IGO LIMITED — Major Shareholding Notification 2014

Apr 9, 2014

`

Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder

IGO

To: Company The Secretary Name/Scheme Independence Group NL Suite 4, Level 5 85 South Perth Esplanade South Perth WA 6151

PH: (08) 9238 8300 Fax: (08 9238 8399

ACN 092 786 304

1. Details of substantial holder

Name ACN (if applicable) National Australia Bank Limited (ACN 004 044 937) and its associated entities listed in Annexure A

The holder ceased to be a 07/04/2014 substantial holder on

The previous notice was 26/08/2013 given to the company on

The previous notice was 21/08/2013 dated (d/m/y)

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate, in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Person’s votes affected
				Fully paid ordinary shares
26/08/2013	MLC Investments Limited	Purchase	$1,049,100.75	280,200	280,200
28/08/2013	MLC Investments Limited	Purchase	$52,605.06	14,920	14,920
30/08/2013	MLC Investments Limited	Purchase	$26,258.58	7,100	7,100
19/09/2013	MLC Investments Limited	Purchase	$248,351.56	60,005	60,005
4/10/2013	MLC Investments Limited	Purchase	$115,320.27	29,410	29,410
11/10/2013	MLC Investments Limited	Purchase	$86,364.76	23,368	23,368
18/11/2013	MLC Investments Limited	Purchase	$130,649.98	37,745	37,745
18/12/2013	MLC Investments Limited	Purchase	$125,726.85	45,246	45,246
13/01/2014	MLC Investments Limited	Purchase	$107,820.60	33,280	33,280
21/01/2014	MLC Investments Limited	Purchase	$160,140.88	46,772	46,772
23/01/2014	MLC Investments Limited	Purchase	$143,987.59	45,000	45,000
30/01/2014	MLC Investments Limited	Purchase	$112,720.50	33,850	33,850

30/01/2014	MLC Investments Limited	Purchase	$11,012.31	3,307	3,307
7/02/2014	MLC Investments Limited	Purchase	$87,474.68	23,684	23,684
11/02/2014	MLC Investments Limited	Purchase	$21,066.43	5,522	5,522
24/02/2014	MLC Investments Limited	Purchase	$12,133.44	2,910	2,910
6/03/2014	MLC Investments Limited	Purchase	$139,400.67	32,079	32,079
11/03/2014	MLC Investments Limited	Purchase	$10,648.20	2,487	2,487
11/03/2014	MLC Investments Limited	Purchase	$63,861.26	15,133	15,133
11/03/2014	MLC Investments Limited	Purchase	$48,373.86	11,463	11,463
13/03/2014	MLC Investments Limited	Purchase	$41,256.81	9,507	9,507
13/03/2014	MLC Investments Limited	Purchase	$20,347.12	4,754	4,754
25/03/2014	MLC Investments Limited	Purchase	$55.22	14	14
25/03/2014	MLC Investments Limited	Purchase	$15.78	4	4
27/03/2014	MLC Investments Limited	Purchase	$1,462,210.67	341,006	341,006
31/03/2014	MLC Investments Limited	Purchase	$79,226.51	20,243	20,243
31/03/2014	MLC Investments Limited	Purchase	$908,875.10	241,200	241,200
7/04/2014	MLC Investments Limited	Purchase	$82,658.76	21,165	21,165
18/09/2013	MLC Investments Limited	Sale	$76,813.18	19,500	19,500
19/09/2013	MLC Investments Limited	Sale	$41,094.68	10,200	10,200
20/09/2013	MLC Investments Limited	Sale	$53,572.27	13,600	13,600
23/09/2013	MLC Investments Limited	Sale	$135,501.86	35,200	35,200
24/09/2013	MLC Investments Limited	Sale	$922,850.57	223,720	223,720
26/09/2013	MLC Investments Limited	Sale	$86,436.30	21,475	21,475
7/11/2013	MLC Investments Limited	Sale	$191,311.51	49,560	49,560
28/11/2013	MLC Investments Limited	Sale	$109,478.98	34,143	34,143
13/12/2013	MLC Investments Limited	Sale	$355.63	125	125
13/12/2013	MLC Investments Limited	Sale	$145,562.27	51,244	51,244
20/12/2013	MLC Investments Limited	Sale	$79,852.33	28,791	28,791
9/01/2014	MLC Investments Limited	Sale	$40,378.24	12,740	12,740
13/01/2014	MLC Investments Limited	Sale	$147,239.16	46,887	46,887
23/01/2014	MLC Investments Limited	Sale	$112,168.95	33,803	33,803
24/02/2014	MLC Investments Limited	Sale	$92,503.16	22,063	22,063
27/02/2014	MLC Investments Limited	Sale	$84,973.96	20,684	20,684

28/02/2014	MLC Investments Limited	Sale	$134,127.50	31,889	31,889
6/03/2014	MLC Investments Limited	Sale	$86,065.53	20,899	20,899
14/03/2014	MLC Investments Limited	Sale	$40,993.08	9,714	9,714
21/03/2014	MLC Investments Limited	Sale	$6,340.81	1,578	1,578
25/03/2014	MLC Investments Limited	Sale	$1,735.32	429	429
27/03/2014	MLC Investments Limited	Sale	$1,462,210.67	341,006	341,006
27/03/2014	MLC Investments Limited	Sale	$3,645.00	903	903
31/03/2014	MLC Investments Limited	Sale	$908,875.10	241,200	241,200
4/04/2014	MLC Investments Limited	Sale	$38,350.59	9,858	9,858
7/04/2014	MLC Investments Limited	Sale	$1,210,681.99	302,669	302,669
7/04/2014	MLC Investments Limited	Sale	$920,009.08	231,342	231,342
11/10/2013	NabInvest Managed Investments Limited	Purchase	$320,778.15	86,794	86,794
18/11/2013	NabInvest Managed Investments Limited	Purchase	$494,815.37	142,953	142,953
18/12/2013	NabInvest Managed Investments Limited	Purchase	$475,464.59	171,108	171,108
31/03/2014	NabInvest Managed Investments Limited	Purchase	$263,483.03	67,322	67,322
7/04/2014	NabInvest Managed Investments Limited	Purchase	$256,950.98	65,793	65,793
28/11/2013	NabInvest Managed Investments Limited	Sale	$302,278.41	94,271	94,271
20/12/2013	NabInvest Managed Investments Limited	Sale	$216,384.26	78,018	78,018
9/01/2014	NabInvest Managed Investments Limited	Sale	$124,250.24	39,203	39,203
23/01/2014	NabInvest Managed Investments Limited	Sale	$314,645.79	94,821	94,821
27/02/2014	NabInvest Managed Investments Limited	Sale	$218,929.98	53,291	53,291
28/02/2014	NabInvest Managed Investments Limited	Sale	$420,594.78	99,997	99,997
6/03/2014	NabInvest Managed Investments Limited	Sale	$275,669.96	66,940	66,940
16/01/2014	MLC Limited	Purchase	$73,455.83	22,327	22,327
16/01/2014	MLC Limited	Purchase	$7,175.49	2,181	2,181
23/01/2014	MLC Limited	Purchase	$37,127.29	11,523	11,523
23/01/2014	MLC Limited	Purchase	$3,729.83	1,126	1,126
31/01/2014	MLC Limited	Sale	$112,720.50	33,850	33,850
31/01/2014	MLC Limited	Sale	$11,012.31	3,307	3,307
23/09/2013	MLC Wealth Management Limited	Purchase	$3,856.85	953	953
24/02/2014	MLC Wealth Management Limited	Purchase	$3,431.55	823	823
26/02/2014	MLC Wealth Management Limited	Purchase	$6,398.18	1,519	1,519
9/10/2013	MLC Wealth Management Limited	Sale	$3,674.87	953	953
21/03/2014	MLC Wealth Management Limited	Sale	$9,410.77	2,342	2,342

30/09/2013	Antares Capital Partners Limited	Purchase	$26,338.19	6,679	6,679
13/11/2013	Antares Capital Partners Limited	Sale	$1,364.65	366	366
13/11/2013	Antares Capital Partners Limited	Sale	$654.69	173	173
14/03/2014	MLC Wealth Management Limited	Sale	$6,531.65	1,600	1,600
28/08/2013	National Australia Bank Limited	Purchase	$157,000.44	43,940	43,940
2/09/2013	National Australia Bank Limited	Purchase	$148,058.67	39,004	39,004
7/11/2013	National Australia Bank Limited	Short sell	$191,409.48	50,481	50,481
11/11/2013	National Australia Bank Limited	Short sell	$75,880.24	20,000	20,000
4/12/2013	National Australia Bank Limited	Short sell	$117,462.42	42,034	42,034
10/12/2013	National Australia Bank Limited	Short sell	$72,071.22	24,451	24,451
20/01/2014	National Australia Bank Limited	Short sell	$92,391.01	27,492	27,492
23/01/2014	National Australia Bank Limited	Short sell	$63,102.50	19,653	19,653
3/02/2014	National Australia Bank Limited	Short sell	$197,189.28	59,558	59,558
4/02/2014	National Australia Bank Limited	Short sell	$164,234.62	50,000	50,000
5/02/2014	National Australia Bank Limited	Short sell	$113,930.51	34,225	34,225
9/09/2013	National Australia Bank Limited	Sale	$123,364.59	31,305	31,305
10/09/2013	National Australia Bank Limited	Sale	$83,922.85	20,976	20,976
16/10/2013	National Australia Bank Limited	Sale	$69,198.20	19,309	19,309
29/10/2013	National Australia Bank Limited	Sale	$288,614.36	75,931	75,931
25/11/2013	National Australia Bank Limited	Cover buy	$65,124.42	19,518	19,518
26/11/2013	National Australia Bank Limited	Cover buy	$166,322.54	50,963	50,963
23/12/2013	National Australia Bank Limited	Cover buy	$199,524.79	66,485	66,485
13/02/2014	National Australia Bank Limited	Cover buy	$73,951.68	18,119	18,119
18/02/2014	National Australia Bank Limited	Cover buy	$64,311.48	14,787	14,787
25/02/2014	National Australia Bank Limited	Cover buy	$123,575.41	29,236	29,236
4/03/2014	National Australia Bank Limited	Cover buy	$125,070.84	29,927	29,927
19/03/2014	National Australia Bank Limited	Cover buy	$89,140.00	22,500	22,500
2/04/2014	National Australia Bank Limited	Cover buy	$305,718.60	76,359	76,359
22/08/2013 to 07/04/2014	National Australia Bank Limited	Securities Lending	No consideration directly referable to the securities provided by NAB	Refer to Appendix 1 Table	Refer to Appendix 1 Table

3. Changes in association

The following persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name andACN(ifapplicable)	Nature ofassociation
No change

4. Addresses

The addresses of persons named in this form are as follows:

	Address
National Australia Bank Limited	Level 1 800 Bourke Street DOCKLANDSVIC 3008
MLC Investments Limited	Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2000
NabInvest Managed Investments Limited	Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2000
MLC Limited	Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2000
Antares Capital Partners Limited	Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2000
MLC Wealth Management Limited	Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2000

Signature

Name Fiona Last

Capacity Company Secretary for and on behalf of National Australia Bank Limited

Signature

Date 10/04/2014

Appendix 1 ‐ IGO	Appendix 1 ‐ IGO	Appendix 1 ‐ IGO
Type of agreement and parties to agreement	(i) UNISUPER LIMITED (ii) TELSTRA SUPER PTY LTD (iii) UNITED SUPER PTY LTD (iv) MOTOR TRADES ASSOCIATION OF AUSTRALIA SUPERAN (v) CARE SUPER PTY LTD (vii) VICSUPER PTY LTD National Australia Bank Limited and Securities Borrowing Agreement (SBA) clients	( a ) DEUTSCHE SECURITIES AUSTRALIA LIMITED ( b ) UBS SECURITIES AUSTRALIA LTD ( c ) MACQUARIE BANK LTD N( d ) MERRILL LYNCH EQUITIES (AUSTRALIA) LTD ( e ) JP MORGAN SECURITIES AUSTRALIA LIMITED ( f ) CREDIT SUISSE ( g ) INSTINET AUSTRALIA PTY LTD National Australia Bank Limited and AMSLA Counterparties
Transfer dates	22/8/2013 to 7/4/2014 Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions.	22/8/2013 to 7/4/2014 Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions.
Holder of voting rights	Registered owner	Registered owner
Are there any restrictions on voting	The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender.	The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender.
Scheduled date of return (if any)	On demand	On demand
Does the borrower have the right to return early?	Yes ‐ at notice	Yes ‐ at notice
Does the lender have the right to recall early?	Yes ‐ at notice	Yes ‐ at notice
Will the securities be returned on settlement?	Yes, or equivalent protection under Securities Borrowing Agreement.	Yes, or equivalent protection under AMSLA.
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company,responsible entityor ASIC.

National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entity or ASIC.

