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IGO LIMITED — Major Shareholding Notification 2015
Mar 9, 2015
65111_rns_2015-03-09_ec4845ed-95eb-4183-bbb5-e644a6d93b48.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To Company Name/Scheme
ACN/ARSN
INDEPENDENCEGROUPNL
092786304
1. Details of substantial holder (1)
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures Name to this form) ACN/ARSN (if applicable)
The holder became a substantial holder on
06 / / 03 15
- Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities (4) Number of securities Person's votes (5) Voting power (6)
ord 11,893,792 11,893,792 5.07
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Annexure A and D 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
- Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
==> picture [414 x 68] intentionally omitted <==
----- Start of picture text -----
Holder of relevant Date of acquisition Consideration (9) Class and number
interest of securities
Cash Non-cash
see Annexure B
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603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association see Annexure A 7. Addresses The addresses of persons named in this form are as follows: Name Address see Annexure C Signature Kayla McGrory Authorised Signatory* print name capacity sign here date 10 / 03 / 2015
Signature
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
This is Annexure A of 6 pages referred to in form 603 Notice of initial substantial shareholder
Annexure A
| 10-Mar-15 | |
|---|---|
| Kayla McGrory, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Class and number of Securities |
Nature of Association |
|---|---|---|---|---|---|---|
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 42,698 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | |||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 22,705 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 21,961 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 13,777 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 76,895 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | ||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,159,724 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacityas responsible entity. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 463,089 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacityas responsible entity. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 549,521 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacityas responsible entity. |
IGO
page 1 of 6
| Holder of Relevant Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Class and number of Securities |
Nature of Association |
|---|---|---|---|---|---|---|
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Investment | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 66,684 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 91,639 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | CO. - CHICAGO | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 74,637 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 58,706 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacityas responsible entity. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 122,382 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacityas responsible entity. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 35,505 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | ||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 48,669 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | ||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 68,872 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 419,481 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 155,507 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | ||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,669 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacityas responsible entity. |
IGO
