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IGO LIMITED Major Shareholding Notification 2014

May 22, 2014

65111_rns_2014-05-22_c1308ec2-1c44-4ea7-9cbb-3ec43ba23d62.pdf

Major Shareholding Notification

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23 May 2014

Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000

Dear Sir/Madam,

Notice of Ceasing to be a Substantial Holder

In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Ceasing to be a Substantial Holder (Form 605) in respect of Independence Group NL.

A notice in substantially the same terms will also be lodged with the ASX on behalf of Westpac Banking Corporation (WBC).

Yours faithfully,

Chris Millard Company Secretary

{00006425.DOC}BT Investment Management Limited ABN 28 126 385 822

www.btim.com.au

PO Box 7072 Sydney NSW 2001 Australia

The Chifley Tower Level 15, 2 Chifley Square Sydney NSW 2000 Australia Tel 612 8253 2999

BT[® ] is a registered trade mark of BT Financial Group Pty Ltd and is used under licence

Form 605

Corporations Law Section 671B Notice of ceasing to be a substantial holder

To Company Name/Scheme

INDEPENDENCE GROUP NL (IGO)

ACN/ARSN ABN 46 092 786 304

1. Details of substantial holder(1)

Name

BT INVESTMENT MANAGEMENT LIMITED (BTT)

ACN/ARSN (if applicable)

ABN 28 126 385 822

The holder ceased to be a substantial holder on 20/05/2014 The previous notice was given to the company on 14/05/2014 The previous notice was dated 12/05/2014

2. Changes in relevant interests

Particulars of each change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest
changed
Nature of
change (4)
Consideration
given in relation
to change (5)
Class (6) and
number of
securities
affected
Person’s
votes
affected
20/05/2014 WBC & its Associates ,
Westpac RE Limited,
Asgard Capital
Management Limited, BT
Funds Management
Limited, Advance Asset
Management Limited, BT
Investment Management
(Fund Services) Limited,
BT Funds Management
No.2 Limited, BT
Investment Management
(Institutional)Limited
See
Schedule
See
Schedule
See
Schedule
See
Schedule

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

{00006424.DOCX}Page 1 of 8

4. Addresses

The addresses of persons named in this form are as follows:

The addresses of persons named in this form are as follows: The addresses of persons named in this form are as follows:
Name Address
Westpac Banking Corporation (WBC) Level 20, Westpac Place, 275 Kent St, Sydney
NSW 2000
Westpac RE Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
Asgard Capital Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
BT Funds Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
Advance Asset Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
BT Investment Management (Fund Services)
Limited
Level 14, Chifley Tower, 2 Chifley Sydney,
SydneyNSW 2000
BT Funds Management No.2 Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
BT Investment Management (Institutional)
Limited
Level 14, Chifley Tower, 2 Chifley Square
SYDNEY NSW 2000
INDEPENDENCE GROUP NL (IGO) The Company Secretary,
INDEPENDENCE GROUP NL (IGO)
Suite 4, Level 5, 85 South Perth Esplanade
SOUTH PERTH WA 6151
Tel: +61 8 9238 8300
Fax: +61 8 9238 8399
Signature
print name
sign here

Chris Millard
capacity
CompanySecretary
date
22/05/2014

{00006424.DOCX}Page 2 of 8

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.

  • (3) See the definition of “associate” in section 9 of the Corporations Law. (4) Include details of: (a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) Any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of “relevant agreement” in section 9 of the Corporations Law.

  • (5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) The voting shares of a company constitute one class unless divided into separate classes.