Appendix 1‐ IGO

Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty	Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty	Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty	Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty	Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty	Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty
22/08/2013	Return Security		‐24367	ORD	(b)
22/08/2013	Return Security		‐155000	ORD	(b)
23/08/2013	Settle Sec Loan		84000	ORD	(a)
23/08/2013	Return Security		‐24367	ORD	(b)
23/08/2013	Return Security		‐10000	ORD	(b)
26/08/2013	Settle Sec Loan		6000	ORD	(a)
27/08/2013	Settle Sec Loan		28000	ORD	(a)
27/08/2013	Settle Sec Loan		25000	ORD	(e)
28/08/2013	Return Security		‐18000	ORD	(d)
28/08/2013	Return Security		‐13000	ORD	(d)
28/08/2013	Return Security		‐17000	ORD	(d)
29/08/2013	Return Security		‐6000	ORD	(a)
29/08/2013	Return Security		‐28000	ORD	(a)
29/08/2013	Settle Sec Loan		146000	ORD	(a)
29/08/2013	Settle Sec Loan		27367	ORD	(b)
30/08/2013	Return Security		‐84000	ORD	(a)
30/08/2013	Return Security		‐146000	ORD	(a)
30/08/2013	Settle Sec Loan		106000	ORD	(a)
30/08/2013	Return Security		‐27367	ORD	(b)
30/08/2013	Settle Sec Loan		27367	ORD	(b)
2/09/2013	Settle Sec Loan		68000	ORD	(a)
2/09/2013	Return Security		‐27367	ORD	(b)
2/09/2013	Settle Sec Loan		24367	ORD	(b)
3/09/2013	Return Security		‐68000	ORD	(a)
3/09/2013	Settle Sec Loan		118000	ORD	(a)
3/09/2013	Return Security		‐24367	ORD	(b)
4/09/2013	Return Security		‐106000	ORD	(a)
4/09/2013	Return Security		‐118000	ORD	(a)
5/09/2013	Return Security		‐25000	ORD	(e)
6/09/2013	Return Security		‐5000	ORD	(d)
6/09/2013	Return Security		‐20000	ORD	(d)
6/09/2013	Return Security		‐8000	ORD	(d)
6/09/2013	Return Security		‐20000	ORD	(d)
6/09/2013	Return Security		‐2000	ORD	(d)
6/09/2013	Return Security		‐15000	ORD	(d)
6/09/2013	Return Security		‐24000	ORD	(d)
6/09/2013	Settle Sec Loan		24367	ORD	(b)
6/09/2013	Settle Sec Loan		59838	ORD	(b)
9/09/2013	Return Security		‐24367	ORD	(b)
9/09/2013	Return Security		‐59838	ORD	(b)
11/09/2013	Settle Sec Loan		48000	ORD	(f)
12/09/2013	Settle Sec Loan		19845	ORD	(b)
13/09/2013	Return Security		‐19845	ORD	(b)
13/09/2013	Settle Sec Loan		24367	ORD	(b)
13/09/2013	Settle Sec Loan		10000	ORD	(b)
16/09/2013	Return Security		‐24367	ORD	(b)
16/09/2013	Return Security		‐10000	ORD	(b)

16/09/2013	Settle Sec Loan		27367	ORD	(b)
16/09/2013	Settle Sec Loan		2569	ORD	(b)
17/09/2013	Return Security		‐27367	ORD	(b)
17/09/2013	Return Security		‐2569	ORD	(b)
17/09/2013	Settle Sec Loan		24367	ORD	(b)
17/09/2013	Settle Sec Loan		165000	ORD	(b)
18/09/2013	Settle Sec Loan		700000	ORD	(e)
18/09/2013	Return Security		‐24367	ORD	(b)
18/09/2013	Return Security		‐165000	ORD	(b)
18/09/2013	Settle Sec Loan		70000	ORD	(b)
18/09/2013	Settle Sec Loan		24367	ORD	(b)
18/09/2013	Settle Sec Loan		10000	ORD	(b)
18/09/2013	Settle Sec Loan		4160	ORD	(b)
19/09/2013	Settle Sec Loan		21000	ORD	(a)
19/09/2013	Settle Sec Loan		100000	ORD	(e)
19/09/2013	Return Security		‐70000	ORD	(b)
19/09/2013	Return Security		‐24367	ORD	(b)
19/09/2013	Return Security		‐10000	ORD	(b)
19/09/2013	Return Security		‐4160	ORD	(b)
19/09/2013	Settle Sec Loan		24367	ORD	(b)
19/09/2013	Settle Sec Loan		55260	ORD	(b)
20/09/2013	Settle Sec Loan		51000	ORD	(a)
20/09/2013	Settle Sec Loan		43000	ORD	(f)
20/09/2013	Return Security		‐24367	ORD	(b)
20/09/2013	Return Security		‐55260	ORD	(b)
20/09/2013	Settle Sec Loan		24367	ORD	(b)
23/09/2013	Return Security		‐21000	ORD	(a)
23/09/2013	Return Security		‐51000	ORD	(a)
23/09/2013	Return Security		‐24367	ORD	(b)
24/09/2013	Return Security		‐6418	ORD	(f)
25/09/2013	Settle Sec Loan		63000	ORD	(a)
25/09/2013	Settle Sec Loan		24367	ORD	(b)
25/09/2013	Settle Sec Loan		17800	ORD	(b)
26/09/2013	Return Security		‐23207	ORD	(f)
26/09/2013	Return Security		‐24367	ORD	(b)
26/09/2013	Return Security		‐17800	ORD	(b)
26/09/2013	Settle Sec Loan		24367	ORD	(b)
27/09/2013	Return Security		‐8375	ORD	(f)
27/09/2013	Return Security		‐24367	ORD	(b)
27/09/2013	Settle Sec Loan		24367	ORD	(b)
30/09/2013	Return Security		‐24367	ORD	(b)
1/10/2013	Return Security		‐10000	ORD	(f)
1/10/2013	Return Security		‐16516	ORD	(f)
1/10/2013	Settle Sec Loan		5000	ORD	(b)
2/10/2013	Return Security		‐5000	ORD	(b)
2/10/2013	Settle Sec Loan		24367	ORD	(b)
2/10/2013	Settle Sec Loan		10000	ORD	(b)
2/10/2013	Settle Sec Loan		6600	ORD	(b)
3/10/2013	Return Security		‐24317	ORD	(f)
3/10/2013	Return Security		‐24367	ORD	(b)

3/10/2013	Return Security		‐10000	ORD	(b)
3/10/2013	Return Security		‐6600	ORD	(b)
3/10/2013	Settle Sec Loan		24367	ORD	(b)
3/10/2013	Settle Sec Loan		3000	ORD	(b)
4/10/2013	Settle Sec Loan		25000	ORD	(a)
4/10/2013	Settle Sec Loan		17000	ORD	(f)
4/10/2013	Return Security		‐24367	ORD	(b)
4/10/2013	Return Security		‐3000	ORD	(b)
4/10/2013	Settle Sec Loan		3000	ORD	(b)
4/10/2013	Settle Sec Loan		10000	ORD	(b)
4/10/2013	Settle Sec Loan		10536	ORD	(b)
8/10/2013	Return Security		‐3000	ORD	(b)
8/10/2013	Return Security		‐10000	ORD	(b)
8/10/2013	Return Security		‐10536	ORD	(b)
8/10/2013	Settle Sec Loan		3000	ORD	(b)
9/10/2013	Settle Sec Loan		68000	ORD	(a)
9/10/2013	Return Security		‐3000	ORD	(b)
10/10/2013	Settle Sec Loan		40000	ORD	(a)
10/10/2013	Settle Sec Loan		74000	ORD	(a)
10/10/2013	Settle Sec Loan		24367	ORD	(b)
10/10/2013	Settle Sec Loan		10000	ORD	(b)
10/10/2013	Settle Sec Loan		5000	ORD	(b)
10/10/2013	Settle Sec Loan		313	ORD	(b)
11/10/2013	Settle Sec Loan		38000	ORD	(f)
11/10/2013	Return Security		‐24367	ORD	(b)
11/10/2013	Return Security		‐10000	ORD	(b)
11/10/2013	Return Security		‐5000	ORD	(b)
11/10/2013	Return Security		‐313	ORD	(b)
11/10/2013	Settle Sec Loan		24367	ORD	(b)
11/10/2013	Settle Sec Loan		5000	ORD	(b)
11/10/2013	Settle Sec Loan		1347	ORD	(b)
14/10/2013	Return Security		‐25000	ORD	(a)
14/10/2013	Return Security		‐31000	ORD	(a)
14/10/2013	Return Security		‐2167	ORD	(f)
14/10/2013	Return Security		‐24367	ORD	(b)
14/10/2013	Return Security		‐5000	ORD	(b)
14/10/2013	Return Security		‐1347	ORD	(b)
14/10/2013	Settle Sec Loan		5000	ORD	(b)
14/10/2013	Settle Sec Loan		7507	ORD	(b)
14/10/2013	Settle Sec Loan		10000	ORD	(b)
14/10/2013	Settle Sec Loan		24367	ORD	(b)
15/10/2013	Return Security		‐17000	ORD	(f)
15/10/2013	Return Security		‐5000	ORD	(b)
15/10/2013	Return Security		‐7507	ORD	(b)
15/10/2013	Return Security		‐10000	ORD	(b)
15/10/2013	Return Security		‐24367	ORD	(b)
16/10/2013	Settle Sec Loan		14000	ORD	(a)
16/10/2013	Return Security		‐28294	ORD	(f)
16/10/2013	Settle Sec Loan		24367	ORD	(b)
17/10/2013	Settle Sec Loan		63000	ORD	(a)

17/10/2013	Settle Sec Loan		1000	ORD	(f)
17/10/2013	Return Security		‐100000	ORD	(e)
17/10/2013	Return Security		‐24367	ORD	(b)
17/10/2013	Settle Sec Loan		24367	ORD	(b)
18/10/2013	Settle Sec Loan		1000	ORD	(a)
18/10/2013	Return Security		‐24367	ORD	(b)
21/10/2013	Return Security		‐9706	ORD	(f)
22/10/2013	Return Security		‐2000	ORD	(a)
22/10/2013	Return Security		‐1000	ORD	(f)
22/10/2013	Settle Sec Loan		10000	ORD	(b)
23/10/2013	Return Security		‐22000	ORD	(a)
23/10/2013	Return Security		‐10000	ORD	(b)
23/10/2013	Settle Sec Loan		24367	ORD	(b)
23/10/2013	Settle Sec Loan		10000	ORD	(b)
23/10/2013	Settle Sec Loan		20000	ORD	(b)
24/10/2013	Return Security		‐26000	ORD	(a)
24/10/2013	Return Security		‐24367	ORD	(b)
24/10/2013	Return Security		‐10000	ORD	(b)
24/10/2013	Return Security		‐20000	ORD	(b)
25/10/2013	Settle Sec Loan		55000	ORD	(a)
25/10/2013	Settle Sec Loan		514	ORD	(b)
28/10/2013	Return Security		‐7000	ORD	(a)
28/10/2013	Return Security		‐514	ORD	(b)
29/10/2013	Settle Sec Loan		39000	ORD	(a)
30/10/2013	Settle Sec Loan		18000	ORD	(a)
30/10/2013	Settle Sec Loan		10000	ORD	(b)
31/10/2013	Return Security		‐73000	ORD	(a)
31/10/2013	Settle Sec Loan		21000	ORD	(f)
31/10/2013	Return Security		‐10000	ORD	(b)
31/10/2013	Settle Sec Loan		10000	ORD	(b)
1/11/2013	Return Security		‐15000	ORD	(a)
1/11/2013	Return Security		‐1000	ORD	(a)
1/11/2013	Return Security		‐14000	ORD	(a)
1/11/2013	Return Security		‐1000	ORD	(a)
1/11/2013	Return Security		‐18000	ORD	(a)
1/11/2013	Settle Sec Loan		55000	ORD	(a)
1/11/2013	Settle Sec Loan		11000	ORD	(f)
1/11/2013	Return Security		‐10000	ORD	(b)
1/11/2013	Settle Sec Loan		24367	ORD	(b)
1/11/2013	Settle Sec Loan		10000	ORD	(b)
1/11/2013	Settle Sec Loan		430	ORD	(b)
4/11/2013	Return Security		‐4000	ORD	(a)
4/11/2013	Settle Sec Loan		6000	ORD	(a)
4/11/2013	Return Security		‐8015	ORD	(b)
4/11/2013	Settle Sec Loan		20000	ORD	(b)
6/11/2013	Return Security		‐11000	ORD	(a)
6/11/2013	Return Security		‐4612	ORD	(b)
6/11/2013	Settle Sec Loan		10000	ORD	(b)
7/11/2013	Return Security		‐64000	ORD	(a)
7/11/2013	Return Security		‐489	ORD	(b)