page 2 of 6
| Holder of Relevant Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Class and number of Securities |
Nature of Association |
|---|---|---|---|---|---|---|
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 62,842 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 2,500,000 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 2,902,528 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 500,000 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 4,327 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,489 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,401 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 5,809 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,121 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,527 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 3,704 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 3,068 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-ABN AMRO | ord | 22,128 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MELLON - AMSTERDAM | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 583,643 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| investment manager or trustee. |
IGO
page 3 of 6
| Holder of Relevant Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Class and number of Securities |
Nature of Association |
|---|---|---|---|---|---|---|
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 5,306 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 93,225 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 20,448 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 25,306 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 64,436 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 4,599 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | |||
| Association | investment manager or trustee. | YORK | ||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | MS-MORGAN STANLEY & | ord | 1,387 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO INC | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 1,616 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,480 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,033 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 9,927 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 6,846 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 68,944 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 642,201 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. |
IGO
page 4 of 6
| Holder of Relevant Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Class and number of Securities |
Nature of Association |
|---|---|---|---|---|---|---|
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 90,525 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 267,559 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,031 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 3,670 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 7,714 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 60,975 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 18,327 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 31,358 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 11,332 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 15,750 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 3,881 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 9,939 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 6,692 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 112,494 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. |
IGO
page 5 of 6
| Holder of Relevant Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Class and number of Securities |
Nature of Association |
|---|---|---|---|---|---|---|