  • (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

{00006424.DOCX}Page 3 of 8

SCHEDULE 2

Sales & Purchases for the period : 13/05/2014 to 20/05/2014 SECURITY: IGO

**Advance Asset ** Management Limited
Date Registered Company Quantity Value
13/05/2014 HSBC Custody Nominees (Australia) Limited. -7,000 -30,240.00
13/05/2014 HSBC Custody Nominees (Australia) Limited. -7,000 -30,100.00
13/05/2014 HSBC Custody Nominees (Australia) Limited. -8,000 -34,400.00
13/05/2014 HSBC Custody Nominees (Australia) Limited. -5,000 -21,600.00
15/05/2014 HSBC Custody Nominees (Australia) Limited. -4,000 -17,640.00
20/05/2014 HSBC Custody Nominees (Australia) Limited. -7,000 -29,330.00
20/05/2014 HSBC Custody Nominees (Australia) Limited. -1,000 -4,190.00
Total -39,000 -167,500.00
Advance Asset Management Limited Total : -39,000 -167,500.00
BT Funds Management No.2 Limited
Date Registered Company Quantity Value
16/05/2014 HSBC Custody Nominees (Australia) Limited. -21,816 -91,627.20
20/05/2014 HSBC Custody Nominees (Australia) Limited. -9,166 -38,497.20
20/05/2014 HSBC Custody Nominees (Australia) Limited. -22,555 -94,505.45
20/05/2014 HSBC Custody Nominees (Australia) Limited. -10,418 -43,755.60
20/05/2014 HSBC Custody Nominees (Australia) Limited. -4,385 -18,373.15
20/05/2014 HSBC Custody Nominees (Australia) Limited. -3,152 -13,206.88
Total -71,492 -299,965.48
BT Funds Management No.2 Limited Total : -71,492 -299,965.48
BT Investment Management (Fund Services) Limited
Date Registered Company Quantity Value
16/05/2014 Australia and New Zealand Banking Group Limited -851 -3,574.20
20/05/2014 Australia and New Zealand Banking Group Limited -1,106 -4,634.14
20/05/2014 Australia and New Zealand Banking Group Limited -43 -180.17
20/05/2014 Australia and New Zealand Banking Group Limited -19 -79.61
20/05/2014 Australia and New Zealand Banking Group Limited -1,044 -4,384.80
20/05/2014 Australia and New Zealand Banking Group Limited -568 -2,385.60
20/05/2014 Australia and New Zealand Banking Group Limited -244 -1,024.80
20/05/2014 Australia and New Zealand Banking Group Limited -1,443 -6,046.17
20/05/2014 Australia and New Zealand Banking Group Limited -242 -1,013.98
Total -5,560 -23,323.47
Date Registered Company Quantity Value
16/05/2014 National Australian Custodian Services -2,180 -9,156.00
20/05/2014 National Australian Custodian Services -4,740 -19,908.00
20/05/2014 National Australian Custodian Services -7,282 -30,511.58
Total -14,202 -59,575.58
Date Registered Company Quantity Value
16/05/2014 National Nominees Limited -2,399 -10,075.80
20/05/2014 National Nominees Limited -5,208 -21,873.60
20/05/2014 National Nominees Limited -2,871 -12,029.49
20/05/2014 National Nominees Limited -4,448 -18,637.12

{00006424.DOCX}Page 4 of 8

20/05/2014 National Nominees Limited -683 -2,861.77
Total -15,609 -65,477.78
BT Investment Management (Fund Services) Limited
Total : -35,371 -148,376.83
**BT Investment ** Management (Institutional) Limited
Date Registered Company Quantity Value
16/05/2014 HSBC Custody Nominees (Australia) Limited. -56,551 -237,514.20
20/05/2014 HSBC Custody Nominees (Australia) Limited. -42,558 -178,743.60
20/05/2014 HSBC Custody Nominees (Australia) Limited. -16,434 -68,858.46
20/05/2014 HSBC Custody Nominees (Australia) Limited. -9,609 -40,357.80
20/05/2014 HSBC Custody Nominees (Australia) Limited. -36,893 -154,950.60
20/05/2014 HSBC Custody Nominees (Australia) Limited. -120,412 -504,526.28
Total -282,457 -1,184,950.94
Date Registered Company Quantity Value
16/05/2014 National Australia Bank Limited -9,731 -40,870.20
20/05/2014 National Australia Bank Limited -25,494 -107,074.80
20/05/2014 National Australia Bank Limited -39,173 -164,134.87
Total -74,398 -312,079.87
BT Investment Management (Institutional) Limited
Total : -356,855 -1,497,030.81