7/11/2013	Settle Sec Loan		17663	ORD	(b)
7/11/2013	Settle Sec Loan		5000	ORD	(b)
8/11/2013	Settle Sec Loan		21000	ORD	(a)
8/11/2013	Return Security		‐21000	ORD	(f)
8/11/2013	Return Security		‐11000	ORD	(f)
8/11/2013	Return Security		‐11251	ORD	(b)
8/11/2013	Return Security		‐10000	ORD	(b)
8/11/2013	Return Security		‐430	ORD	(b)
8/11/2013	Return Security		‐10000	ORD	(b)
8/11/2013	Return Security		‐17663	ORD	(b)
8/11/2013	Return Security		‐20000	ORD	(b)
8/11/2013	Settle Sec Loan		90000	ORD	(b)
8/11/2013	Settle Sec Loan		10000	ORD	(b)
8/11/2013	Settle Sec Loan		60000	ORD	(b)
8/11/2013	Settle Sec Loan		35200	ORD	(b)
8/11/2013	Return Security		‐5000	ORD	(b)
11/11/2013	Return Security		‐24000	ORD	(a)
11/11/2013	Return Security		‐90000	ORD	(b)
11/11/2013	Return Security		‐9364	ORD	(b)
11/11/2013	Return Security		‐60000	ORD	(b)
11/11/2013	Return Security		‐35200	ORD	(b)
12/11/2013	Return Security		‐636	ORD	(b)
12/11/2013	Settle Sec Loan		24367	ORD	(b)
12/11/2013	Settle Sec Loan		55000	ORD	(b)
12/11/2013	Settle Sec Loan		3803	ORD	(b)
12/11/2013	Settle Sec Loan		3803	ORD	(b)
13/11/2013	Return Security		‐12540	ORD	(b)
14/11/2013	Settle Sec Loan		15000	ORD	(a)
14/11/2013	Return Security		‐24367	ORD	(b)
14/11/2013	Return Security		‐2533	ORD	(b)
15/11/2013	Return Security		‐12011	ORD	(b)
15/11/2013	Return Security		‐1270	ORD	(b)
19/11/2013	Settle Sec Loan		41000	ORD	(a)
19/11/2013	Return Security		‐11827	ORD	(b)
19/11/2013	Return Security		‐2656	ORD	(b)
22/11/2013	Settle Sec Loan		100000	ORD	(a)
28/11/2013	Settle Sec Loan		100000	ORD	(a)
29/11/2013	Settle Sec Loan		10000	ORD	(a)
29/11/2013	Return Security		‐9824	ORD	(b)
3/12/2013	Settle Sec Loan		94000	ORD	(a)
3/12/2013	Return Security		‐6142	ORD	(b)
3/12/2013	Return Security		‐3803	ORD	(b)
5/12/2013	Settle Sec Loan		43000	ORD	(a)
6/12/2013	Settle Sec Loan		81875	ORD	(b)
9/12/2013	Settle Sec Loan		70000	ORD	(a)
9/12/2013	Return Security		‐81875	ORD	(b)
9/12/2013	Settle Sec Loan		42034	ORD	(b)
9/12/2013	Settle Sec Loan		50000	ORD	(b)
10/12/2013	Return Security		‐700000	ORD	(e)
10/12/2013	Return Security		‐42034	ORD	(b)

10/12/2013	Unsett Sec Rtn		42034	ORD	(b)
10/12/2013	Return Security		‐35108	ORD	(b)
11/12/2013	Return Security		‐6926	ORD	(b)
11/12/2013	Return Security		‐50000	ORD	(b)
11/12/2013	Settle Sec Loan		50000	ORD	(b)
12/12/2013	Return Security		‐6429	ORD	(b)
13/12/2013	Settle Sec Loan		40000	ORD	(a)
13/12/2013	Settle Sec Loan		148000	ORD	(a)
13/12/2013	Settle Sec Loan		24451	ORD	(b)
13/12/2013	Return Security		‐36755	ORD	(b)
16/12/2013	Return Security		‐1032	ORD	(b)
17/12/2013	Settle Sec Loan		70000	ORD	(a)
18/12/2013	Settle Sec Loan		1000	ORD	( g )
18/12/2013	Return Security		‐14197	ORD	(b)
18/12/2013	Return Security		‐5784	ORD	(b)
18/12/2013	Settle Sec Loan		732	ORD	(b)
18/12/2013	Settle Sec Loan		20000	ORD	(b)
19/12/2013	Return Security		‐3943	ORD	(b)
20/12/2013	Settle Sec Loan		6000	ORD	(a)
20/12/2013	Return Security		‐6311	ORD	(b)
20/12/2013	Return Security		‐732	ORD	(b)
20/12/2013	Return Security		‐17914	ORD	(b)
23/12/2013	Return Security		‐2086	ORD	(b)
24/12/2013	Settle Sec Loan		175000	ORD	(a)
27/12/2013	Settle Sec Loan		200000	ORD	(b)
30/12/2013	Return Security		‐1000	ORD	( g )
30/12/2013	Return Security		‐200000	ORD	(b)
31/12/2013	Settle Sec Loan		60000	ORD	(b)
2/01/2014	Return Security		‐60000	ORD	(b)
3/01/2014	Settle Sec Loan		20000	ORD	(b)
6/01/2014	Return Security		‐18110	ORD	(b)
7/01/2014	Settle Sec Loan		7026	ORD	(b)
7/01/2014	Return Security		‐1890	ORD	(b)
7/01/2014	Settle Sec Loan		10000	ORD	(b)
8/01/2014	Return Security		‐7026	ORD	(b)
8/01/2014	Settle Sec Loan		34000	ORD	(b)
8/01/2014	Settle Sec Loan		10000	ORD	(b)
8/01/2014	Return Security		‐10000	ORD	(b)
9/01/2014	Settle Sec Loan		14000	ORD	(a)
9/01/2014	Settle Sec Loan		6000	ORD	(f)
9/01/2014	Settle Sec Loan		20000	ORD	(b)
10/01/2014	Settle Sec Loan		29000	ORD	(a)
10/01/2014	Settle Sec Loan		4000	ORD	(f)
10/01/2014	Return Security		‐34000	ORD	(b)
10/01/2014	Return Security		‐10000	ORD	(b)
10/01/2014	Return Security		‐20000	ORD	(b)
10/01/2014	Settle Sec Loan		35000	ORD	(b)
13/01/2014	Settle Sec Loan		11000	ORD	(f)
13/01/2014	Return Security		‐35000	ORD	(b)
13/01/2014	Settle Sec Loan		30000	ORD	(b)

14/01/2014	Settle Sec Loan		2000	ORD	(f)
14/01/2014	Return Security		‐29756	ORD	(b)
15/01/2014	Settle Sec Loan		4000	ORD	(a)
15/01/2014	Return Security		‐6000	ORD	(f)
15/01/2014	Return Security		‐11000	ORD	(f)
15/01/2014	Return Security		‐2000	ORD	(f)
15/01/2014	Return Security		‐25	ORD	(b)
15/01/2014	Settle Sec Loan		1675	ORD	(b)
16/01/2014	Return Security		‐14000	ORD	(a)
16/01/2014	Return Security		‐29000	ORD	(a)
16/01/2014	Return Security		‐4000	ORD	(a)
16/01/2014	Return Security		‐219	ORD	(b)
16/01/2014	Return Security		‐1675	ORD	(b)
16/01/2014	Settle Sec Loan		5000	ORD	(b)
17/01/2014	Settle Sec Loan		100000	ORD	(a)
17/01/2014	Settle Sec Loan		11000	ORD	(a)
17/01/2014	Settle Sec Loan		11000	ORD	(a)
17/01/2014	Return Security		‐4000	ORD	(f)
17/01/2014	Return Security		‐5000	ORD	(b)
20/01/2014	Settle Sec Loan		40000	ORD	(e)
21/01/2014	Return Security		‐55000	ORD	(a)
21/01/2014	Return Security		‐400	ORD	(a)
21/01/2014	Settle Sec Loan		40000	ORD	(e)
21/01/2014	Settle Sec Loan		30000	ORD	(e)
21/01/2014	Settle Sec Loan		16311	ORD	(b)
21/01/2014	Settle Sec Loan		5000	ORD	(b)
22/01/2014	Return Security		‐9191	ORD	(b)
22/01/2014	Settle Sec Loan		20000	ORD	(b)
23/01/2014	Return Security		‐7120	ORD	(b)
23/01/2014	Return Security		‐5000	ORD	(b)
23/01/2014	Return Security		‐19479	ORD	(b)
24/01/2014	Return Security		‐28000	ORD	(a)
24/01/2014	Return Security		‐14000	ORD	(a)
28/01/2014	Return Security		‐40400	ORD	(a)
29/01/2014	Settle Sec Loan		22000	ORD	(a)
29/01/2014	Settle Sec Loan		20000	ORD	(b)
31/01/2014	Return Security		‐24600	ORD	(a)
31/01/2014	Return Security		‐55000	ORD	(a)
31/01/2014	Return Security		‐6000	ORD	(a)
31/01/2014	Return Security		‐21000	ORD	(a)
31/01/2014	Return Security		‐15000	ORD	(a)
31/01/2014	Return Security		‐41000	ORD	(a)
31/01/2014	Return Security		‐100000	ORD	(a)
31/01/2014	Return Security		‐100000	ORD	(a)
31/01/2014	Return Security		‐10000	ORD	(a)
31/01/2014	Return Security		‐94000	ORD	(a)
31/01/2014	Return Security		‐43000	ORD	(a)
31/01/2014	Return Security		‐29600	ORD	(a)
31/01/2014	Return Security		‐40000	ORD	(a)
31/01/2014	Return Security		‐148000	ORD	(a)

31/01/2014	Return Security		‐70000	ORD	(a)
31/01/2014	Return Security		‐6000	ORD	(a)
31/01/2014	Return Security		‐175000	ORD	(a)
31/01/2014	Return Security		‐100000	ORD	(a)
31/01/2014	Return Security		‐11000	ORD	(a)
31/01/2014	Return Security		‐11000	ORD	(a)
31/01/2014	Return Security		‐22000	ORD	(a)
3/02/2014	Settle Sec Loan		157000	ORD	(a)
4/02/2014	Settle Sec Loan		58000	ORD	(a)
5/02/2014	Return Security		‐700	ORD	(a)
5/02/2014	Settle Sec Loan		22000	ORD	(a)
5/02/2014	Settle Sec Loan		15000	ORD	(b)
6/02/2014	Settle Sec Loan		9000	ORD	(a)
6/02/2014	Settle Sec Loan		13000	ORD	(f)
6/02/2014	Settle Sec Loan		59558	ORD	(b)
6/02/2014	Settle Sec Loan		8343	ORD	(b)
7/02/2014	Return Security		‐156300	ORD	(a)
7/02/2014	Return Security		‐58000	ORD	(a)
7/02/2014	Return Security		‐22000	ORD	(a)
7/02/2014	Return Security		‐9000	ORD	(a)
7/02/2014	Return Security		‐40000	ORD	(e)
7/02/2014	Return Security		‐40000	ORD	(e)
7/02/2014	Return Security		‐10000	ORD	(e)
7/02/2014	Settle Sec Loan		20000	ORD	(e)
7/02/2014	Settle Sec Loan		27000	ORD	(c)
7/02/2014	Return Security		‐521	ORD	(b)
7/02/2014	Return Security		‐20000	ORD	(b)
7/02/2014	Return Security		‐15000	ORD	(b)
7/02/2014	Return Security		‐912	ORD	(b)
7/02/2014	Settle Sec Loan		50000	ORD	(b)
10/02/2014	Settle Sec Loan		46000	ORD	(a)
10/02/2014	Settle Sec Loan		15000	ORD	(c)
10/02/2014	Settle Sec Loan		30000	ORD	(b)
10/02/2014	Settle Sec Loan		83266	ORD	(b)
10/02/2014	Settle Sec Loan		30000	ORD	(b)
11/02/2014	Settle Sec Loan		36000	ORD	(a)
11/02/2014	Return Security		‐20000	ORD	(e)
11/02/2014	Settle Sec Loan		14000	ORD	(c)
11/02/2014	Settle Sec Loan		15570	ORD	(b)
11/02/2014	Settle Sec Loan		10807	ORD	(b)
12/02/2014	Settle Sec Loan		156000	ORD	(a)
12/02/2014	Settle Sec Loan		4000	ORD	(f)
12/02/2014	Settle Sec Loan		20000	ORD	(b)
13/02/2014	Settle Sec Loan		50000	ORD	(a)
14/02/2014	Settle Sec Loan		29000	ORD	(f)
17/02/2014	Settle Sec Loan		60000	ORD	(a)
17/02/2014	Settle Sec Loan		9000	ORD	(f)
17/02/2014	Settle Sec Loan		10000	ORD	(e)
17/02/2014	Settle Sec Loan		40000	ORD	(c)
17/02/2014	Settle Sec Loan		1145	ORD	(b)

18/02/2014	Settle Sec Loan		24000	ORD	(a)
18/02/2014	Return Security		‐20000	ORD	(e)
18/02/2014	Settle Sec Loan		32000	ORD	(c)
18/02/2014	Return Security		‐912	ORD	(b)
18/02/2014	Return Security		‐14550	ORD	(b)
18/02/2014	Return Security		‐7431	ORD	(b)
19/02/2014	Settle Sec Loan		30000	ORD	(a)
19/02/2014	Settle Sec Loan		50000	ORD	(e)
19/02/2014	Return Security		‐24729	ORD	(b)
19/02/2014	Settle Sec Loan		15998	ORD	(b)
19/02/2014	Settle Sec Loan		20000	ORD	(b)
20/02/2014	Return Security		‐89800	ORD	(a)
20/02/2014	Settle Sec Loan		24000	ORD	(a)
20/02/2014	Settle Sec Loan		40000	ORD	(c)
20/02/2014	Settle Sec Loan		50000	ORD	(c)
20/02/2014	Return Security		‐3346	ORD	(b)
20/02/2014	Settle Sec Loan		75000	ORD	(b)
20/02/2014	Settle Sec Loan		2369	ORD	(b)
21/02/2014	Settle Sec Loan		50000	ORD	(a)
21/02/2014	Settle Sec Loan		107000	ORD	(c)
21/02/2014	Return Security		‐16021	ORD	(b)
21/02/2014	Return Security		‐50000	ORD	(b)
21/02/2014	Return Security		‐48089	ORD	(b)
21/02/2014	Settle Sec Loan		60000	ORD	(b)
25/02/2014	Return Security		‐13000	ORD	(f)
25/02/2014	Return Security		‐4000	ORD	(f)
25/02/2014	Return Security		‐29000	ORD	(f)
25/02/2014	Return Security		‐9000	ORD	(f)
25/02/2014	Return Security		‐29261	ORD	(b)
25/02/2014	Return Security		‐35177	ORD	(b)
25/02/2014	Settle Sec Loan		75000	ORD	(b)
26/02/2014	Settle Sec Loan		92000	ORD	(a)
26/02/2014	Return Security		‐739	ORD	(b)
26/02/2014	Return Security		‐15570	ORD	(b)
26/02/2014	Return Security		‐10807	ORD	(b)
26/02/2014	Return Security		‐1646	ORD	(b)
26/02/2014	Return Security		‐30000	ORD	(b)
27/02/2014	Settle Sec Loan		47000	ORD	(a)
27/02/2014	Return Security		‐9764	ORD	(b)
28/02/2014	Settle Sec Loan		28000	ORD	(a)
28/02/2014	Return Security		‐8590	ORD	(b)
28/02/2014	Return Security		‐1145	ORD	(b)
28/02/2014	Return Security		‐15998	ORD	(b)
28/02/2014	Return Security		‐338	ORD	(b)
28/02/2014	Return Security		‐2369	ORD	(b)
28/02/2014	Return Security		‐20000	ORD	(b)
3/03/2014	Return Security		‐1784	ORD	(b)
3/03/2014	Settle Sec Loan		5000	ORD	(b)
4/03/2014	Settle Sec Loan		20000	ORD	(a)
4/03/2014	Return Security		‐50000	ORD	(e)