| (Section 3,4 and 6) | (Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 61,630 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 7,693 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 9,161 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 3,380 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 6,165 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 5,392 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 7,982 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 4,642 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,265 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | PICT-PICTET & CIE | ord | 2,738 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 80,000 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK | ord | 14,076 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | INTERNATIONAL PLC | BlackRock Inc. | |||
| investment manager or trustee. | (LUXEMBOURG BRANCH | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP PARIS | ord | 9,959 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. |
IGO
page 6 of 6
Annexure B
This is Annexure B of 7 pages referred to in form 603 Notice of initial substantial shareholder
10-Mar-15
Kayla McGrory, Date Authorised Signatory
5. Consideration
| INDEPENDENCE GROUP NL (IGO) | INDEPENDENCE GROUP NL (IGO) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
| BlackRock Investment Management (Australia) Limited 07-Nov-14 yes |
4.17 on mkt buy ord 9,625 |
| BlackRock Investment Management (Australia) Limited 11-Nov-14 yes |
4.07 on mkt buy ord 6,387 |
| BlackRock Investment Management (Australia) Limited 11-Nov-14 yes |
4.07 on mkt buy ord 38,556 |
| BlackRock Investment Management (Australia) Limited 11-Nov-14 yes |
4.07 on mkt buy ord 2,849 |
| BlackRock Investment Management (Australia) Limited 11-Nov-14 yes |
4.07 on mkt buy ord 1,262 |
| BlackRock Asset Management North Asia Limited 11-Nov-14 no |
n/a collateral transfer ord 98,715 |
| BlackRock Investment Management (Australia) Limited 13-Nov-14 yes |
4.02 on mkt buy ord 51,329 |
| BlackRock Investment Management (Australia) Limited 13-Nov-14 yes |
4.02 on mkt buy ord 3,716 |
| BlackRock Investment Management (Australia) Limited 17-Nov-14 yes |
4.31 on mkt buy ord 105,981 |
| BlackRock Investment Management (Australia) Limited 17-Nov-14 yes |
4.30 on mkt buy ord 620 |
| BlackRock Investment Management (Australia) Limited 17-Nov-14 yes |
4.30 on mkt buy ord 1,240 |
| BlackRock Investment Management (Australia) Limited 17-Nov-14 yes |
4.31 on mkt buy ord 4,579 |
| BlackRock Asset Management North Asia Limited 17-Nov-14 no |
n/a collateral transfer ord 5,171 |
| BlackRock Investment Management (Australia) Limited 19-Nov-14 yes |
4.33 on mkt buy ord 31,872 |
| BlackRock Fund Advisors 19-Nov-14 no |
n/a in specie ord 1,926 |
| BlackRock Investment Management (Australia) Limited 19-Nov-14 yes |
4.33 on mkt buy ord 2,001 |
| BlackRock Asset Management North Asia Limited 19-Nov-14 no |
n/a collateral transfer ord 41,108 |
| BlackRock Investment Management (Australia) Limited 20-Nov-14 yes |
4.16 on mkt buy ord 1,240 |
| BlackRock Asset Management North Asia Limited 24-Nov-14 no |
n/a collateral transfer ord 139,811 |
| BlackRock Fund Advisors 25-Nov-14 yes |
4.25 on mkt buy ord 74,027 |
| BlackRock Investment Management (Australia) Limited 27-Nov-14 yes |
4.26 on mkt buy ord 11,452 |
| BlackRock Investment Management (Australia) Limited 27-Nov-14 yes |
4.26 on mkt buy ord 870 |
| BlackRock Fund Advisors 01-Dec-14 no |
n/a in specie ord 11,416 |
| BlackRock Investment Management (Australia) Limited 01-Dec-14 yes |
3.84 on mkt buy ord 11,363 |
| BlackRock Fund Advisors 01-Dec-14 no |
n/a in specie ord 5,708 |
| BlackRock Fund Advisors 02-Dec-14 no |
n/a in specie ord 500 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
3.91 on mkt buy ord 9,255 |
IGO
page 1 of 7
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
3.94 on mkt buy ord 13,175 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
3.91 on mkt buy ord 2,224 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
3.94 on mkt buy ord 3,167 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
3.91 on mkt buy ord 5,038 |