{00006424.DOCX}Page 5 of 8

ANNEXURE A – ASSOCIATED COMPANIES

This is annexure ‘A’ (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac and its associated entities

Tim Hartin – Company Secretary WBC – 20/05/2014

Westpac Banking Corporation Australia Packaging Properties 1 Pty Limited Australia
1925 (Commercial) Pty Limited Australia Packaging Properties 2 Pty Limited Australia
1925 (Industrial) Pty Limited Australia Packaging Properties 3 Pty Limited Australia
1925 Advances Pty Limited Australia Partnership Pacific Pty Limited Australia
A.G.C. (Pacific) Limited Papua New
Guinea
Partnership Pacific Securities Pty Limited Australia
Advance Asset Management Limited Australia Pashley Investments Pty Limited Australia
Altitude Administration Pty Limited Australia Qvalent Pty Limited Australia
Altitude Rewards Pty Limited Australia RAMS Financial Group Pty Limited Australia
Aotearoa Financial Services Limited New Zealand Reinventure ILP Australia
Ascalon Capital Managers (Asia) Limited Hong Kong RMS Warehouse Trust 2007-1 Australia
Ascalon Capital Managers Limited Australia Sallmoor Pty Limited Australia
Ascalon Funds Seed Pool Trust Australia Securitor Financial Group Limited Australia
Asgard Capital Management Limited Australia Seed Pool Trust No. 2 Australia
Asgard Wealth Solutions Limited Australia Series 2007-1G WST Trust Australia
Australian Loan Processing Security Company Pty Ltd Australia Series 2008-1M WST Trust Australia
Australian Loan Processing Security Trust Australia Series 2009-1 WST Trust Australia
Bella Trust No. 2 Series 2011 - 1 Australia Series 2011-1 WST Trust Australia
Bella Trust No. 2 Series 2011 - 2 Australia Series 2011-2 WST Trust Australia
Bella Trust No. 2 Series 2011 - 3 Australia Series 2011-3 WST Trust Australia
Bella Trust No. 2 Series 2012 - 1 Australia Series 2012-1 WST Trust Australia
Bella Trust No. 2 Series 2010 - 1 Australia Series 2013-1 WST Trust Australia
Bella Trust No. 2 Series 2010 - 2 Australia Series 2013-2 WST Trust Australia
Belliston Pty Limited Australia SIE-Lease (Australia) Pty Limited Australia
Bill Acceptance Corporation Pty Limited Australia SIE-Lease (New Zealand) Pty Limited New Zealand
BLE Capital Investments Pty Limited Australia Sixty Martin Place (Holdings) Pty Limited Australia
BLE Capital Limited Australia St.George Business Finance Pty Limited Australia
BLE Development Pty Limited Australia St.George Custodial Pty Limited Australia
BLE Holdings Pty Limited Australia St.George Equity Finance Limited Australia
BT (Queensland) Pty Limited Australia St.George Finance Holdings Limited Australia
BT Australia Pty Limited Australia St.George Finance Limited Australia
BT Financial Group (NZ) Limited New Zealand St.George Life Limited Australia
BT Financial Group Pty Limited Australia St.George Motor Finance Limited Australia
BT Funds Management (NZ) Limited New Zealand St.George Procurement Management Pty Limited Australia
BT Funds Management Limited Australia St.George Security Holdings Pty Limited Australia
BT Funds Management No.2 Limited Australia Sydney Capital Corp Inc. USA
BT Investment Management (Fund Services) Limited Australia Tavarua Funding Trust IV USA
BT Investment Management (Institutional) Limited Australia Teuton Pty Limited Australia
BT Investment Management Limited Australia The Home Mortgage Company Limited New Zealand
BT Long Term Income Fund Australia The Mortgage Company Pty Limited Australia
BT Portfolio Services Limited Australia The Warehouse Financial Services Limited New Zealand
BT Private Nominees Pty Limited Australia Value Nominees Pty Limited Australia
BT Securities Limited Australia W1 Investments Pty Limited Australia