4/03/2014	Settle Sec Loan		40000	ORD	(b)
4/03/2014	Settle Sec Loan		78855	ORD	(b)
5/03/2014	Return Security		‐46000	ORD	(a)
5/03/2014	Return Security		‐36000	ORD	(a)
5/03/2014	Return Security		‐66200	ORD	(a)
5/03/2014	Return Security		‐50000	ORD	(a)
5/03/2014	Return Security		‐60000	ORD	(a)
5/03/2014	Return Security		‐24000	ORD	(a)
5/03/2014	Return Security		‐30000	ORD	(a)
5/03/2014	Return Security		‐24000	ORD	(a)
5/03/2014	Return Security		‐50000	ORD	(a)
5/03/2014	Return Security		‐92000	ORD	(a)
5/03/2014	Return Security		‐47000	ORD	(a)
5/03/2014	Return Security		‐28000	ORD	(a)
5/03/2014	Return Security		‐20000	ORD	(a)
5/03/2014	Return Security		‐27000	ORD	(c)
5/03/2014	Return Security		‐15000	ORD	(c)
5/03/2014	Return Security		‐14000	ORD	(c)
5/03/2014	Return Security		‐40000	ORD	(c)
5/03/2014	Return Security		‐32000	ORD	(c)
5/03/2014	Return Security		‐40000	ORD	(c)
5/03/2014	Return Security		‐50000	ORD	(c)
5/03/2014	Return Security		‐107000	ORD	(c)
5/03/2014	Return Security		‐39923	ORD	(b)
5/03/2014	Settle Sec Loan		24846	ORD	(b)
6/03/2014	Return Security		‐4536	ORD	(b)
6/03/2014	Settle Sec Loan		5000	ORD	(b)
7/03/2014	Return Security		‐28419	ORD	(b)
7/03/2014	Return Security		‐60000	ORD	(b)
7/03/2014	Return Security		‐75000	ORD	(b)
7/03/2014	Return Security		‐40000	ORD	(b)
7/03/2014	Return Security		‐78855	ORD	(b)
7/03/2014	Return Security		‐24846	ORD	(b)
7/03/2014	Return Security		‐5000	ORD	(b)
7/03/2014	Settle Sec Loan		20000	ORD	(b)
7/03/2014	Return Security		‐5000	ORD	(b)
11/03/2014	Settle Sec Loan		148000	ORD	(a)
11/03/2014	Settle Sec Loan		20000	ORD	(d)
11/03/2014	Return Security		‐20000	ORD	(b)
13/03/2014	Return Security		‐61900	ORD	(a)
13/03/2014	Settle Sec Loan		150000	ORD	(b)
14/03/2014	Return Security		‐150000	ORD	(b)
17/03/2014	Settle Sec Loan		1000	ORD	(a)
18/03/2014	Settle Sec Loan		34592	ORD	(b)
19/03/2014	Settle Sec Loan		62000	ORD	(a)
19/03/2014	Return Security		‐34592	ORD	(b)
21/03/2014	Return Security		‐20600	ORD	(a)
21/03/2014	Settle Sec Loan		1057	ORD	(b)
24/03/2014	Return Security		‐1057	ORD	(b)
25/03/2014	Settle Sec Loan		72000	ORD	(a)

26/03/2014	Return Security		‐39100	ORD	(a)
28/03/2014	Return Security		‐65500	ORD	(a)
28/03/2014	Return Security		‐1000	ORD	(a)
28/03/2014	Return Security		‐62000	ORD	(a)
28/03/2014	Return Security		‐29100	ORD	(a)
1/04/2014	Settle Sec Loan		24000	ORD	(a)
3/04/2014	Settle Sec Loan		44000	ORD	(a)
7/04/2014	Return Security		‐3800	ORD	(a)
7/04/2014	Return Security		‐24000	ORD	(a)
7/04/2014	Return Security		‐44000	ORD	(a)

Appendix 1‐ IGO

Date Nature of Change Consideration No. of Securities Class SBA Counterparty	Date Nature of Change Consideration No. of Securities Class SBA Counterparty	Date Nature of Change Consideration No. of Securities Class SBA Counterparty	Date Nature of Change Consideration No. of Securities Class SBA Counterparty	Date Nature of Change Consideration No. of Securities Class SBA Counterparty	Date Nature of Change Consideration No. of Securities Class SBA Counterparty
22/08/2013	Return Security		‐24367	ORD	(i)
22/08/2013	Return Security		‐155000	ORD	(i)
23/08/2013	Settle Sec Loan		84000	ORD	(i)
23/08/2013	Return Security		‐24367	ORD	(i)
23/08/2013	Return Security		‐10000	ORD	(i)
26/08/2013	Settle Sec Loan		6000	ORD	(i)
27/08/2013	Settle Sec Loan		28000	ORD	(iii)
27/08/2013	Settle Sec Loan		25000	ORD	(i)
28/08/2013	Return Security		‐18000	ORD	(ii)
28/08/2013	Return Security		‐13000	ORD	(vii)
28/08/2013	Return Security		‐17000	ORD	(vii)
29/08/2013	Return Security		‐6000	ORD	(i)
29/08/2013	Return Security		‐28000	ORD	(iii)
29/08/2013	Settle Sec Loan		146000	ORD	(iii)
29/08/2013	Settle Sec Loan		27367	ORD	(iii)
30/08/2013	Return Security		‐84000	ORD	(i)
30/08/2013	Return Security		‐146000	ORD	(iii)
30/08/2013	Settle Sec Loan		106000	ORD	(iii)
30/08/2013	Return Security		‐27367	ORD	(iii)
30/08/2013	Settle Sec Loan		27367	ORD	(iii)
2/09/2013	Settle Sec Loan		68000	ORD	(iii)
2/09/2013	Return Security		‐27367	ORD	(iii)
2/09/2013	Settle Sec Loan		24367	ORD	(iii)
3/09/2013	Return Security		‐68000	ORD	(iii)
3/09/2013	Settle Sec Loan		118000	ORD	(i)
3/09/2013	Return Security		‐24367	ORD	(iii)
4/09/2013	Return Security		‐106000	ORD	(iii)
4/09/2013	Return Security		‐118000	ORD	(i)
5/09/2013	Return Security		‐25000	ORD	(i)
6/09/2013	Return Security		‐5000	ORD	(i)
6/09/2013	Return Security		‐20000	ORD	(i)
6/09/2013	Return Security		‐8000	ORD	(i)
6/09/2013	Return Security		‐20000	ORD	(iii)
6/09/2013	Return Security		‐2000	ORD	(ii)
6/09/2013	Return Security		‐15000	ORD	(ii)
6/09/2013	Return Security		‐24000	ORD	(vii)
6/09/2013	Settle Sec Loan		24367	ORD	(i)
6/09/2013	Settle Sec Loan		59838	ORD	(i)
9/09/2013	Return Security		‐24367	ORD	(i)
9/09/2013	Return Security		‐59838	ORD	(i)
11/09/2013	Settle Sec Loan		48000	ORD	(iv)
12/09/2013	Settle Sec Loan		19845	ORD	(iii)
13/09/2013	Return Security		‐19845	ORD	(iii)
13/09/2013	Settle Sec Loan		24367	ORD	(iv)
13/09/2013	Settle Sec Loan		10000	ORD	(iv)
16/09/2013	Return Security		‐24367	ORD	(iv)
16/09/2013	Return Security		‐10000	ORD	(iv)

16/09/2013	Settle Sec Loan		27367	ORD	(iv)
16/09/2013	Settle Sec Loan		2569	ORD	(iv)
17/09/2013	Return Security		‐27367	ORD	(iv)
17/09/2013	Return Security		‐2569	ORD	(iv)
17/09/2013	Settle Sec Loan		24367	ORD	(iv)
17/09/2013	Settle Sec Loan		97307	ORD	(iv)
17/09/2013	Settle Sec Loan		67693	ORD	(ii)
18/09/2013	Settle Sec Loan		550075	ORD	(ii)
18/09/2013	Settle Sec Loan		149925	ORD	(v)
18/09/2013	Return Security		‐24367	ORD	(iv)
18/09/2013	Return Security		‐97307	ORD	(iv)
18/09/2013	Return Security		‐67693	ORD	(ii)
18/09/2013	Settle Sec Loan		70000	ORD	(ii)
18/09/2013	Settle Sec Loan		24367	ORD	(ii)
18/09/2013	Settle Sec Loan		10000	ORD	(ii)
18/09/2013	Settle Sec Loan		4160	ORD	(v)
19/09/2013	Settle Sec Loan		21000	ORD	(ii)
19/09/2013	Settle Sec Loan		100000	ORD	(v)
19/09/2013	Return Security		‐70000	ORD	(ii)
19/09/2013	Return Security		‐24367	ORD	(ii)
19/09/2013	Return Security		‐10000	ORD	(ii)
19/09/2013	Return Security		‐4160	ORD	(v)
19/09/2013	Settle Sec Loan		24367	ORD	(iv)
19/09/2013	Settle Sec Loan		51726	ORD	(iv)
19/09/2013	Settle Sec Loan		3534	ORD	(v)
20/09/2013	Settle Sec Loan		51000	ORD	(ii)
20/09/2013	Settle Sec Loan		43000	ORD	(ii)
20/09/2013	Return Security		‐24367	ORD	(iv)
20/09/2013	Return Security		‐51726	ORD	(iv)
20/09/2013	Return Security		‐3534	ORD	(v)
20/09/2013	Settle Sec Loan		24367	ORD	(iv)
23/09/2013	Return Security		‐21000	ORD	(ii)
23/09/2013	Return Security		‐51000	ORD	(ii)
23/09/2013	Return Security		‐24367	ORD	(iv)
24/09/2013	Return Security		‐6418	ORD	(iv)
25/09/2013	Settle Sec Loan		63000	ORD	(iii)
25/09/2013	Settle Sec Loan		24367	ORD	(ii)
25/09/2013	Settle Sec Loan		17800	ORD	(ii)
26/09/2013	Return Security		‐23207	ORD	(iv)
26/09/2013	Return Security		‐24367	ORD	(ii)
26/09/2013	Return Security		‐17800	ORD	(ii)
26/09/2013	Settle Sec Loan		24367	ORD	(iv)
27/09/2013	Return Security		‐8375	ORD	(iv)
27/09/2013	Return Security		‐24367	ORD	(iv)
27/09/2013	Settle Sec Loan		24367	ORD	(iii)
30/09/2013	Return Security		‐24367	ORD	(iii)
1/10/2013	Return Security		‐10000	ORD	(iv)
1/10/2013	Return Security		‐16516	ORD	(ii)
1/10/2013	Settle Sec Loan		5000	ORD	(iii)
2/10/2013	Return Security		‐5000	ORD	(iii)

2/10/2013	Settle Sec Loan		24367	ORD	(iii)
2/10/2013	Settle Sec Loan		10000	ORD	(iii)
2/10/2013	Settle Sec Loan		6600	ORD	(iii)
3/10/2013	Return Security		‐24317	ORD	(ii)
3/10/2013	Return Security		‐24367	ORD	(iii)
3/10/2013	Return Security		‐10000	ORD	(iii)
3/10/2013	Return Security		‐6600	ORD	(iii)
3/10/2013	Settle Sec Loan		24367	ORD	(iii)
3/10/2013	Settle Sec Loan		3000	ORD	(iii)
4/10/2013	Settle Sec Loan		25000	ORD	(iii)
4/10/2013	Settle Sec Loan		17000	ORD	(iii)
4/10/2013	Return Security		‐24367	ORD	(iii)
4/10/2013	Return Security		‐3000	ORD	(iii)
4/10/2013	Settle Sec Loan		3000	ORD	(iii)
4/10/2013	Settle Sec Loan		10000	ORD	(iii)
4/10/2013	Settle Sec Loan		10536	ORD	(iii)
8/10/2013	Return Security		‐3000	ORD	(iii)
8/10/2013	Return Security		‐10000	ORD	(iii)
8/10/2013	Return Security		‐10536	ORD	(iii)
8/10/2013	Settle Sec Loan		3000	ORD	(iii)
9/10/2013	Settle Sec Loan		68000	ORD	(i)
9/10/2013	Return Security		‐3000	ORD	(iii)
10/10/2013	Settle Sec Loan		40000	ORD	(i)
10/10/2013	Settle Sec Loan		74000	ORD	(i)
10/10/2013	Settle Sec Loan		24367	ORD	(i)
10/10/2013	Settle Sec Loan		10000	ORD	(i)
10/10/2013	Settle Sec Loan		5000	ORD	(i)
10/10/2013	Settle Sec Loan		313	ORD	(i)
11/10/2013	Settle Sec Loan		38000	ORD	(i)
11/10/2013	Return Security		‐24367	ORD	(i)
11/10/2013	Return Security		‐10000	ORD	(i)
11/10/2013	Return Security		‐5000	ORD	(i)
11/10/2013	Return Security		‐313	ORD	(i)
11/10/2013	Settle Sec Loan		24367	ORD	(i)
11/10/2013	Settle Sec Loan		5000	ORD	(i)
11/10/2013	Settle Sec Loan		1347	ORD	(i)
14/10/2013	Return Security		‐25000	ORD	(iii)
14/10/2013	Return Security		‐31000	ORD	(i)
14/10/2013	Return Security		‐2167	ORD	(ii)
14/10/2013	Return Security		‐24367	ORD	(i)
14/10/2013	Return Security		‐5000	ORD	(i)
14/10/2013	Return Security		‐1347	ORD	(i)
14/10/2013	Settle Sec Loan		5000	ORD	(i)
14/10/2013	Settle Sec Loan		7507	ORD	(i)
14/10/2013	Settle Sec Loan		10000	ORD	(i)
14/10/2013	Settle Sec Loan		24367	ORD	(i)
15/10/2013	Return Security		‐17000	ORD	(iii)
15/10/2013	Return Security		‐5000	ORD	(i)
15/10/2013	Return Security		‐7507	ORD	(i)
15/10/2013	Return Security		‐10000	ORD	(i)

