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IGO LIMITED — Major Shareholding Notification 2019
Jul 2, 2019
65111_rns_2019-07-02_7e09a073-3284-40c0-8211-4b7f60c8d83f.pdf
Major Shareholding Notification
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Form 605 Corporations Act 2001 Section 671B
| Notice of ceasing to be a substantial holder | |
|---|---|
| ---------------------------------------------- | -- |
| To Company Name/Scheme Independence Group NL | ||
|---|---|---|
| ACN/ARSN | 092 786 304 |
|---|---|
1. Details of substantial holder (1)
| Name ACN/ARSN (if applicable) |
Dimensional Entities See Annexure A |
|---|---|
| The holder ceased to be substantial holder on |
02/07/2019 |
| The previous notice was given to the company on The previous notice was dated |
18/03/2019 15/03/2019 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change $(4)$ |
Consideration given in relation to change $(5)$ |
Class $(6)$ and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure B |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| ١N | |
4. Addresses
The addresses of persons named in this form are as follows:
| - - A ame w |
A 44.000 ن د ب ____ |
|---|---|
| $-0.00000000000000000000000000000000000$ . |
|
| . | ,我们也不能会不能会不能会不能会不能会不能会不能会不能会不能会不能会不能会不能会不能会不 the contract of the contract of the contract of the contract of the contract of the contract of the contract of |
Signature
| Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner |
|||
|---|---|---|---|
| print name By: Valerie A. Brown | capacity | Assistant Secretary and Vice President |
|
| sign here | date | July 2, 2019 |
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(2)$
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(3)$
- $(4)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If $(a)$ subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, $(b)$ the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, moneys and other, that any person from whom a $(5)$ relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $(6)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(7)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
GUIDE
This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 605.
| Signature | This form must be signed by either a director or a secretary of the substantial holder. |
|---|---|
| Lodging period | Nil |
| Lodging Fee | Nil |
| Other forms to be completed |
Nil |
| Additional information | (a) If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form. |
| (b) This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange. |
|
| (c) The person must give a copy of this notice: | |
| within 2 business days after they become aware of the information; or (i) |
|
| (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if: |
|
| (A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and |
|
| the person becomes aware of the information during the bid period. (B) |
|
| Annexures | To make any annexure conform to the regulations, you must |
| 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides |
|
| 2 show the corporation name and ACN or ARBN | |
| 3 number the pages consecutively | |
| 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied |
|
| 5 identify the annexure with a mark such as A, B, C, etc | |
| 6 endorse the annexure with the words: This is annexure (mark) of (number) pages referred to in form (form number and title) |
|
| 7 sign and date the annexure | |
| The annexure must be signed by the same person(s) who signed the form. |
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
ANNEXURE A Independence Group NL ACN 092 786 304
DETAILS OF SUBSTANTIAL HOLDERS $1.$
In this Form 605, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:
| Name | DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP) ACN 065 937 671 |
|---|---|
| Name | Dimensional Fund Advisors LP |
| Name | Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC) |
| Name | DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.) |
| Name | Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP) |
| Name | David Booth |
| Name | Rex Sinquefield |
This is Annexure "A" referred to in Form 605: Notice of ceasing to be a substantial holder
| Date: | July 2, 2019 |
|---|---|
| Print Name: | Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Valerie A. Brown |
| Signature: |
Capacity: Assistant Secretary and Vice President
Independence Group NL
ACN 092 786 304 ANNEXURE B
CHANGES IN RELEVANT INTERESTS $\mathbf{a}$
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since
the substantial holder was last required
| Date of Change |
Person whose relevant interest changed | Nature of Change $\widehat{\mathbf{d}}$ |
Consideration given in relation to change (5) |
and number of securities Class (6) affected |
Person's affected votes |
|
|---|---|---|---|---|---|---|
| The companies and individuals comprising the Dimensional Entities (as defined above) hold the following relevant interests in ordinary fully paid shares in INDEPENDENCE GROUP NL: |
||||||
| (a) Registered Schemes | ||||||
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to these securities and /or the power to dispose of, or control the exercise of e entity of the following registered the disposal of these securities as responsibl managed investment schemes: |