| BlackRock Investment Management (Australia) Limited 03-Dec-14 yes |
3.94 on mkt buy ord 7,172 |
| BlackRock Investment Management (Australia) Limited 04-Dec-14 yes |
4.08 on mkt buy ord 620 |
| BlackRock Investment Management (Australia) Limited 05-Dec-14 yes |
4.12 on mkt buy ord 43,271 |
| BlackRock Investment Management (Australia) Limited 05-Dec-14 yes |
4.12 on mkt buy ord 59,693 |
| BlackRock Investment Management (Australia) Limited 05-Dec-14 yes |
4.12 on mkt buy ord 4,409 |
| BlackRock Investment Management (Australia) Limited 05-Dec-14 yes |
4.12 on mkt buy ord 4,216 |
| BlackRock Investment Management (Australia) Limited 05-Dec-14 yes |
4.12 on mkt buy ord 15,833 |
| BlackRock Asset Management North Asia Limited 05-Dec-14 no |
n/a collateral transfer ord 109,463 |
| BlackRock Investment Management (Australia) Limited 09-Dec-14 yes |
4.08 on mkt buy ord 71,629 |
| BlackRock Fund Advisors 09-Dec-14 no |
n/a in specie ord 1,926 |
| BlackRock Investment Management (Australia) Limited 09-Dec-14 yes |
4.08 on mkt buy ord 2,587 |
| BlackRock Investment Management (Australia) Limited 09-Dec-14 yes |
4.08 on mkt buy ord 3,658 |
| BlackRock Fund Advisors 10-Dec-14 no |
n/a in specie ord 864 |
| BlackRock Investment Management (Australia) Limited 11-Dec-14 yes |
4.28 on mkt buy ord 6,144 |
| BlackRock Investment Management (Australia) Limited 11-Dec-14 yes |
4.28 on mkt buy ord 132,892 |
| BlackRock Investment Management (Australia) Limited 11-Dec-14 yes |
4.28 on mkt buy ord 8,597 |
| BlackRock Investment Management (Australia) Limited 11-Dec-14 yes |
4.32 on mkt buy ord 620 |
| BlackRock Investment Management (Australia) Limited 11-Dec-14 yes |
4.28 on mkt buy ord 7,750 |
| BlackRock Investment Management (Australia) Limited 11-Dec-14 yes |
4.28 on mkt buy ord 3,602 |
| BlackRock Investment Management (Australia) Limited 12-Dec-14 yes |
4.18 on mkt buy ord 1,641 |
| BlackRock Investment Management (Australia) Limited 12-Dec-14 yes |
4.18 on mkt buy ord 35,482 |
| BlackRock Investment Management (Australia) Limited 12-Dec-14 yes |
4.18 on mkt buy ord 2,295 |
| BlackRock Investment Management (Australia) Limited 12-Dec-14 yes |
4.18 on mkt buy ord 2,070 |
| BlackRock Investment Management (Australia) Limited 12-Dec-14 yes |
4.18 on mkt buy ord 963 |
| BlackRock Investment Management (Australia) Limited 15-Dec-14 yes |
4.11 on mkt buy ord 156,487 |
| BlackRock Investment Management (Australia) Limited 15-Dec-14 yes |
4.11 on mkt buy ord 9,652 |
IGO
page 2 of 7
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 15-Dec-14 yes |
4.11 on mkt buy ord 6,537 |
| BlackRock Fund Advisors 16-Dec-14 no |
n/a in specie ord 642 |
| BlackRock Investment Management (Australia) Limited 17-Dec-14 yes |
4.07 on mkt buy ord 36,384 |
| BlackRock Fund Advisors 17-Dec-14 no |
n/a in specie ord 263 |
| BlackRock Fund Advisors 18-Dec-14 no |
n/a in specie ord 1,427 |
| BlackRock Investment Management (Australia) Limited 18-Dec-14 yes |
4.23 on mkt buy ord 55,763 |
| BlackRock Fund Advisors 18-Dec-14 no |
n/a in specie ord 789 |
| BlackRock Investment Management (Australia) Limited 19-Dec-14 yes |
4.38 on mkt buy ord 3,461 |
| BlackRock Fund Advisors 19-Dec-14 no |
n/a in specie ord 1,427 |
| BlackRock Investment Management (Australia) Limited 19-Dec-14 yes |
4.38 on mkt buy ord 26,764 |
| BlackRock Fund Advisors 19-Dec-14 no |
n/a in specie ord 2,104 |
| BlackRock Investment Management (Australia) Limited 19-Dec-14 yes |
4.38 on mkt buy ord 2,078 |
| BlackRock Asset Management North Asia Limited 19-Dec-14 no |
n/a collateral transfer ord 205,971 |
| BlackRock Fund Advisors 22-Dec-14 no |
n/a in specie ord 495 |
| BlackRock Fund Advisors 22-Dec-14 no |
n/a in specie ord 1,060 |
| BlackRock Fund Advisors 22-Dec-14 no |
n/a in specie ord 1,908 |
| BlackRock Investment Management (Australia) Limited 23-Dec-14 yes |
4.34 on mkt buy ord 2,049 |
| BlackRock Investment Management (Australia) Limited 23-Dec-14 yes |