15/10/2013	Return Security		‐24367	ORD	(i)
16/10/2013	Settle Sec Loan		14000	ORD	(iii)
16/10/2013	Return Security		‐28294	ORD	(i)
16/10/2013	Settle Sec Loan		24367	ORD	(iii)
17/10/2013	Settle Sec Loan		63000	ORD	(iii)
17/10/2013	Settle Sec Loan		1000	ORD	(iii)
17/10/2013	Return Security		‐100000	ORD	(v)
17/10/2013	Return Security		‐24367	ORD	(iii)
17/10/2013	Settle Sec Loan		24367	ORD	(iii)
18/10/2013	Settle Sec Loan		1000	ORD	(iii)
18/10/2013	Return Security		‐24367	ORD	(iii)
21/10/2013	Return Security		‐9706	ORD	(i)
22/10/2013	Return Security		‐2000	ORD	(i)
22/10/2013	Return Security		‐1000	ORD	(iii)
22/10/2013	Settle Sec Loan		10000	ORD	(iii)
23/10/2013	Return Security		‐22000	ORD	(iii)
23/10/2013	Return Security		‐10000	ORD	(iii)
23/10/2013	Settle Sec Loan		24367	ORD	(iii)
23/10/2013	Settle Sec Loan		10000	ORD	(iii)
23/10/2013	Settle Sec Loan		20000	ORD	(iii)
24/10/2013	Return Security		‐26000	ORD	(iii)
24/10/2013	Return Security		‐24367	ORD	(iii)
24/10/2013	Return Security		‐10000	ORD	(iii)
24/10/2013	Return Security		‐20000	ORD	(iii)
25/10/2013	Settle Sec Loan		55000	ORD	(iii)
25/10/2013	Settle Sec Loan		514	ORD	(iii)
28/10/2013	Return Security		‐7000	ORD	(i)
28/10/2013	Return Security		‐514	ORD	(iii)
29/10/2013	Settle Sec Loan		39000	ORD	(v)
30/10/2013	Settle Sec Loan		18000	ORD	(v)
30/10/2013	Settle Sec Loan		10000	ORD	(iii)
31/10/2013	Return Security		‐73000	ORD	(i)
31/10/2013	Settle Sec Loan		21000	ORD	(ii)
31/10/2013	Return Security		‐10000	ORD	(iii)
31/10/2013	Settle Sec Loan		10000	ORD	(v)
1/11/2013	Return Security		‐15000	ORD	(iii)
1/11/2013	Return Security		‐1000	ORD	(i)
1/11/2013	Return Security		‐14000	ORD	(iii)
1/11/2013	Return Security		‐1000	ORD	(iii)
1/11/2013	Return Security		‐18000	ORD	(v)
1/11/2013	Settle Sec Loan		55000	ORD	(ii)
1/11/2013	Settle Sec Loan		11000	ORD	(ii)
1/11/2013	Return Security		‐10000	ORD	(v)
1/11/2013	Settle Sec Loan		24367	ORD	(v)
1/11/2013	Settle Sec Loan		10000	ORD	(v)
1/11/2013	Settle Sec Loan		430	ORD	(v)
4/11/2013	Return Security		‐4000	ORD	(i)
4/11/2013	Settle Sec Loan		6000	ORD	(ii)
4/11/2013	Return Security		‐8015	ORD	(v)
4/11/2013	Settle Sec Loan		20000	ORD	(ii)

6/11/2013	Return Security		‐11000	ORD	(iii)
6/11/2013	Return Security		‐4612	ORD	(v)
6/11/2013	Settle Sec Loan		10000	ORD	(ii)
7/11/2013	Return Security		‐64000	ORD	(i)
7/11/2013	Return Security		‐489	ORD	(v)
7/11/2013	Settle Sec Loan		17663	ORD	(ii)
7/11/2013	Settle Sec Loan		5000	ORD	(iv)
8/11/2013	Settle Sec Loan		21000	ORD	(iv)
8/11/2013	Return Security		‐21000	ORD	(ii)
8/11/2013	Return Security		‐11000	ORD	(ii)
8/11/2013	Return Security		‐11251	ORD	(v)
8/11/2013	Return Security		‐10000	ORD	(v)
8/11/2013	Return Security		‐430	ORD	(v)
8/11/2013	Return Security		‐10000	ORD	(ii)
8/11/2013	Return Security		‐17663	ORD	(ii)
8/11/2013	Return Security		‐20000	ORD	(ii)
8/11/2013	Settle Sec Loan		31397	ORD	(ii)
8/11/2013	Settle Sec Loan		58603	ORD	(v)
8/11/2013	Settle Sec Loan		10000	ORD	(iv)
8/11/2013	Settle Sec Loan		60000	ORD	(iv)
8/11/2013	Settle Sec Loan		35200	ORD	(iv)
8/11/2013	Return Security		‐5000	ORD	(iv)
11/11/2013	Return Security		‐24000	ORD	(iii)
11/11/2013	Return Security		‐31397	ORD	(ii)
11/11/2013	Return Security		‐58603	ORD	(v)
11/11/2013	Return Security		‐9364	ORD	(iv)
11/11/2013	Return Security		‐60000	ORD	(iv)
11/11/2013	Return Security		‐35200	ORD	(iv)
12/11/2013	Return Security		‐636	ORD	(iv)
12/11/2013	Settle Sec Loan		24367	ORD	(iv)
12/11/2013	Settle Sec Loan		55000	ORD	(iv)
12/11/2013	Settle Sec Loan		3803	ORD	(iv)
12/11/2013	Settle Sec Loan		3803	ORD	(iv)
13/11/2013	Return Security		‐12540	ORD	(iv)
14/11/2013	Settle Sec Loan		15000	ORD	(iii)
14/11/2013	Return Security		‐24367	ORD	(iv)
14/11/2013	Return Security		‐2533	ORD	(iv)
15/11/2013	Return Security		‐12011	ORD	(iv)
15/11/2013	Return Security		‐1270	ORD	(iv)
19/11/2013	Settle Sec Loan		41000	ORD	(iii)
19/11/2013	Return Security		‐11827	ORD	(iv)
19/11/2013	Return Security		‐2656	ORD	(iv)
22/11/2013	Settle Sec Loan		100000	ORD	(iii)
28/11/2013	Settle Sec Loan		100000	ORD	(i)
29/11/2013	Re‐Alloc Rtn		‐9921	ORD	(iii)
29/11/2013	Re‐Alloc Loan		9921	ORD	(i)
29/11/2013	Settle Sec Loan		10000	ORD	(i)
29/11/2013	Return Security		‐9824	ORD	(iv)
3/12/2013	Settle Sec Loan		94000	ORD	(i)
3/12/2013	Return Security		‐6142	ORD	(iv)

3/12/2013	Return Security		‐3803	ORD	(iv)
5/12/2013	Settle Sec Loan		43000	ORD	(i)
6/12/2013	Settle Sec Loan		81875	ORD	(i)
9/12/2013	Settle Sec Loan		70000	ORD	(i)
9/12/2013	Return Security		‐81875	ORD	(i)
9/12/2013	Settle Sec Loan		42034	ORD	(i)
9/12/2013	Settle Sec Loan		50000	ORD	(i)
10/12/2013	Return Security		‐550075	ORD	(ii)
10/12/2013	Return Security		‐149925	ORD	(v)
10/12/2013	Return Security		‐42034	ORD	(i)
10/12/2013	Unsett Sec Rtn		42034	ORD	(i)
10/12/2013	Return Security		‐35108	ORD	(i)
11/12/2013	Return Security		‐6926	ORD	(i)
11/12/2013	Return Security		‐50000	ORD	(i)
11/12/2013	Settle Sec Loan		50000	ORD	(i)
12/12/2013	Return Security		‐6429	ORD	(i)
13/12/2013	Settle Sec Loan		40000	ORD	(ii)
13/12/2013	Settle Sec Loan		148000	ORD	(ii)
13/12/2013	Settle Sec Loan		24451	ORD	(i)
13/12/2013	Return Security		‐36755	ORD	(i)
16/12/2013	Return Security		‐1032	ORD	(i)
17/12/2013	Settle Sec Loan		70000	ORD	(ii)
18/12/2013	Settle Sec Loan		1000	ORD	(i)
18/12/2013	Return Security		‐14197	ORD	(i)
18/12/2013	Return Security		‐5784	ORD	(i)
18/12/2013	Settle Sec Loan		732	ORD	(ii)
18/12/2013	Settle Sec Loan		20000	ORD	(i)
19/12/2013	Return Security		‐3943	ORD	(i)
20/12/2013	Settle Sec Loan		6000	ORD	(i)
20/12/2013	Return Security		‐6311	ORD	(i)
20/12/2013	Return Security		‐732	ORD	(ii)
20/12/2013	Return Security		‐17914	ORD	(i)
23/12/2013	Return Security		‐2086	ORD	(i)
24/12/2013	Settle Sec Loan		175000	ORD	(i)
27/12/2013	Settle Sec Loan		200000	ORD	(i)
30/12/2013	Return Security		‐1000	ORD	(i)
30/12/2013	Return Security		‐200000	ORD	(i)
31/12/2013	Settle Sec Loan		60000	ORD	(iii)
2/01/2014	Return Security		‐60000	ORD	(iii)
3/01/2014	Settle Sec Loan		20000	ORD	(iii)
6/01/2014	Return Security		‐18110	ORD	(iii)
7/01/2014	Settle Sec Loan		7026	ORD	(iii)
7/01/2014	Return Security		‐1890	ORD	(iii)
7/01/2014	Settle Sec Loan		10000	ORD	(iii)
8/01/2014	Return Security		‐7026	ORD	(iii)
8/01/2014	Settle Sec Loan		34000	ORD	(iii)
8/01/2014	Settle Sec Loan		10000	ORD	(iii)
8/01/2014	Return Security		‐10000	ORD	(iii)
9/01/2014	Settle Sec Loan		14000	ORD	(iii)
9/01/2014	Settle Sec Loan		6000	ORD	(iii)

9/01/2014	Settle Sec Loan		20000	ORD	(iii)
10/01/2014	Settle Sec Loan		29000	ORD	(iii)
10/01/2014	Settle Sec Loan		4000	ORD	(iii)
10/01/2014	Return Security		‐34000	ORD	(iii)
10/01/2014	Return Security		‐10000	ORD	(iii)
10/01/2014	Return Security		‐20000	ORD	(iii)
10/01/2014	Settle Sec Loan		35000	ORD	(iii)
13/01/2014	Settle Sec Loan		11000	ORD	(iii)
13/01/2014	Return Security		‐35000	ORD	(iii)
13/01/2014	Settle Sec Loan		30000	ORD	(iii)
14/01/2014	Settle Sec Loan		2000	ORD	(iii)
14/01/2014	Return Security		‐29756	ORD	(iii)
15/01/2014	Settle Sec Loan		4000	ORD	(iii)
15/01/2014	Return Security		‐6000	ORD	(iii)
15/01/2014	Return Security		‐11000	ORD	(iii)
15/01/2014	Return Security		‐2000	ORD	(iii)
15/01/2014	Return Security		‐25	ORD	(iii)
15/01/2014	Settle Sec Loan		1675	ORD	(iii)
16/01/2014	Return Security		‐14000	ORD	(iii)
16/01/2014	Return Security		‐29000	ORD	(iii)
16/01/2014	Return Security		‐4000	ORD	(iii)
16/01/2014	Return Security		‐219	ORD	(iii)
16/01/2014	Return Security		‐1675	ORD	(iii)
16/01/2014	Settle Sec Loan		5000	ORD	(v)
17/01/2014	Settle Sec Loan		100000	ORD	(iii)
17/01/2014	Settle Sec Loan		11000	ORD	(v)
17/01/2014	Settle Sec Loan		11000	ORD	(v)
17/01/2014	Return Security		‐4000	ORD	(iii)
17/01/2014	Return Security		‐5000	ORD	(v)
20/01/2014	Settle Sec Loan		40000	ORD	(iii)
21/01/2014	Return Security		‐45079	ORD	(iii)
21/01/2014	Return Security		‐9921	ORD	(i)
21/01/2014	Return Security		‐400	ORD	(v)
21/01/2014	Settle Sec Loan		40000	ORD	(v)
21/01/2014	Settle Sec Loan		30000	ORD	(v)
21/01/2014	Settle Sec Loan		16311	ORD	(v)
21/01/2014	Settle Sec Loan		5000	ORD	(i)
22/01/2014	Return Security		‐9191	ORD	(v)
22/01/2014	Settle Sec Loan		20000	ORD	(i)
23/01/2014	Return Security		‐7120	ORD	(v)
23/01/2014	Return Security		‐5000	ORD	(i)
23/01/2014	Return Security		‐19479	ORD	(i)
24/01/2014	Return Security		‐28000	ORD	(iii)
24/01/2014	Return Security		‐14000	ORD	(v)
28/01/2014	Return Security		‐40400	ORD	(i)
29/01/2014	Settle Sec Loan		22000	ORD	(i)
29/01/2014	Settle Sec Loan		20000	ORD	(i)
31/01/2014	Return Security		‐24600	ORD	(v)
31/01/2014	Return Security		‐55000	ORD	(ii)
31/01/2014	Return Security		‐6000	ORD	(ii)

