AI assistant
IGO LIMITED — Major Shareholding Notification 2015
Jul 22, 2015
65111_rns_2015-07-22_ce4b27a7-a965-405a-ba84-833bacbc67e1.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | Independence Group NL |
|---|---|
| ACN/ARSN | ACN 092 786 304 ___ |
1. Details of substantial holder (1)
| Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) | ||
|---|---|---|---|
| ACN/ARSN (if applicable) | 008 496 713 | ||
| The holder ceased to be a substantial holder on | 17-Jul-2015 | ||
| The previous notice was given to the company on | 16-Jul-2015 | ||
| The previous notice was dated | 16-Jul-2015 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number Person's votes l of securities affected |
l affected |
|---|---|---|---|---|---|
| See Annexure i "A" |
|||||
| See Borrowed! Stock Annexure "C" |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if $\mathbf{z}$ applicable) ______ |
----- * association Nature of |
|---|---|
| Ιó. |
4. Addresses
The addresses of persons named in this form are as follows:
| --- Name Communication |
___ | . | |||
|---|---|---|---|---|---|
| l See Annexure "B" | ___ |
Signature
| print name | Sarah Culham | capacity | Company Secretary |
|---|---|---|---|
| sign here | G | date | 23-Jul-2015 |
Annexure "A"
2. Changes in relevant interests
$\bar{z}$
Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of
the company or scheme, since the substantial holder was last required
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 14-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
189,956.94 AUD | -46,198 Common Stock |
$-46,198$ |
| 14-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
85,088.64 AUD | -20,381 Common Stock |
$-20,381$ |
| 15-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
71,550.28 AUD | -17,256 Common Stock |
$-17,256$ |
| 15-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
4,568,90 AUD | 1,070 Common Stock | 1,070 |
| 16-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
27,934.40 AUD | -6,715 Common Stock |
$-6,715$ |
| 16-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
10,003.99 AUD | 2,418 Common Stock | 2,418 |
| 16-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
82,603.31 AUD | 19,980 Common Stock |
19,980 |
| 17-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
11,939.83 | 2,891 Common Stock | 2.891 |
| 17-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
50,327.53 AUD | $-11,775$ Common Stock |
$-11,775$ |
| 17-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
158,274.72 AUD | -37,058 Common Stock |
$-37,058$ |
| 17-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Disposed on market |
52,791.21 AUD | -12,352 Common Stock |
$-12,352$ |
| 17-Jul-2015 | Credit Suisse (Hong Kong) Limited |
Acquired on market |
128,966.36 AUD | 31.320 Common Stock |
31,320 |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-84,000 Common Stock |
$-84,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
$-1,000$ Common Stock |
$-1,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-2,000 Common Stock |
$-2,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-255,000 Common Stock |
$-255,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-271,000 Common Stock |
$-271,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-19,000 Common Stock |
$-19,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-14,000 Common Stock |
$-14,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-142,000 Common Stock |
$-142.000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
$-3,000$ Common Stock |
$-3,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
$-2,000$ Common Stock |
$-2,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-55,000 Common Stock |
$-55,000$ |
| 17-Jul-2015 | Credit Suisse Equities Stock | Refer to Annexure C | -19,000 Common | $-19,000$ |
| (Australia) Limited | returned under ASLA |
of Notice | Stock | ||
|---|---|---|---|---|---|
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-255,000 Common Stock |
$-255,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-325,000 Common Stock |
$-325,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-184,000 Common Stock |
$-184,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-326,000 Common Stock |
$-326,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-124,000 Common Stock |
$-124,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-364,000 Common Stock |