4.34 on mkt buy ord 9,819 |
| BlackRock Investment Management (Australia) Limited 23-Dec-14 yes |
4.34 on mkt buy ord 1,237 |
| BlackRock Fund Advisors 26-Dec-14 no |
n/a in specie ord 5,708 |
| BlackRock Asset Management North Asia Limited 29-Dec-14 no |
n/a collateral transfer ord 137,274 |
| BlackRock Institutional Trust Company, National Association 05-Jan-15 yes |
4.51 on mkt buy ord 11,034 |
| BlackRock Fund Advisors 06-Jan-15 no |
n/a in specie ord 7,425 |
| BlackRock Asset Management North Asia Limited 06-Jan-15 no |
n/a collateral transfer ord 137,274 |
| BlackRock Fund Advisors 07-Jan-15 no |
n/a in specie ord 2,893 |
| BlackRock Asset Management North Asia Limited 07-Jan-15 no |
n/a collateral transfer ord 48,354 |
| BlackRock Investment Management (Australia) Limited 08-Jan-15 yes |
4.40 on mkt buy ord 11,845 |
| BlackRock Investment Management (Australia) Limited 09-Jan-15 yes |
4.60 on mkt buy ord 618 |
| BlackRock Fund Advisors 09-Jan-15 no |
n/a in specie ord 945 |
| BlackRock Fund Advisors 12-Jan-15 no |
n/a in specie ord 12,843 |
| BlackRock Investment Management (Australia) Limited 12-Jan-15 yes |
4.59 on mkt buy ord 9,701 |
| BlackRock Investment Management (Australia) Limited 12-Jan-15 yes |
4.59 on mkt buy ord 809 |
| BlackRock Investment Management (Australia) Limited 12-Jan-15 yes |
4.59 on mkt buy ord 7,224 |
| BlackRock Fund Advisors 13-Jan-15 no |
n/a in specie ord 1,995 |
| BlackRock Investment Management (Australia) Limited 14-Jan-15 yes |
4.38 on mkt buy ord 22,026 |
| BlackRock Investment Management (Australia) Limited 16-Jan-15 yes |
4.26 on mkt buy ord 5,491 |
| BlackRock Investment Management (Australia) Limited 16-Jan-15 yes |
4.26 on mkt buy ord 14,899 |
| BlackRock Investment Management (Australia) Limited 16-Jan-15 yes |
4.26 on mkt buy ord 69,443 |
IGO
page 3 of 7
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 16-Jan-15 yes |
4.26 on mkt buy ord 2,402 |
| BlackRock Investment Management (Australia) Limited 16-Jan-15 yes |
4.26 on mkt buy ord 2,657 |
| BlackRock Investment Management (Australia) Limited 16-Jan-15 yes |
4.26 on mkt buy ord 6,023 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
4.38 on mkt buy ord 4,887 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
4.38 on mkt buy ord 57,640 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
4.38 on mkt buy ord 31,560 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
4.38 on mkt buy ord 4,457 |
| BlackRock Fund Advisors 20-Jan-15 no |
n/a in specie ord 526 |
| BlackRock Fund Advisors 20-Jan-15 no |
n/a in specie ord 2,104 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
4.38 on mkt buy ord 4,946 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
4.38 on mkt buy ord 1,780 |
| BlackRock Investment Management (Australia) Limited 20-Jan-15 yes |
4.38 on mkt buy ord 1,640 |
| BlackRock Fund Advisors 21-Jan-15 no |
n/a in specie ord 420 |
| BlackRock Investment Management (Australia) Limited 22-Jan-15 yes |
4.47 on mkt buy ord 34,090 |
| BlackRock Investment Management (Australia) Limited 22-Jan-15 yes |
4.47 on mkt buy ord 1,817 |
| BlackRock Investment Management (Australia) Limited 29-Jan-15 yes |
4.87 on mkt buy ord 16,067 |
| BlackRock Investment Management (Australia) Limited 29-Jan-15 yes |
4.87 on mkt buy ord 96,049 |
| BlackRock Investment Management (Australia) Limited 29-Jan-15 yes |
4.87 on mkt buy ord 8,712 |
| BlackRock Investment Management (Australia) Limited 29-Jan-15 yes |
4.87 on mkt buy ord 22,319 |
| BlackRock Investment Management (Australia) Limited 29-Jan-15 yes |
4.87 on mkt buy ord 22,038 |
| BlackRock Investment Management (Australia) Limited 29-Jan-15 yes |
4.87 on mkt buy ord 6,776 |
| BlackRock Advisors(UK)Limited 29-Jan-15 yes |
4.87 on mkt buy ord 1,527 |
| BlackRock Investment Management (UK) Ltd 30-Jan-15 yes |
4.89 on mkt buy ord 51,847 |
| BlackRock Investment Management (UK) Ltd 30-Jan-15 yes |
4.95 on mkt buy ord 53,571 |