31/01/2014	Return Security		‐21000	ORD	(iv)
31/01/2014	Return Security		‐15000	ORD	(iii)
31/01/2014	Return Security		‐41000	ORD	(iii)
31/01/2014	Return Security		‐100000	ORD	(iii)
31/01/2014	Return Security		‐100000	ORD	(i)
31/01/2014	Return Security		‐10000	ORD	(i)
31/01/2014	Return Security		‐94000	ORD	(i)
31/01/2014	Return Security		‐43000	ORD	(i)
31/01/2014	Return Security		‐29600	ORD	(i)
31/01/2014	Return Security		‐40000	ORD	(ii)
31/01/2014	Return Security		‐148000	ORD	(ii)
31/01/2014	Return Security		‐70000	ORD	(ii)
31/01/2014	Return Security		‐6000	ORD	(i)
31/01/2014	Return Security		‐175000	ORD	(i)
31/01/2014	Return Security		‐100000	ORD	(iii)
31/01/2014	Return Security		‐11000	ORD	(v)
31/01/2014	Return Security		‐11000	ORD	(v)
31/01/2014	Return Security		‐22000	ORD	(i)
3/02/2014	Settle Sec Loan		157000	ORD	(i)
4/02/2014	Settle Sec Loan		58000	ORD	(iii)
5/02/2014	Return Security		‐700	ORD	(i)
5/02/2014	Settle Sec Loan		22000	ORD	(iii)
5/02/2014	Settle Sec Loan		15000	ORD	(i)
6/02/2014	Settle Sec Loan		9000	ORD	(ii)
6/02/2014	Settle Sec Loan		13000	ORD	(ii)
6/02/2014	Settle Sec Loan		59558	ORD	(iii)
6/02/2014	Settle Sec Loan		8343	ORD	(iii)
7/02/2014	Return Security		‐156300	ORD	(i)
7/02/2014	Return Security		‐58000	ORD	(iii)
7/02/2014	Return Security		‐22000	ORD	(iii)
7/02/2014	Return Security		‐9000	ORD	(ii)
7/02/2014	Return Security		‐40000	ORD	(iii)
7/02/2014	Return Security		‐40000	ORD	(v)
7/02/2014	Return Security		‐10000	ORD	(v)
7/02/2014	Settle Sec Loan		20000	ORD	(ii)
7/02/2014	Settle Sec Loan		27000	ORD	(ii)
7/02/2014	Return Security		‐521	ORD	(i)
7/02/2014	Return Security		‐20000	ORD	(i)
7/02/2014	Return Security		‐15000	ORD	(i)
7/02/2014	Return Security		‐912	ORD	(iii)
7/02/2014	Settle Sec Loan		50000	ORD	(iii)
10/02/2014	Settle Sec Loan		46000	ORD	(ii)
10/02/2014	Settle Sec Loan		15000	ORD	(ii)
10/02/2014	Settle Sec Loan		30000	ORD	(ii)
10/02/2014	Settle Sec Loan		83266	ORD	(ii)
10/02/2014	Settle Sec Loan		30000	ORD	(ii)
11/02/2014	Settle Sec Loan		36000	ORD	(ii)
11/02/2014	Return Security		‐20000	ORD	(v)
11/02/2014	Settle Sec Loan		14000	ORD	(i)
11/02/2014	Settle Sec Loan		15570	ORD	(ii)

11/02/2014	Settle Sec Loan		10807	ORD	(ii)
12/02/2014	Settle Sec Loan		156000	ORD	(i)
12/02/2014	Settle Sec Loan		4000	ORD	(i)
12/02/2014	Settle Sec Loan		20000	ORD	(ii)
13/02/2014	Settle Sec Loan		50000	ORD	(i)
14/02/2014	Settle Sec Loan		29000	ORD	(i)
17/02/2014	Settle Sec Loan		60000	ORD	(i)
17/02/2014	Settle Sec Loan		9000	ORD	(i)
17/02/2014	Settle Sec Loan		10000	ORD	(i)
17/02/2014	Settle Sec Loan		40000	ORD	(i)
17/02/2014	Settle Sec Loan		1145	ORD	(i)
18/02/2014	Settle Sec Loan		24000	ORD	(i)
18/02/2014	Return Security		‐20000	ORD	(ii)
18/02/2014	Settle Sec Loan		32000	ORD	(i)
18/02/2014	Return Security		‐912	ORD	(iii)
18/02/2014	Return Security		‐14550	ORD	(iii)
18/02/2014	Return Security		‐7431	ORD	(iii)
19/02/2014	Settle Sec Loan		30000	ORD	(i)
19/02/2014	Settle Sec Loan		50000	ORD	(i)
19/02/2014	Return Security		‐24729	ORD	(iii)
19/02/2014	Settle Sec Loan		15998	ORD	(i)
19/02/2014	Settle Sec Loan		20000	ORD	(i)
20/02/2014	Return Security		‐89800	ORD	(i)
20/02/2014	Settle Sec Loan		24000	ORD	(i)
20/02/2014	Settle Sec Loan		40000	ORD	(i)
20/02/2014	Settle Sec Loan		50000	ORD	(i)
20/02/2014	Return Security		‐3346	ORD	(iii)
20/02/2014	Settle Sec Loan		75000	ORD	(i)
20/02/2014	Settle Sec Loan		2369	ORD	(i)
21/02/2014	Settle Sec Loan		50000	ORD	(i)
21/02/2014	Settle Sec Loan		107000	ORD	(v)
21/02/2014	Return Security		‐16021	ORD	(iii)
21/02/2014	Return Security		‐50000	ORD	(iii)
21/02/2014	Return Security		‐48089	ORD	(ii)
21/02/2014	Settle Sec Loan		60000	ORD	(i)
25/02/2014	Return Security		‐13000	ORD	(ii)
25/02/2014	Return Security		‐4000	ORD	(i)
25/02/2014	Return Security		‐29000	ORD	(i)
25/02/2014	Return Security		‐9000	ORD	(i)
25/02/2014	Return Security		‐29261	ORD	(ii)
25/02/2014	Return Security		‐35177	ORD	(ii)
25/02/2014	Settle Sec Loan		75000	ORD	(i)
26/02/2014	Settle Sec Loan		92000	ORD	(v)
26/02/2014	Return Security		‐739	ORD	(ii)
26/02/2014	Return Security		‐15570	ORD	(ii)
26/02/2014	Return Security		‐10807	ORD	(ii)
26/02/2014	Return Security		‐1646	ORD	(ii)
26/02/2014	Return Security		‐30000	ORD	(ii)
27/02/2014	Settle Sec Loan		47000	ORD	(v)
27/02/2014	Return Security		‐9764	ORD	(ii)

28/02/2014	Settle Sec Loan		28000	ORD	(v)
28/02/2014	Return Security		‐8590	ORD	(ii)
28/02/2014	Return Security		‐1145	ORD	(i)
28/02/2014	Return Security		‐15998	ORD	(i)
28/02/2014	Return Security		‐338	ORD	(i)
28/02/2014	Return Security		‐2369	ORD	(i)
28/02/2014	Return Security		‐20000	ORD	(i)
3/03/2014	Return Security		‐1784	ORD	(i)
3/03/2014	Settle Sec Loan		5000	ORD	(iii)
4/03/2014	Settle Sec Loan		20000	ORD	(iii)
4/03/2014	Return Security		‐50000	ORD	(i)
4/03/2014	Settle Sec Loan		40000	ORD	(v)
4/03/2014	Settle Sec Loan		78855	ORD	(v)
5/03/2014	Return Security		‐46000	ORD	(ii)
5/03/2014	Return Security		‐36000	ORD	(ii)
5/03/2014	Return Security		‐66200	ORD	(i)
5/03/2014	Return Security		‐50000	ORD	(i)
5/03/2014	Return Security		‐60000	ORD	(i)
5/03/2014	Return Security		‐24000	ORD	(i)
5/03/2014	Return Security		‐30000	ORD	(i)
5/03/2014	Return Security		‐24000	ORD	(i)
5/03/2014	Return Security		‐50000	ORD	(i)
5/03/2014	Return Security		‐92000	ORD	(v)
5/03/2014	Return Security		‐47000	ORD	(v)
5/03/2014	Return Security		‐28000	ORD	(v)
5/03/2014	Return Security		‐20000	ORD	(iii)
5/03/2014	Return Security		‐27000	ORD	(ii)
5/03/2014	Return Security		‐15000	ORD	(ii)
5/03/2014	Return Security		‐14000	ORD	(i)
5/03/2014	Return Security		‐40000	ORD	(i)
5/03/2014	Return Security		‐32000	ORD	(i)
5/03/2014	Return Security		‐40000	ORD	(i)
5/03/2014	Return Security		‐50000	ORD	(i)
5/03/2014	Return Security		‐107000	ORD	(v)
5/03/2014	Return Security		‐39923	ORD	(i)
5/03/2014	Settle Sec Loan		24846	ORD	(v)
6/03/2014	Return Security		‐4536	ORD	(i)
6/03/2014	Settle Sec Loan		5000	ORD	(iii)
7/03/2014	Return Security		‐28419	ORD	(i)
7/03/2014	Return Security		‐60000	ORD	(i)
7/03/2014	Return Security		‐75000	ORD	(i)
7/03/2014	Return Security		‐40000	ORD	(v)
7/03/2014	Return Security		‐78855	ORD	(v)
7/03/2014	Return Security		‐24846	ORD	(v)
7/03/2014	Return Security		‐5000	ORD	(iii)
7/03/2014	Settle Sec Loan		20000	ORD	(iii)
7/03/2014	Return Security		‐5000	ORD	(iii)
11/03/2014	Settle Sec Loan		148000	ORD	(iii)
11/03/2014	Settle Sec Loan		20000	ORD	(iii)
11/03/2014	Return Security		‐20000	ORD	(iii)

13/03/2014	Return Security		‐61900	ORD	(iii)
13/03/2014	Settle Sec Loan		150000	ORD	(iii)
14/03/2014	Return Security		‐150000	ORD	(iii)
17/03/2014	Settle Sec Loan		1000	ORD	(i)
18/03/2014	Settle Sec Loan		34592	ORD	(i)
19/03/2014	Settle Sec Loan		62000	ORD	(i)
19/03/2014	Return Security		‐34592	ORD	(i)
21/03/2014	Return Security		‐20600	ORD	(iii)
21/03/2014	Settle Sec Loan		1057	ORD	(i)
24/03/2014	Return Security		‐1057	ORD	(i)
25/03/2014	Settle Sec Loan		72000	ORD	(ii)
26/03/2014	Return Security		‐39100	ORD	(ii)
28/03/2014	Return Security		‐65500	ORD	(iii)
28/03/2014	Return Security		‐1000	ORD	(i)
28/03/2014	Return Security		‐62000	ORD	(i)
28/03/2014	Return Security		‐29100	ORD	(ii)
1/04/2014	Settle Sec Loan		24000	ORD	(i)
3/04/2014	Settle Sec Loan		44000	ORD	(i)
7/04/2014	Return Security		‐3800	ORD	(ii)
7/04/2014	Return Security		‐24000	ORD	(i)
7/04/2014	Return Security		‐44000	ORD	(i)

This is Annexure A of 11 pages referred to in the Form 605 Notice of ceasing to be a substantial holder signed by me and dated 10/04/2014

Fiona Last, Company Secretary

W M POOL - EQUITIES TRUST NO.25

WM POOL - EQUITIES TRUST NO. 13 WM POOL - EQUITIES TRUST NO.24

1-6 HIGHBANKS RESIDENTIAL MANAGEMENT COMPANY LIMITED

11 TUDOR HILL RESIDENTIAL MANAGEMENT COMPANY LIMITED

26-28 CENTRAL ROAD RESIDENTIAL MANAGEMENT COMPANY LIMITED ACCESS FUND NO 1 ACCESS FUND NO 10 ACCESS FUND NO 11 ACCESS FUND NO 12 ACCESS FUND NO 13 ACCESS FUND NO 14 ACCESS FUND NO 15 ACCESS FUND NO 16 ACCESS FUND NO 17 ACCESS FUND NO 18 ACCESS FUND NO 19 ACCESS FUND NO 2 ACCESS FUND NO 20 ACCESS FUND NO 21 ACCESS FUND NO 22 ACCESS FUND NO 23 ACCESS FUND NO 24 ACCESS FUND NO 25 ACCESS FUND NO 26 ACCESS FUND NO 27 ACCESS FUND NO 28 ACCESS FUND NO 29 ACCESS FUND NO 3 ACCESS FUND NO 30 ACCESS FUND NO 31 ACCESS FUND NO 32 ACCESS FUND NO 4 ACCESS FUND NO 5 ACCESS FUND NO 6 ACCESS FUND NO 7 ACCESS FUND NO 8 ACCESS FUND NO 9 ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD AF&L DRAGON LEASING PTY LTD AF&L VISTA PTY LTD