||||||
| Jun 07 2019 - Jun 11 2019 |
Dimensional Australian Core Equity Trust | Purchase | ∽ | 172,217.32 | 39,313 | 39,313 |
| $-$ Apr 04 2019 Mar 19 2019 |
Dimensional Australian Small Company Trust | Purchase | s | 102,345.86 | 20,791 | 20,791 |
| (b) Institutional Mandates | ||||||
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to these securities and /or the power to dispose of, or control the exercise of the disposal of these securities under the following mandates with institutional investors: |
||||||
| Jun 24 2019 | Separate Account advised by DFA Australia Limited | Purchase | 174,486.23 | 36,205 | 36,205 |
| 8,660 | 32,614 | (332, 232) | 35,011 | 5,392 | 6,324 | 39,219 | (6,402) | 14,218 | (3,039) | 81,156 | 6,612 | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 8,660 | 32,614 | (332, 232) | 35,011 | 5,392 | 6,324 | 39,219 | (6,402) | 14,218 | (3,039) | 81,156 | 6,612 | ||||
| 40,054.47 | 144,678.49 | (1,580,674.04) | 163,263.93 | 24,281.48 | 30,816.59 | 191,654.27 | (30,698.00) | 69,626.49 | (14, 723.50) | 391,069.78 | 31,407.00 | ||||
| \$ | ∽ | Ş | ∽ | s | Ş | ᠊᠕ | ᠊ᠬ | ∽ | Ş | ∽ | Ş | ||||
| Purchase | Purchase/Transfer | Sale/Transfer | Purchase | Purchase | Purchase | Purchase | Sale | Purchase | Sale | Purchase | Transfer | ||||
| Limited Separate Account advised by DFA Australia |
Limited Separate Account advised by DFA Australia |
Limited Separate Account advised by DFA Australia |
Mandates (c) Other Dimensional Entities Funds and |
of the Dimensional Entities in relation to the power to dispose of, these securities under sub-advisory agreements and consulting DFA Australia Limited has the power to dispose of, or to control the exercise of the services agreements with other members o following mutual funds and mandates: |
Dimensional Australian Sustainability Trust | Global Core Equity Fund of Dimensional Funds plc | Global Small Companies Fund of Dimensional Funds plc | International Small Company Fund, a series of John Hancock Funds II | Hancock Variable International Small Company Trust of John Insurance Trust |
Brighthouse/Dimensional International Small Company Portfolio, a series of Brighthouse Funds Trust II |
Fund Advisors LP Separate Account advised by Dimensional I |
he DFA Investment Trust The Asia Pacific Small Company Series of Tl Company |
International Core Equity Fund of Dimensional Funds ICVC | Dimensional Fund Advisors LP and each of its subsidiaries are each deemed to have the same relevant interests in the securities as DFA Australia Limited because Dimensional Fund Advisors LP controls DFA Australia Limited; $\vec{e}$ |
|
| May 10 2019 | Jun 06 2019 Jul 02 2019 |
Jun 27 2019 Jul 02 2019 |
Apr 04 2019 Jun 13 2019 |
Jun 13 2019 | Mar 21 2019 | Mar 15 2019 $-Mar 22$ |
2019 | Apr 18 2019 | Apr 05 2019 | Mar 28 2019 | May 17 2019 | Jul 01 2019 |
| deemed to have the same relevant interests in trusts they control, have more than 20% voting power in Dimensional Holdings Inc., the the securities as Dimensional Fund Advisors LP as they each, individually or through general partner of Dimensional Fund Advisors LP; (e) David Booth and Rex Sinquefield are |
|
|---|---|
| (f) Dimensional Fund Advisors LP and other members of the Dimensional Entities may nvestment manager or advisor to the mutual funds and mandates referred to in that also have relevant interests in the securities referred to in paragraph (c) above as paragraph. |
For the purpose of section 671B of the Corporations Act, as at July 2, 2019, the total votes attached to voting shares in which the Dimensional Entities have relevant interests in is 29,501,864, being 4.99% of the total votes attached to all voting shares in Independence Group NL.
This is Annexure "B" referred to in Form 605: Notice of ceasing to be a substantial holder
July 2, 2019 Date:
By: Dimensional Holdings Inc., its General Partner
By: Valore A, Brown Dimensional Fund Advisors LP Print Name:
Signature:
Assistant Secretary and Vice President Capacity:
ANNEXURE C Independence Group NL ACN 092 786 304
$\overline{4}$ . ADDRESSES
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| DFA Australia Limited | Level 43, 1 Macquarie Place, Sydney NSW 2000 |
| Dimensional Fund Advisors LP | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Ltd. | 20 Triton Street, London NW1 3BF, United Kingdom |
| DFA Canada LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Canada ULC | 745 Thurlow Street, Suite 2110, Vancouver, British |
| Columbia V6E 0C5, Canada | |
| Dimensional Advisors Ltd. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Pte. Ltd. | 8 Marina View, Asia Square Tower 1, Suite #33-01, |
| Singapore 018960 | |
| Dimensional Holdings Inc. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Holdings LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| David Booth | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Rex Sinquefield | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America |
This is Annexure "C" referred to in Form 605: Notice of ceasing to be a substantial holder
| Date: | July 2, 2019 |
|---|---|
Dimensional Fund Advisors LP Print Name: By: Dimensional Holdings Inc., its General Partner By: Valeric A. Brown Signature:
Capacity: Assistant Secretary and Vice President