| BlackRock Investment Management (UK) Ltd 30-Jan-15 yes |
4.89 on mkt buy ord 61,248 |
| BlackRock Investment Management (UK) Ltd 30-Jan-15 yes |
4.89 on mkt buy ord 10,370 |
| BlackRock Investment Management (UK) Ltd 30-Jan-15 yes |
4.95 on mkt buy ord 10,714 |
| BlackRock Investment Management (UK) Ltd 30-Jan-15 yes |
4.89 on mkt buy ord 12,250 |
| BlackRock Fund Advisors 30-Jan-15 no |
n/a in specie ord 6,624 |
| BlackRock Investment Management (UK) Ltd 02-Feb-15 yes |
4.95 on mkt buy ord 103,694 |
| BlackRock Investment Management (UK) Ltd 02-Feb-15 yes |
4.94 on mkt buy ord 375,000 |
| BlackRock Investment Management (UK) Ltd 02-Feb-15 yes |
4.95 on mkt buy ord 20,739 |
| BlackRock Investment Management (UK) Ltd 02-Feb-15 yes |
4.94 on mkt buy ord 75,000 |
| BlackRock Investment Management (Australia) Limited 02-Feb-15 yes |
4.95 on mkt buy ord 65,779 |
IGO
page 4 of 7
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 02-Feb-15 yes |
4.95 on mkt buy ord 3,009 |
| BlackRock Investment Management (Australia) Limited 02-Feb-15 yes |
4.99 on mkt buy ord 618 |
| BlackRock Investment Management (UK) Ltd 03-Feb-15 yes |
5.13 on mkt buy ord 128,286 |
| BlackRock Investment Management (UK) Ltd 03-Feb-15 yes |
5.13 on mkt buy ord 25,657 |
| BlackRock Fund Advisors 03-Feb-15 no |
n/a in specie ord 288 |
| BlackRock Investment Management (UK) Ltd 04-Feb-15 yes |
5.24 on mkt buy ord 53,886 |
| BlackRock Investment Management (UK) Ltd 04-Feb-15 yes |
5.22 on mkt buy ord 153,372 |
| BlackRock Investment Management (UK) Ltd 04-Feb-15 yes |
5.24 on mkt buy ord 10,777 |
| BlackRock Investment Management (UK) Ltd 04-Feb-15 yes |
5.22 on mkt buy ord 30,674 |
| BlackRock Investment Management (UK) Ltd 05-Feb-15 yes |
5.26 on mkt buy ord 8,333 |
| BlackRock Investment Management (UK) Ltd 05-Feb-15 yes |
5.29 on mkt buy ord 127,443 |
| BlackRock Investment Management (UK) Ltd 05-Feb-15 yes |
5.26 on mkt buy ord 1,667 |
| BlackRock Investment Management (UK) Ltd 05-Feb-15 yes |
5.29 on mkt buy ord 25,488 |
| BlackRock Investment Management (UK) Ltd 06-Feb-15 yes |
5.28 on mkt buy ord 110,990 |
| BlackRock Investment Management (UK) Ltd 06-Feb-15 yes |
5.28 on mkt buy ord 22,198 |
| BlackRock Investment Management (Australia) Limited 06-Feb-15 yes |
5.28 on mkt buy ord 16,797 |
| BlackRock Investment Management (UK) Ltd 09-Feb-15 yes |
5.19 on mkt buy ord 117,442 |
| BlackRock Investment Management (UK) Ltd 09-Feb-15 yes |
5.19 on mkt buy ord 23,489 |
| BlackRock Fund Advisors 09-Feb-15 no |
n/a in specie ord 1,890 |
| BlackRock Investment Management (UK) Ltd 10-Feb-15 yes |
5.19 on mkt buy ord 127,362 |
| BlackRock Investment Management (UK) Ltd 10-Feb-15 yes |
5.19 on mkt buy ord 25,472 |
| BlackRock Investment Management (Australia) Limited 10-Feb-15 yes |
5.19 on mkt buy ord 8,180 |
| BlackRock Investment Management (UK) Ltd 11-Feb-15 yes |
5.22 on mkt buy ord 75,069 |
| BlackRock Investment Management (UK) Ltd 11-Feb-15 yes |
5.22 on mkt buy ord 15,014 |
| BlackRock Fund Advisors 11-Feb-15 no |
n/a in specie ord 4,208 |
| BlackRock Investment Management (UK) Ltd 12-Feb-15 yes |
5.21 on mkt buy ord 71,171 |
| BlackRock Investment Management (UK) Ltd 12-Feb-15 yes |
5.21 on mkt buy ord 14,234 |
| BlackRock Fund Advisors 12-Feb-15 no |
n/a in specie ord 4,281 |
| BlackRock Investment Management (Australia) Limited 12-Feb-15 yes |
5.23 on mkt buy ord 32,697 |
| BlackRock Investment Management (Australia) Limited 12-Feb-15 yes |
5.18 on mkt buy ord 927 |
| BlackRock Investment Management (UK) Ltd 13-Feb-15 yes |
5.30 on mkt buy ord 692,090 |
| BlackRock Investment Management (UK) Ltd 13-Feb-15 yes |
5.30 on mkt buy ord 138,418 |
| BlackRock Institutional Trust Company, National Association 13-Feb-15 yes |
5.41 on mkt buy ord 6,692 |
IGO
page 5 of 7
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Ltd 17-Feb-15 yes |
5.48 on mkt buy ord 189,196 |
| BlackRock Investment Management (UK) Ltd 17-Feb-15 yes |