AFSH NOMINEES PTY LTD ALICE CORPORATION PTY LTD ALTERNATIVE ASSETS AIRPORTS TRUST ALTERNATIVE ASSETS BRISBANE AIRPORTS TRUST ALTERNATIVE ASSETS INFRASTRUCTURE TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (APTC) TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (RAIL) TRUST ALTERNATIVE EQUITY BACL TRUST ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD ANTARES INDEX ENHANCED AUSTRALIAN FIXED INTEREST TRUST APOGEE FINANCIAL PLANNING LIMITED ARDB LIMITED ASIBOND PTY. LIMITED ATM ACCESS AUSTRALIA LIMITED AUSMAQ (NZ) LIMITED AUSMAQ LIMITED AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED AUSTRALIAN PAYMENTS CLEARING ASSOCIATION LIMITED AUSTRALIAN SHARES INDEX FUND BANK OF NEW ZEALAND BASTION INFRASTRUCTURE GROUP INC. BLSSA PTY LTD BNZ AGRICAPITAL LIMITED BNZ BRANCH PROPERTIES LTD BNZ CASH PIE UNIT TRUST BNZ CORPORATION LTD BNZ EQUIPMENT LTD BNZ EQUITY INVESTMENTS LIMITED BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ FUNDING LTD BNZ INCOME MANAGEMENT LIMITED BNZ INCOME SECURITIES 2 LIMITED BNZ INCOME SECURITIES LIMITED BNZ INSURANCE SERVICES LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INTERNATIONAL LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTIES (AUCKLAND) LTD BNZ PROPERTIES LTD BNZ PROPERTY INVESTMENTS LTD BNZ RMBS TRUST SERIES 2008-1 BNZI SECURITIES NO.1 LTD BNZI SECURITIES NO.2 LTD BRUNSWICK COLLECTION SERVICES LIMITED (IN LIQUIDATION) C.B. NOMINEES LIMITED

C.B.C. PROPERTIES LIMITED CALIBRE ASSET MANAGEMENT LIMITED CAMBRIDGE REAL ESTATE INVESTMENTS PTE LTD CAPITA PROPERTIES PTY. LIMITED (IN LIQUIDATION) CARDLINK SERVICES LIMITED CARDS NZ LIMITED CARRINGTON CONFIRMERS PTY. LIMITED (IN LIQUIDATION) CASH ACCOUNT INCOME FUND CASH SERVICES AUSTRALIA PTY LIMITED CBC HOLDINGS LIMITED CGF NO. 9 LIMITED CHOICE LEND PTY LTD CLYDESDALE BANK ASSET FINANCE LIMITED CLYDESDALE BANK INSURANCE BROKERS LIMITED (IN LIQUIDATION) CLYDESDALE BANK PLC CLYDESDALE EUROPE FINANCE LIMITED (IN LIQUIDATION) CLYDESDALE GROUP INVESTMENTS B.V. (IN LIQUIDATION) CLYDESDALE GROUP INVESTMENTS LIMITED (IN LIQUIDATION) CLYDESDALE INVESTMENTS UK LIMITED (IN LIQUIDATION) CNA-CAPITAL INTERNATIONAL - EMERGING MARKETS EQUITY TRUST CRAIG YR HAUL MANAGEMENT COMPANY LIMITED CRUICKSHANK ASSET MANAGEMENT PTY LTD CUSTOM CREDIT CORPORATION LTD (IN LIQUIDATION) CUSTOM CREDIT HOLDINGS LTD (IN LIQUIDATION) DEESARN PTY LTD (IN LIQUIDATION) DIBA EQUITIES LIMITED DIBA INVESTMENTS LIMITED EFTPOS ACCESS AUSTRALIA LIMITED ELLY INVESTMENTS PTY LTD EQUITY MANAGEMENT UNIT HOLDINGS PTY LTD EUROCLEAR PLC EXPERIAN AUSTRALIA CREDIT SERVICES PTY LTD FAIRHALSEN COLLECTIONS LIMITED (IN LIQUIDATION) FAIRVIEW EQUITY PARTNERS EMERGING COMPANIES FUND FAIRVIEW EQUITY PARTNERS PTY LTD FAIRWAY VIEWS (COMPTON AVENUE) MANAGEMENT COMPANY LTD FASTLEND PTY LTD FINANCE & SYSTEMS TECHNOLOGY HOLDINGS PTY LIMITED FINANCE & SYSTEMS TECHNOLOGY PTY LTD FINTRACK MEMBERS PTY LTD FIRST FEDERAL INVESTMENT SERVICES, INC. FIRST IOWA MORTGAGE, INC. FITS, INC GODFREY PEMBROKE LIMITED GRACECHURCH COMMERCIAL INVESTMENTS LIMITED GREAT WESTERN BANCORPORATION, INC GREAT WESTERN BANK GREAT WESTERN FINANCIAL SERVICES, INC. GREAT WESTERN SERVICE CORPORATION GREENOAK HOUSE RESIDENTIAL MANAGEMENT COMPANY LIMITED

GUIDESTAR FINANCIAL GROUP LIMITED( IN LIQUIDATION) GW DEVELOPMENT AMERICAS, INC GW LEASING, INC. GWB LLC GWM ADVISER SERVICES LIMITED HAVEN ROAD MANAGEMENT COMPANY LTD HEGIRA LIMITED HICAPS PTY LTD HORIZON 1 BOND PORTFOLIO HORIZON 2 INCOME PORTFOLIO HORIZON 3 CONSERVATIVE GROWTH PORTFOLIO HORIZON 4 BALANCED PORTFOLIO HORIZON 5 GROWTH PORTFOLIO HORIZON 6 SHARE PORTFOLIO

HORIZON 7 ACCELERATED GROWTH PORTFOLIO I.C.NOMINEES PTY LTD INDEPENDENT MORTGAGE AFFILIATES PTY LIMITED INFRASTRUCTURE NATURAL RESOURCES TRUST INTEGRATED SEPARATELY MANAGED ACCOUNT INTERCHANGE AND SETTLEMENT LIMITED INVIA CUSTODIAN PTY LIMITED JANA AUSTRALIAN SHARE LONG SHORT TRUST JANA CASH TRUST JANA CORE AUSTRALIAN SHARE TRUST JANA CORE GLOBAL SHARE TRUST

JANA CORE GLOBAL SHARE TRUST WITH CURRENCY HEDGED JANA DIVERSIFIED FIXED INCOME TRUST JANA EMERGING MARKETS SHARE TRUST JANA GLOBAL OPPORTUNITIES FUND JANA GLOBAL SHARE LONG SHORT TRUST JANA HIGH ALPHA AUSTRALIAN SHARE TRUST JANA HIGH ALPHA GLOBAL SHARE TRUST JANA INVESTMENT ADVISERS PTY LIMITED JANA PASSIVE AUSTRALIAN SHARE TRUST JANA PASSIVE GLOBAL SHARE TRUST JANA PROPERTY TRUST JANA TRIPLEPOINT FUND JBWERE (NZ) HOLDINGS LIMITED JBWERE (NZ) NOMINEES LIMITED JBWERE (NZ) PTY LTD JBWERE LIMITED LAURISTON DAIRIES LIMITED LCH CLEARNET GROUP LIMITED LIMEHOUSE INVESTMENTS PTY LIMITED LINTON SPRINGS RESIDENTIAL MANAGEMENT COMPANY LIMITED LODESTAR AUSTRALIAN EQUITY INCOME FUND LODESTAR AUSTRALIAN STRATEGIC SHARE FUND LONG - TERM ABSOLUTE RETURN PORTFOLIO LONG TERM INCOME FUND LOYALTY NEW ZEALAND LIMITED

MARGIN LENDING (NZ) LIMITED MEDFIN AUSTRALIA PTY LIMITED MERITUM FINANCIAL GROUP PTY LTD MERITUM FINANCIAL PLANNING PTY LTD METRICS CREDIT PARTNERS PTY LTD MILL MEWS RESIDENTIAL MANAGEMENT COMPANY LIMITED MLC (NCIT) AUSTRALIAN SHARE TRUST MLC (NCIT) DIVERSIFIED DEBT TRUST MLC (NCIT) GLOBAL SHARE TRUST MLC (NCIT) GLOBAL SHARE TRUST WITH CURRENCY HEDGED MLC (NCIT) MODERATE TRUST MLC (NCIT) SHORT-MATURITY DIVERSIFIED DEBT TRUST MLC ALLIANCE HOLDINGS PTY LIMITED MLC GLOBAL PROPERTY FUND MLC HEDGED GLOBAL SHARE FUND MLC HOLDINGS LIMITED MLC INTERNATIONAL HOLDINGS (SINGAPORE) PTE LTD MLC INVESTMENT TRUST PLATINUM GLOBAL FUND MLC INVESTMENTS LIMITED MLC LIFETIME COMPANY LIMITED MLC LIMITED MLC MASTERKEY UNIT TRUST ACCELERATED GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE FUND MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE VALUE STYLE FUND MLC MASTERKEY UNIT TRUST BALANCED PORTFOLIO MLC MASTERKEY UNIT TRUST BOND PORTFOLIO MLC MASTERKEY UNIT TRUST CASH FUND MLC MASTERKEY UNIT TRUST CONSERVATIVE GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE VALUE STYLE FUND MLC MASTERKEY UNIT TRUST GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST INCOME PORTFOLIO MLC MASTERKEY UNIT TRUST INCOMEBUILDER MLC MASTERKEY UNIT TRUST MLC CAPITAL INTERNATIONAL GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST MLC-PLATINUM GLOBAL FUND MLC MASTERKEY UNIT TRUST PROPERTY SECURITIES FUND MLC MASTERKEY UNIT TRUST SHARE INDEX FUND MLC MASTERKEY UNIT TRUST SHARE PORTFOLIO MLC NOMINEES PTY LTD MLC NOMINEES UK LIMITED (IN LIQUIDATION) MLC PE EVERGREEN TRUST MLC PROPERTIES PTY. LIMITED MLC SAVINGS LIMITED MLC TRUST MANAGEMENT COMPANY LTD MLC VC TRUST MLC VINTAGE YEAR TRUST (2008) MLC VINTAGE YEAR TRUST (2009) MLC VINTAGE YEAR TRUST (2010)

MLC WEALTH MANAGEMENT LIMITED MLC WHOLESALE AUSTRALIAN SHARE FUND MLC WHOLESALE DIVERSIFIED DEBT FUND MLCI HORIZON 7 TRUST MLCI POOL - PRIVATE EQUITY TRUST MLCIC TAILORED TRUST NO. 2 MLCIC TAILORED TRUST NO.1 MLCIC TAILORED TRUST NO.3 MOCKEY 7 PTY LIMITED (IN LIQUDIATION) MONDEX AUSTRALIA PTY LTD (IN LIQUIDATION) MORTGAGE SUPPORT SERVICES PTY LTD MSRA HOLDINGS, INC MSS MF PTY LTD MSS MFA PTY LTD MUDCHUTE PTY LIMITED NAB CAPITAL LLC NAB EUROPE LIMITED NAB GOLD, LLC NAB INVESTMENTS LIMITED NAB IRON, LLC NAB PROPERTIES AUSTRALIA LIMITED NABCAPITAL LEASING (NO. 1) PTY LIMITED NABCAPITAL LEASING (NO.2) PTY LIMITED NABICS INVESTMENTS PTY LTD (IN LIQUIDATION) NABINVEST CAPITAL PARTNERS PTY LIMITED NABINVEST HOLDINGS LIMITED NABINVEST MANAGED INVESTMENTS LIMITED NABINVEST OXLEY SINGAPORE PTE LTD NABSECURITIES, LLC NAGE TRUSTEE COMPANY LIMITED (IN LIQUIDATION) NAM NT RAIL PTY LIMITED (IN LIQUIDATION)

NATIONAL AMERICAS CAPITAL INVESTMENTS, LLC NATIONAL AMERICAS HOLDINGS LIMITED NATIONAL AMERICAS HOLDINGS LLC NATIONAL AMERICAS INVESTMENT, INC. NATIONAL ASSET MANAGEMENT LIMITED NATIONAL AUSTRALIA BALANCED FUND NATIONAL AUSTRALIA BANK LIMITED NATIONAL AUSTRALIA BANK PENSION TRUSTEE (UK) LIMITED NATIONAL AUSTRALIA BANK REPRESENTAÇÕES LTDA (IN LIQUIDATION) NATIONAL AUSTRALIA BANK SUPERANNUATION FUND PTY LTD NATIONAL AUSTRALIA CORPORATE SERVICES LIMITED NATIONAL AUSTRALIA DIVIDEND IMPUTATION FUND NATIONAL AUSTRALIA FINANCE (ASIA) LIMITED NATIONAL AUSTRALIA FINANCE (ASSET LEASING) LLP NATIONAL AUSTRALIA FINANCE (COMMERCIAL LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EQUIPMENT LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EUROPE HOLDINGS) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.2) LIMITED

