2021 16/04/2021 B 78,501 536,570.04
IGO 16/04/2021 20/04/2021 B 1,531 10,823.56
IGO 19/04/2021 19/04/2021 S 182,743 1,275,546.14
IGO 19/04/2021 21/04/2021 B 9,892 69,046.16
IGO 20/04/2021 22/04/2021 S 154,322 1,073,973.09
IGO 20/04/2021 22/04/2021 S 34,671 241,285.89
IGO 21/04/2021 23/04/2021 S 27,734 191,242.57
IGO 21/04/2021 23/04/2021 S 123,441 851,199.76
IGO 21/04/2021 23/04/2021 B 34,000 234,314.40
IGO 22/04/2021 26/04/2021 B 876 6,083.38
IGO 27/04/2021 29/04/2021 B 64,114 466,243.42
IGO 27/04/2021 29/04/2021 B 285,886 2,078,991.58
IGO 28/04/2021 30/04/2021 B 5,000 36,574.50
IGO 28/04/2021 30/04/2021 B 11,662 85,270.21
IGO 28/04/2021 30/04/2021 B 5,500 40,231.95
IGO 28/04/2021 30/04/2021 S 74,357 543,029.17
IGO 28/04/2021 30/04/2021 S 16,535 120,755.11
IGO 29/04/2021 03/05/2021 S 70,000 525,161.00
IGO 30/04/2021 04/05/2021 B 1,104 8,268.96
IGO 03/05/2021 05/05/2021 B 44,000 324,583.60
IGO 04/05/2021 06/05/2021 B 401,873 3,069,787.29
IGO 04/05/2021 06/05/2021 B 73,893 565,673.08
IGO 04/05/2021 06/05/2021 B 16,428 125,761.27
IGO 04/05/2021 06/05/2021 B 98,127 749,562.71
IGO 04/05/2021 06/05/2021 B 11,500 87,812.85
IGO 04/05/2021 06/05/2021 B 8,500 64,905.15
IGO 05/05/2021 07/05/2021 B 33,544 256,953.75
IGO 05/05/2021 05/05/2021 B 1,044,280 7,999,184.80
IGO 06/05/2021 10/05/2021 B 31,881 245,148.95
IGO 06/05/2021 10/05/2021 B 300,000 2,306,070.00
IGO 06/05/2021 10/05/2021 B 143,509 1,103,512.46
IGO 07/05/2021 11/05/2021 B 50,000 383,785.00
IGO 07/05/2021 11/05/2021 B 300,000 2,302,710.00
IGO 10/05/2021 12/05/2021 B 31,865 249,652.72
IGO 10/05/2021 12/05/2021 Β 143,429 1,123,723.19
IGO 12/05/2021 14/05/2021 В 9,095 68,312.55
IGO 12/05/2021 14/05/2021 B 25,000 187,635.00
IGO 13/05/2021 17/05/2021 S 29,636 218,835.19
IGO 13/05/2021 17/05/2021 S 132,769 980,379.57
IGO 14/05/2021 18/05/2021 B 1,251 9,198.73
IGO 17/05/2021 19/05/2021 S 6,000 44,160.00
IGO 17/05/2021 17/05/2021 S 385,000 2,833,600.00
IGO 18/05/2021 20/05/2021 B 163,171 1,241,551.82
IGO 18/05/2021 20/05/2021 B 36,392 276,903.09
IGO 19/05/2021 21/05/2021 В 10,000 74,851.00
IGO 26/05/2021 28/05/2021 B 1,750 12,766.95
IGO 26/05/2021 28/05/2021 S 66,478 484,757.58
IGO 26/05/2021 28/05/2021 S 297,955 2,172,687.86
IGO 28/05/2021 01/06/2021 B 8,618 65,867.37
IGO 28/05/2021 01/06/2021 B 40,364 307,577.72
IGO 28/05/2021 01/06/2021 В 180,959 1,378,925.68
IGO 31/05/2021 02/06/2021 В 4,938 37,579.17
IGO 01/06/2021 03/06/2021 B 791 6,008.91
IGO 01/06/2021 03/06/2021 B 87,069 662,420.95
IGO 01/06/2021 03/06/2021 B 19,436 147,869.09
IGO 02/06/2021 04/06/2021 Β 32,143 252,161.84
IGO 02/06/2021 04/06/2021 В 143,961 1,129,374.05
IGO 03/06/2021 07/06/2021 Β 39,078 309,802.57
IGO 03/06/2021 07/06/2021 B 160,922 1,275,757.43
IGO 04/06/2021 08/06/2021 S 40,000 307,020.00
IGO 07/06/2021 09/06/2021 S 23,115 173,804.00
IGO 07/06/2021 09/06/2021 S 103,388 777,384.71
IGO 09/06/2021 11/06/2021 B 30,197 224,837.80
IGO 09/06/2021 11/06/2021 B 134,910 1,004,499.39
IGO 10/06/2021 15/06/2021 B 37,419 278,165.36
IGO 10/06/2021 15/06/2021 B 948 7.053.12
IGO. 10/06/2021 15/06/2021 B 12,566 93.413.13
IGO. 10/06/2021 15/06/2021 B 167.146 1,242,529.93

Tyson Cannizzaro Compliance Analyst 15/06/2021

$\mathcal{L}^{\text{max}}_{\text{max}}$