5.48 on mkt buy ord 37,839 |
| BlackRock Fund Advisors 18-Feb-15 no |
n/a in specie ord 882 |
| BlackRock Fund Advisors 18-Feb-15 no |
n/a in specie ord 420 |
| BlackRock Fund Advisors 18-Feb-15 no |
n/a in specie ord 1,785 |
| BlackRock Institutional Trust Company, National Association 20-Feb-15 yes |
5.33 on mkt buy ord 12,951 |
| BlackRock Fund Advisors 24-Feb-15 no |
n/a in specie ord 4,281 |
| BlackRock Fund Advisors 24-Feb-15 no |
n/a in specie ord 490 |
| BlackRock Fund Advisors 25-Feb-15 no |
n/a in specie ord 1,052 |
| BlackRock Fund Advisors 25-Feb-15 no |
n/a in specie ord 19,740 |
| BlackRock Fund Advisors 26-Feb-15 no |
n/a in specie ord 7,135 |
| BlackRock Investment Management (Australia) Limited 26-Feb-15 yes |
5.60 on mkt buy ord 36,166 |
| BlackRock Fund Advisors 26-Feb-15 no |
n/a in specie ord 526 |
| BlackRock Fund Advisors 26-Feb-15 no |
n/a in specie ord 526 |
| BlackRock Fund Advisors 26-Feb-15 no |
n/a in specie ord 2,835 |
| BlackRock Investment Management (Australia) Limited 26-Feb-15 yes |
5.60 on mkt buy ord 753 |
| BlackRock Fund Advisors 27-Feb-15 no |
n/a in specie ord 2,854 |
| BlackRock Investment Management (Australia) Limited 02-Mar-15 yes |
5.73 on mkt buy ord 618 |
| BlackRock Fund Advisors 02-Mar-15 no |
n/a in specie ord 1,890 |
| BlackRock Investment Management, LLC 03-Mar-15 yes |
5.69 on mkt buy ord 1,121 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
5.69 on mkt buy ord 3,807 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
5.69 on mkt buy ord 6,192 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
5.69 on mkt buy ord 2,924 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
5.69 on mkt buy ord 15,879 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
5.69 on mkt buy ord 15,945 |
| BlackRock Japan Co., Ltd. 03-Mar-15 yes |
5.69 on mkt buy ord 3,380 |
| BlackRock Japan Co., Ltd. 03-Mar-15 yes |
5.69 on mkt buy ord 6,165 |
| BlackRock Japan Co., Ltd. 03-Mar-15 yes |
5.69 on mkt buy ord 5,392 |
| BlackRock Japan Co., Ltd. 03-Mar-15 yes |
5.69 on mkt buy ord 7,982 |
| BlackRock Japan Co., Ltd. 03-Mar-15 yes |
5.69 on mkt buy ord 4,642 |
| BlackRock Advisors(UK)Limited 03-Mar-15 yes |
5.69 on mkt buy ord 1,489 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
5.69 on mkt buy ord 3,670 |
| BlackRock Fund Advisors 03-Mar-15 yes |
5.69 on mkt buy ord 93 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
5.69 on mkt buy ord 2,733 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
5.69 on mkt buy ord 2,033 |
| BlackRock Advisors, LLC 03-Mar-15 yes |
5.69 on mkt buy ord 10,798 |
| BlackRock Investment Management (UK) Ltd 03-Mar-15 yes |
5.69 on mkt buy ord 2,265 |
| BlackRock Financial Management, Inc. 03-Mar-15 yes |
5.69 on mkt buy ord 4,591 |
| BlackRock Institutional Trust Company, National Association 03-Mar-15 yes |
5.69 on mkt buy ord 1,616 |
| BlackRock Institutional Trust Company, National Association 04-Mar-15 yes |
5.49 on mkt buy ord 2,875 |
| BlackRock Institutional Trust Company, National Association 04-Mar-15 yes |
5.49 on mkt buy ord 4,734 |
| BlackRock Investment Management (Australia) Limited 04-Mar-15 yes |
5.52 on mkt buy ord 152,579 |
IGO
page 6 of 7
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 04-Mar-15 yes |
5.52 on mkt buy ord 10,410 |
| BlackRock Advisors(UK)Limited 04-Mar-15 yes |
5.49 on mkt buy ord 4,327 |
| BlackRock Institutional Trust Company, National Association 04-Mar-15 yes |
5.49 on mkt buy ord 1,858 |
| BlackRock Institutional Trust Company, National Association 04-Mar-15 yes |
5.49 on mkt buy ord 20,651 |
| BlackRock Institutional Trust Company, National Association 04-Mar-15 yes |
5.49 on mkt buy ord 20,272 |
| BlackRock Advisors(UK)Limited 04-Mar-15 yes |
5.49 on mkt buy ord 3,704 |
| BlackRock Advisors(UK)Limited 04-Mar-15 yes |
5.49 on mkt buy ord 3,068 |
| BlackRock Institutional Trust Company, National Association 04-Mar-15 yes |
5.49 on mkt buy ord 1,480 |