NATIONAL AUSTRALIA FINANCE (LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.3) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.4) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.5) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.6) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING) LIMITED NATIONAL AUSTRALIA FINANCIAL MANAGEMENT LIMITED NATIONAL AUSTRALIA FUNDING (DELAWARE) INC. NATIONAL AUSTRALIA GROUP (NZ) LIMITED NATIONAL AUSTRALIA GROUP EUROPE INVESTMENTS LIMITED NATIONAL AUSTRALIA GROUP EUROPE LIMITED NATIONAL AUSTRALIA GROUP EUROPE SERVICES LIMITED NATIONAL AUSTRALIA GROUP SERVICES LTD NATIONAL AUSTRALIA GROUP SSP TRUSTEE LIMITED NATIONAL AUSTRALIA INSURANCE SERVICES LTD NATIONAL AUSTRALIA INVESTMENT CAPITAL LIMITED NATIONAL AUSTRALIA LTD NATIONAL AUSTRALIA MANAGERS LIMITED NATIONAL AUSTRALIA MERCHANT BANK (SINGAPORE) LIMITED NATIONAL AUSTRALIA MONTHLY INCOME FUND NATIONAL AUSTRALIA PKI HOLDINGS LLC NATIONAL AUSTRALIA PROPERTY FUND NATIONAL AUSTRALIA SECURITIES LIMITED NATIONAL AUSTRALIA TRUSTEES LIMITED NATIONAL AUSTRALIA UNDERWRITERS LIMITED NATIONAL CAPITAL FUNDING (UK) PLC NATIONAL CAPITAL HOLDINGS I INC. NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 2 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 1 NATIONAL CAPITAL INSTRUMENTS II LLC 2 NATIONAL CAPITAL INSTRUMENTS II LLC1 NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 1 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 2 NATIONAL CAPITAL TRUST I NATIONAL CAPITAL TRUST II (DELAWARE) NATIONAL CAPITAL TRUST III NATIONAL CORPORATE INVESTMENT SERVICES LIMITED NATIONAL E-CONVEYANCING DEVELOPMENT LIMITED NATIONAL EQUITIES LIMITED NATIONAL EUROPE HOLDINGS (WEALTH MANAGEMENT) LTD NATIONAL FUNDING HOLDINGS PTY LTD NATIONAL FUNDING TRUST I NATIONAL FUNDING TRUST II (DELAWARE) NATIONAL GLOBAL MBS MANAGER PTY LTD NATIONAL HK INVESTMENTS LIMITED NATIONAL MARGIN SERVICES PTY LIMITED NATIONAL MARKETS GROUP LIMITED NATIONAL MORTGAGE SECURITIES, INC.

NATIONAL NOMINEES LIMITED NATIONAL OBU PTY LIMITED NATIONAL WEALTH MANAGEMENT EUROPE HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT EUROPE SERVICES LIMITED NATIONAL WEALTH MANAGEMENT HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT INTERNATIONAL HOLDINGS LTD NATIONAL WEALTH MANAGEMENT NEW ZEALAND HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT SERVICES LTD NAUTILUS INSURANCE (EUROPE) LIMITED NAUTILUS INSURANCE PTE LIMITED NAVIGATOR AUSTRALIA LIMITED NAVIGATOR INCOME TRUST NBA LEASING PTY. LIMITED NBA PROPERTIES LIMITED NCIT- PROPERTY SECURITIES TRUST NCP-CAPITAL INTERNATIONAL GLOBAL EQUITY TRUST WITH CURRENCY NEW ZEALAND CARD SERVICES LTD NMS NOMINEES PTY LIMITED NORTHERN AND GENERAL FINANCE LIMITED (IN LIQUIDATION) NORTHRIDGE APARTMENTS LIMITED PARTNERSHIP NORTHWARD CAPITAL AUSTRALIAN EQUITY NORTHWARD CAPITAL PTY LIMITED NSIM ENHANCED CASH TRUST NULIS NOMINEES (AUSTRALIA) LIMITED NWMH SUB (CANADA) INC NWMH SUB LIMITED PARTOWN PTY. LIMITED PAYMARK LIMITED PAYMENTS NZ LIMITED PENGANA HOLDINGS PTY LTD PENNLEY PTY LTD PERIDIEM GLOBAL INVESTORS LLC PFS NOMINEES PTY LIMITED PLAN AUSTRALIA FINANCIAL SERVICES PTY. LTD (IN LIQUIDATION) PLAN AUSTRALIA OPERATIONS PTY. LTD.

PLAN AUSTRALIA PTY LTD (IN LIQUIDATION) PLAN GROUP NOMINEES PTY LTD PLAN LENDING PTY. LTD. PLAN TECHNOLOGIES PTY. LTD (IN LIQUIDATION) PLAZA VENTURES LIMITED PLUM FINANCIAL SERVICES LIMITED PMJI INC. PORTSMOUTH INVESTMENT COMPANY PTY LIMITED (IN LIQUIDATION) PRE SELECT AUSTRALIAN EQUITY FUND PRE SELECT AUSTRALIAN SMALL COMPANIES FUND PRE SELECT BALANCED FUND PRE SELECT BOUTIQUE AUSTRALIAN EQUITY FUND PRE SELECT CONSERVATIVE FUND PRE SELECT GROWTH FUND PRE SELECT HIGH GROWTH FUND

PRE SELECT INTERNATIONAL EQUITY FUND PRESIMA INC. PROFESSIONAL LENDERS ASSOCIATION NETWORK OF AUSTRALIA PTY. LTD. PUGET LIMITED QW RAIL LEASING LIMITED REDPOINT INVESTMENT MANAGEMENT PTY LTD RMBS 2006-2 FINANCE COMPANY PTY LIMITED (IN LIQUIDATION) RMBS 2006-2 HOLDINGS PTY LIMITED (IN LIQUIDATION) RMBS 2006-2 INVESTMENT COMPANY PTY LTD (IN LIQUIDATION) SECURITY BANCSERVICES GROUP INC. SHADWELL HOLDINGS (UK) LIMITED SOCIETY FOR WORLDWIDE INTERBANK FINANCIAL TELECOMMUNICATION ST JOHNS PLACE RESIDENTIAL MANAGEMENT COMPANY LIMITED ST VINCENT (EQUITIES) LIMITED ST VINCENT INVESTMENTS (DEVELOPMENTS) LIMITED (IN LIQUIDATION) ST VINCENT INVESTMENTS (LONDON AND SOUTH) LIMITED (IN LIQUIDATION) ST VINCENT INVESTMENTS (NORTH AND SCOTLAND) LIMITED (IN LIQUIDATION) ST VINCENT INVESTMENTS (PROPERTIES) LIMITED (IN LIQUIDATION) ST VINCENT INVESTMENTS LIMITED (IN LIQUIDATION) STAR COMMODITIES PTY LTD STARFISH COMPANY LIMITED TASOVAC PTY LIMITED TEMPCO NO.1 THE DEEP IN HULL LIMITED THE PUGET LIMITED PARTNERSHIP THE SCOTTISH AGRICULTURAL SECURITIES CORPORATION P.L.C. THE TRUSTEE FOR NCIT - GLOBAL EQUITIES TRUST NO 2 THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 35 THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 36 THE TRUSTEE FOR WM POOL - LTAR PART 1 NS TRUST TIERONE REINSURANCE COMPANY TMS CORPORATION OF THE AMERICAS TOKARA PTY LTD TOKENHOUSE INVESTMENTS LIMITED (IN LIQUIDATION) TOP 200 FUND VALEWIN PTY. LIMITED VALLEY HEIGHTS LINCOLN LLC VIPRO PTY LTD VYNOTAS PTY. LTD. W M POOL - EQUITIES NO. 23 TRUST WEALTHHUB SECURITIES LIMITED WEALTHHUB SECURITIES NOMINEES PTY LIMITED WHOLESALE INCOME BUILDER WHOLESALE AUSTRALIAN SHARE GROWTH STYLE FUND WHOLESALE AUSTRALIAN SHARE VALUE STYLE FUND WHOLESALE CAPITAL INTERNATIONAL GLOBAL SHARE FUND WHOLESALE GLOBAL SHARE FUND WHOLESALE GLOBAL SHARE GROWTH STYLE FUND WHOLESALE GLOBAL SHARE VALUE STYLE FUND WHOLESALE PROPERTY SECURITIES FUND

WILTSHIRE CAPITAL LIMIITED WILTSHIRE CAPITAL MANAGEMENT LIMITED WINTERGREEN REAL ESTATE HOLDINGS, LLC WM AUSTRALIA PTY LIMITED

WM FIXED ASSETS (2) PTY LIMITED

WM GROUP PTY LIMITED

WM LIFE AUSTRALIA LIMITED

WM POOL - BANK OF IRELAND GLOBAL EQUITIES TRUST WM POOL - BEM AGGRESSIVE AUSTRALIAN EQUITIES TRUST WM POOL - BEM AUSTRALIAN EQUITIES TRUST

WM POOL - BLACKROCK GLOBAL FIXED INTEREST (S) TRUST WM POOL - BRIDGEWATER GLOBAL FIXED INTEREST TRUST WM POOL - CAPITAL INTERNATIONAL GLOBAL EQUITIES TRUST WM POOL - CONCORD AUSTRALIAN EQUITIES TRUST

WM POOL - CONTANGO AUSTRALIAN EQUITIES TRUST

WM POOL - DIMENSIONAL AUSTRALIAN EQUITIES TRUST WM POOL - EQUITIES TRUST NO 14

WM POOL - EQUITIES TRUST NO 20

WM POOL - EQUITIES TRUST NO. 15

WM POOL - EQUITIES TRUST NO. 16

WM POOL - EQUITIES TRUST NO. 17 WM POOL - EQUITIES TRUST NO. 18 WM POOL - EQUITIES TRUST NO. 19 WM POOL - EQUITIES TRUST NO. 21 WM POOL - EQUITIES TRUST NO. 22 WM POOL - EQUITIES TRUST NO. 26 WM POOL - EQUITIES TRUST NO. 27 WM POOL - EQUITIES TRUST NO. 28 WM POOL - EQUITIES TRUST NO. 31 WM POOL - EQUITIES TRUST NO. 32 WM POOL - EQUITIES TRUST NO. 33 WM POOL - EQUITIES TRUST NO. 34 WM POOL - EQUITIES TRUST NO.1 WM POOL - EQUITIES TRUST NO.11 WM POOL - EQUITIES TRUST NO.2 WM POOL - EQUITIES TRUST NO.9 WM POOL - FIXED INTEREST TRUST NO 1 WM POOL - FIXED INTEREST TRUST NO. 15 WM POOL - FIXED INTEREST TRUST NO. 3 WM POOL - FIXED INTEREST TRUST NO. 5 WM POOL - FIXED INTEREST TRUST NO. 6 WM POOL - FIXED INTEREST TRUST NO. 7 WM POOL - FIXED INTEREST TRUST NO. 8 WM POOL - FIXED INTEREST TRUST NO. 9 WM POOL - GLOBAL EQUITIES TRUST NO 1 WM POOL - GLOBAL EQUITIES TRUST NO. 4 WM POOL - GLOBAL PROPERTIES TRUST WM POOL - HIGH YIELD FIXED INTEREST TRUST WM POOL - INFLATION LINKED SECURITIES TRUST WM POOL - JARDINE FLEMING AUSTRALIAN EQUITIES TRUST

WM POOL - LAZARD AUSTRALIAN EQUITIES TRUST WM POOL - LTAR PART 1 TRUST WM POOL - MARVIN & PALMER EMERGING MARKETS TRUST WM POOL - MBA AUSTRALIAN EQUITIES TRUST

WM POOL - NSIM AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - NSIM AUSTRALIAN FIXED INTEREST (S) TRUST WM POOL - NSIM CASH TRUST

WM POOL - PIMCO GLOBAL FIXED INTEREST (A) TRUST WM POOL - PIMCO GLOBAL FIXED INTEREST (S) TRUST WM POOL - PROPERTY SECURITIES TRUST NO 1

WM POOL - RESOLUTION CAPITAL PROPERTY SECURITIES TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (S) TRUST WM POOL - VANGUARD AUSTRALIAN EQUITIES INDEX TRUST WM POOL - VANGUARD GLOBAL EQUITIES INDEX TRUST WM POOL - WALLARA AUSTRALIAN EQUITIES TRUST WM POOL - WELLINGTON GLOBAL EQUITIES TRUST

WM POOL EQUITIES TRUST NO 12

WM POOL GLOBAL EQUITIES TRUST NO 5

WM SECTOR - AUSTRALIAN EQUITIES GROWTH TRUST WM SECTOR - AUSTRALIAN EQUITIES TRUST

WM SECTOR - AUSTRALIAN EQUITIES VALUE TRUST WM SECTOR - AUSTRALIAN FIXED INTEREST TRUST WM SECTOR - DIVERSIFIED DEBT (ALL) TRUST WORKING CAPITAL SERVICES PTY LIMITED WORKING CAPITAL SERVICES UK LIMITED (IN LIQUIDATION) XERO LIMITED YCBPS PROPERTY NOMINEE COMPANY LIMITED YIELDBROKER PTY LIMITED YORKSHIRE AND CLYDESDALE BANK FOUNDATION YORKSHIRE AND CLYDESDALE BANK PENSION TRUSTEE LIMITED YORKSHIRE BANK FINANCIAL SERVICES LIMITED (IN LIQUIDATION) YORKSHIRE BANK HOME LOANS LIMITED YORKSHIRE BANK INVESTMENTS LIMITED (IN LIQUIDATION) YORKSHIRE BANK PLC