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IGO LIMITED Major Shareholding Notification 2015

Jul 22, 2015

65111_rns_2015-07-22_ce4b27a7-a965-405a-ba84-833bacbc67e1.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme Independence Group NL
ACN/ARSN ACN 092 786 304
___

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable) 008 496 713
The holder ceased to be a substantial holder on 17-Jul-2015
The previous notice was given to the company on 16-Jul-2015
The previous notice was dated 16-Jul-2015

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (4)
Consideration given
in relation to change
(5)
Class (6) and number Person's votes
l of securities affected
l affected
See Annexure i
"A"
See Borrowed!
Stock
Annexure "C"

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if
$\mathbf{z}$
applicable)
______
-----
* association
Nature of
Ιó.

4. Addresses

The addresses of persons named in this form are as follows:

---
Name
Communication
___ .
l See Annexure "B" ___

Signature

print name Sarah Culham capacity Company Secretary
sign here G date 23-Jul-2015

Annexure "A"

2. Changes in relevant interests

$\bar{z}$

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of
the company or scheme, since the substantial holder was last required

Date of
change
Person whose
relevant interest
changed
Nature of
change (4)
Consideration given
in relation to change
(5)
Class (6) and number
of securities affected
Person's votes
affected
14-Jul-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
189,956.94 AUD -46,198 Common
Stock
$-46,198$
14-Jul-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
85,088.64 AUD -20,381 Common
Stock
$-20,381$
15-Jul-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
71,550.28 AUD -17,256 Common
Stock
$-17,256$
15-Jul-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
4,568,90 AUD 1,070 Common Stock 1,070
16-Jul-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
27,934.40 AUD -6,715 Common
Stock
$-6,715$
16-Jul-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
10,003.99 AUD 2,418 Common Stock 2,418
16-Jul-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
82,603.31 AUD 19,980 Common
Stock
19,980
17-Jul-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
11,939.83 2,891 Common Stock 2.891
17-Jul-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
50,327.53 AUD $-11,775$ Common
Stock
$-11,775$
17-Jul-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
158,274.72 AUD -37,058 Common
Stock
$-37,058$
17-Jul-2015 Credit Suisse (Hong
Kong) Limited
Disposed on
market
52,791.21 AUD -12,352 Common
Stock
$-12,352$
17-Jul-2015 Credit Suisse (Hong
Kong) Limited
Acquired on
market
128,966.36 AUD 31.320 Common
Stock
31,320
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-84,000 Common
Stock
$-84,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
$-1,000$ Common
Stock
$-1,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-2,000 Common
Stock
$-2,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-255,000 Common
Stock
$-255,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-271,000 Common
Stock
$-271,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-19,000 Common
Stock
$-19,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-14,000 Common
Stock
$-14,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-142,000 Common
Stock
$-142.000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
$-3,000$ Common
Stock
$-3,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
$-2,000$ Common
Stock
$-2,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-55,000 Common
Stock
$-55,000$
17-Jul-2015 Credit Suisse Equities Stock Refer to Annexure C -19,000 Common $-19,000$
(Australia) Limited returned
under ASLA
of Notice Stock
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-255,000 Common
Stock
$-255,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-325,000 Common
Stock
$-325,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-184,000 Common
Stock
$-184,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-326,000 Common
Stock
$-326,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-124,000 Common
Stock
$-124,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-364,000 Common
Stock
$-364,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-30,000 Common
Stock
$-30,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-12,000 Common
Stock
$-12,000$
17-Jul-2015 Credit Suisse Equities
(Australia) Limited
Stock
returned
under ASLA
Refer to Annexure C
of Notice
-223,000 Common
Stock
$-223,000$
14-Jul-2015 Credit Suisse
International
Disposed on
market
3,970.18 AUD -992 Common Stock -992
14-Jul-2015 Credit Suisse
International
Disposed on
market
28,487.68 AUD -6,848 Common
Stock
$-6,848$
15-Jul-2015 Credit Suisse
International
Disposed on
market
62,446.86 AUD -15,042 Common
Stock
$-15,042$
16-Jul-2015 Credit Suisse
International
Acquired on
market
40,574.10 AUD 9,730 Common Stock 9,730
16-Jul-2015 Credit Suisse
International
Disposed on
market
139,969.83 AUD -33,891 Common
Stock
$-33,891$
16-Jul-2015 Credit Suisse
International
Disposed on
market
210,741.84 AUD -50,813 Common
Stock
$-50.813$
17-Jul-2015 Credit Suisse
International
Acquired on
market
97,944.76 AUD 23,773 Common
Stock
23,773
17-Jul-2015 Credit Suisse
International
Disposed on
market
93,255.66 AUD -21,891 Common
Stock
$-21,891$
17-Jul-2015 Credit Suisse
International
Disposed on
market
48,534.74 AUD -11,359 Common
Stock
$-11,359$
14-Jul-2015 Credit Suisse
Securities (Europe)
Limited
Acquired on
market
3,489.85 AUD 845 Common Stock 845
14-Jul-2015 Credit Suisse
Securities (Europe)
Limited
Disposed on
market
21,012.67 AUD $-4,921$ Common
Stock
$-4,921$
15-Jul-2015 Credit Suisse
Securities (Europe)
Limited
Acquired on
market
627.76 AUD 152 Common Stock 152
15-Jul-2015 Credit Suisse
Securities (Europe)
Limited
Acquired on
market
4.27 AUD 1 Common Stock 1
16-Jul-2015 Credit Suisse
Securities (Europe)
Limited
Disposed on
market
4,803.75 AUD $-1,125$ Common
Stock
$-1.125$
16-Jul-2015 Credit Suisse
Securities (Europe)
Limited
Disposed on
market
1,003.59 AUD -243 Common Stock $-243$
17-Jul-2015 Credit Suisse
Securities (Europe)
Limited
Acquired on
market
57.68 AUD 14 Common Stock 14
17-Jul-2015 Credit Suisse
Securities (Europe)
Limited
Disposed on
market
3,489.85 AUD -845 Common Stock -845

l,

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Sarah Culham capacity Company Secretary $\overline{date}$

23-Jul-2015

sign here

Quell سر

Annexure "B"

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited
(ACN 008 496 713)
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited
(ACN 068 232 708)
Level 31, Gateway, 1 Macquarie Place, Sydney, New South Wales,
Credit Suisse Investment Holdings (UK) One Cabot Square, London, E14 4QJ
Credit Suisse Securities (Europe) Limited
(ARBN 099554131)
One Cabot Square, London, E14 4QJ
Credit Suisse Securities (USA) LLC 11 Madison Avenue,, New York, New York 10010, New York 10010

This is Annexure "B" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

Sarah Culham print name capacity Company Secretary $\overline{date}$ 23-Jul-2015 sign here D

Annexure "C"

This is Annexure "C" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

$\sim$

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name Sarah Culham capacity Company Secretary
sign here Nedle date 23-Jul-2015

$\bar{\mathcal{A}}$

Australian Securities Lending Agreement
Credit Suisse Equities (Australia) Limited and
JP Morgan Nominees (Australia) Limited
17-July-2015
Borrower
Yes
Voting rights to be exercised in accordance
with lender's instructions provided such
instructions are received 7 days prior.
N/A
Yes
With 2 business days prior to a notice by
Midday.
Yes
With 4 business days prior notice.
Yes
If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender

Prescribed information

Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
Citibank NA Sydney Branch
Transfer date 17-July-2015
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
llf yes, detail Voting rights to be exercised in accordance
with lender's instructions provided such
instructions are received 7 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will.
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.