| BlackRock Investment Management (Australia) Limited 04-Mar-15 yes |
5.52 on mkt buy ord 10,401 |
| BlackRock Advisors, LLC 04-Mar-15 yes |
5.49 on mkt buy ord 13,521 |
| BlackRock Asset Management Canada Limited 04-Mar-15 yes |
5.49 on mkt buy ord 2,401 |
| BlackRock Financial Management, Inc. 04-Mar-15 yes |
5.49 on mkt buy ord 5,620 |
| BlackRock Investment Management (UK) Ltd 04-Mar-15 yes |
5.49 on mkt buy ord 2,738 |
| BlackRock Investment Management (Australia) Limited 05-Mar-15 yes |
5.49 on mkt buy ord 3,246 |
| BlackRock Investment Management (Australia) Limited 05-Mar-15 yes |
5.49 on mkt buy ord 221 |
| BlackRock Investment Management (Australia) Limited 05-Mar-15 yes |
5.49 on mkt buy ord 222 |
| BlackRock Investment Management (Australia) Limited 06-Mar-15 yes |
5.43 on mkt buy ord 7,374 |
| BlackRock Institutional Trust Company, National Association 06-Mar-15 yes |
5.42 on mkt buy ord 3,245 |
| BlackRock Institutional Trust Company, National Association 06-Mar-15 yes |
5.42 on mkt buy ord 7,401 |
| BlackRock Investment Management (Australia) Limited 06-Mar-15 yes |
5.43 on mkt buy ord 47,240 |
| BlackRock Investment Management (Australia) Limited 06-Mar-15 yes |
5.43 on mkt buy ord 40,851 |
| BlackRock Investment Management (Australia) Limited 06-Mar-15 yes |
5.43 on mkt buy ord 4,425 |
| BlackRock Investment Management (Australia) Limited 06-Mar-15 yes |
5.43 on mkt buy ord 12,316 |
| BlackRock Institutional Trust Company, National Association 06-Mar-15 yes |
5.42 on mkt buy ord 2,064 |
| BlackRock Institutional Trust Company, National Association 06-Mar-15 yes |
5.42 on mkt buy ord 24,445 |
| BlackRock Institutional Trust Company, National Association 06-Mar-15 yes |
5.42 on mkt buy ord 25,413 |
| BlackRock Institutional Trust Company, National Association 06-Mar-15 yes |
5.42 on mkt buy ord 7,693 |
| BlackRock Institutional Trust Company, National Association 06-Mar-15 yes |
5.42 on mkt buy ord 1,866 |
| BlackRock Investment Management (Australia) Limited 06-Mar-15 yes |
5.43 on mkt buy ord 5,178 |
| BlackRock Investment Management (Australia) Limited 06-Mar-15 yes |
5.43 on mkt buy ord 2,283 |
| BlackRock Advisors, LLC 06-Mar-15 yes |
5.42 on mkt buy ord 18,379 |
| BlackRock Institutional Trust Company, National Association 06-Mar-15 yes |
5.42 on mkt buy ord 1,387 |
| BlackRock Financial Management, Inc. 06-Mar-15 yes |
5.42 on mkt buy ord 12,494 |
IGO
page 7 of 7
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
10-Mar-15
Kayla McGrory, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock Advisors (UK) Ltd. | Murray House |
| 1Royal Mint Court | |
| London, EC3N 4HH, UK | |
| BlackRock Advisors, LLC | 100 Bellevue Parkway |
| Wilmington,DE 19809 | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto,Ontario M5J 2S1 | |
| BlackRock Asset Management North Asia Limited | 16/F, 2 Queen’s Road |
| Cheung Kong Center | |
| HongKong | |
| BlackRock Financial Management, Inc. | 40 E. 52nd Street |
| New York,NY 10022 | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco,CA,94105 | |
| BlackRock Institutional Trust Company, National | 400 Howard Street |
| Association | San Francisco,CA,94105 |
| BlackRock Investment Management (Aust) Ltd (ACN 006 | Level 26, 101 Collins St |
| 165 975) | Melbourne Australia |
| BlackRock Investment Management (UK) Ltd | 12 Throgmorton Avenue |
| London EC2N 2DL UK | |
| BlackRock Investment Management,LLC | 1 UniversitySquare Drive,Princeton,NJ 08540 |
| BlackRock Japan Co. Ltd. | Sapia Tower |
| 1-7-12 Marunouchi, Chiyoda-ku, | |
| Tokyo, 100-0005 Japan |
IGO
Page 1 of 1
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 10-Mar-15 Kayla McGrory, Authorised Signatory Date |
10-Mar-15 Kayla McGrory, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights–i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to Independence Group NL or the Australian Securities and Investments Commission upon request.
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