$-364,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-30,000 Common Stock |
$-30,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-12,000 Common Stock |
$-12,000$ |
| 17-Jul-2015 | Credit Suisse Equities (Australia) Limited |
Stock returned under ASLA |
Refer to Annexure C of Notice |
-223,000 Common Stock |
$-223,000$ |
| 14-Jul-2015 | Credit Suisse International |
Disposed on market |
3,970.18 AUD | -992 Common Stock | -992 |
| 14-Jul-2015 | Credit Suisse International |
Disposed on market |
28,487.68 AUD | -6,848 Common Stock |
$-6,848$ |
| 15-Jul-2015 | Credit Suisse International |
Disposed on market |
62,446.86 AUD | -15,042 Common Stock |
$-15,042$ |
| 16-Jul-2015 | Credit Suisse International |
Acquired on market |
40,574.10 AUD | 9,730 Common Stock | 9,730 |
| 16-Jul-2015 | Credit Suisse International |
Disposed on market |
139,969.83 AUD | -33,891 Common Stock |
$-33,891$ |
| 16-Jul-2015 | Credit Suisse International |
Disposed on market |
210,741.84 AUD | -50,813 Common Stock |
$-50.813$ |
| 17-Jul-2015 | Credit Suisse International |
Acquired on market |
97,944.76 AUD | 23,773 Common Stock |
23,773 |
| 17-Jul-2015 | Credit Suisse International |
Disposed on market |
93,255.66 AUD | -21,891 Common Stock |
$-21,891$ |
| 17-Jul-2015 | Credit Suisse International |
Disposed on market |
48,534.74 AUD | -11,359 Common Stock |
$-11,359$ |
| 14-Jul-2015 | Credit Suisse Securities (Europe) Limited |
Acquired on market |
3,489.85 AUD | 845 Common Stock | 845 |
| 14-Jul-2015 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
21,012.67 AUD | $-4,921$ Common Stock |
$-4,921$ |
| 15-Jul-2015 | Credit Suisse Securities (Europe) Limited |
Acquired on market |
627.76 AUD | 152 Common Stock | 152 |
| 15-Jul-2015 | Credit Suisse Securities (Europe) Limited |
Acquired on market |
4.27 AUD | 1 Common Stock | 1 |
| 16-Jul-2015 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
4,803.75 AUD | $-1,125$ Common Stock |
$-1.125$ |
| 16-Jul-2015 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
1,003.59 AUD | -243 Common Stock | $-243$ |
| 17-Jul-2015 | Credit Suisse Securities (Europe) Limited |
Acquired on market |
57.68 AUD | 14 Common Stock | 14 |
| 17-Jul-2015 | Credit Suisse Securities (Europe) Limited |
Disposed on market |
3,489.85 AUD | -845 Common Stock | -845 |
l,
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name Sarah Culham capacity Company Secretary $\overline{date}$
23-Jul-2015
sign here
Quell سر
Annexure "B"
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney, New South Wales, |
| Credit Suisse Investment Holdings (UK) | One Cabot Square, London, E14 4QJ |
| Credit Suisse Securities (Europe) Limited (ARBN 099554131) |
One Cabot Square, London, E14 4QJ |
| Credit Suisse Securities (USA) LLC | 11 Madison Avenue,, New York, New York 10010, New York 10010 |
This is Annexure "B" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
Sarah Culham print name capacity Company Secretary $\overline{date}$ 23-Jul-2015 sign here D
Annexure "C"
This is Annexure "C" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
$\sim$
| Signature | Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | ||||
|---|---|---|---|---|---|
| print name | Sarah Culham | capacity | Company Secretary | ||
| sign here | Nedle | date | 23-Jul-2015 | ||
$\bar{\mathcal{A}}$
| Australian Securities Lending Agreement |
|---|
| Credit Suisse Equities (Australia) Limited and JP Morgan Nominees (Australia) Limited |
| 17-July-2015 |
| Borrower |
| Yes |
| Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| N/A |
| Yes |
| With 2 business days prior to a notice by Midday. |
| Yes |
| With 4 business days prior notice. |
| Yes |
| If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender |
Prescribed information
| Schedule | |
|---|---|
| Type of agreement | Australian Securities Lending Agreement |
| Parties to agreement | Credit Suisse Equities (Australia) Limited and Citibank NA Sydney Branch |
| Transfer date | 17-July-2015 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | Yes |
| llf yes, detail | Voting rights to be exercised in accordance with lender's instructions provided such instructions are received 7 days prior. |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will. |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice. |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral. |