{00006424.DOCX}Page 6 of 8

BT Short Term Income Fund Australia Waratah Receivables Corp Pty Limited Australia
BTIM UK Limited UK Waratah Securities Australia Limited Australia
Canning Park Capital Pte. Ltd Australia Westpac (NZ) Investments Limited New Zealand
Capital Corporate Finance Limited Australia Westpac Administration Pty Limited Australia
Capital Finance (NZ) Limited Australia Westpac Administration 2 Limited Australia
Capital Finance Australia Limited Australia Westpac Administration 3 Limited Australia
Capital Finance New Zealand Limited Australia Westpac Administration 3 Limited Australia
Capital Fleetlease Limited Australia Westpac Altitude Rewards Trust Australia
Capital Motor Finance Limited Australia Westpac Americas Inc. USA
Capital Rent Group Limited New Zealand Westpac Asian Lending Pty Limited Australia
Castlereagh Trust Australia Westpac Bank of Tonga Tonga
CBA Limited Australia Westpac Bank Samoa Limited Samoa
Papua New
Challenge Limited Australia Westpac Bank-PNG-Limited Guinea
Codrington S.a.r.l. Luxembourg Westpac Capital Holdings Inc. USA
Core Infrastructure Income Feeder 1 L P UK Westpac Capital Markets Holding Corp. USA
Core Infrastructure Income Feeder 2 L P UK Westpac Capital Markets LLC USA
Core Infrastructure Income Master L P UK Westpac Capital Trust IV USA
Crusade ABS Series 2012 - 1 Trust Australia Westpac Capital-NZ-Limited New Zealand
Crusade ABS Series 2013 - 1 Trust Australia Westpac Cash PIE Fund Australia
Crusade CP Management Pty Limited Australia Westpac Cook Cove Trust I Australia
Crusade CP No.1 Pty Limited Australia Westpac Cook Cove Trust II Australia
Crusade CP Trust No. 41 Australia Westpac Covered Bond Trust Australia
Crusade CP Trust No. 44 Australia Westpac Custodian Nominees Limited Australia
Crusade CP Trust No. 48 Australia Westpac Debt Securities Pty Limited Australia
Crusade CP Trust No. 49 Australia Westpac Delta LLC USA
Crusade CP Trust No. 50 Australia Westpac Direct Equity Investments Pty Limited Australia
Crusade CP Trust No. 52 Australia Westpac Equipment Finance (No.1) Pty Limited Australia
Crusade CP Trust No. 53 Australia Westpac Equipment Finance Limited Australia
Crusade CP Trust No. 54 Australia Westpac Equity Holdings Pty Limited Australia
Crusade CP Trust No. 55 Australia Westpac Equity Investments NZ Limited New Zealand
Crusade CP Trust No. 56 Australia Westpac Equity Pty Limited Australia
Crusade CP Trust No. 57 Australia Westpac Europe Limited UK
Crusade CP Trust No. 58 Australia Westpac Finance (HK) Limited Hong Kong
Crusade CP Trust No. 60 Australia Westpac Financial Consultants Limited Australia
Crusade Euro Trust 1E of 2006 Australia Westpac Financial Holdings Pty Limited Australia
Crusade Euro Trust 1E of 2007 Australia Westpac Financial Services Group Limited Australia
Crusade Global Trust 1 of 2005 Australia Westpac Financial Services Group-NZ-Limited New Zealand
Crusade Global Trust 1 of 2006 Australia Westpac Financial Services Limited Australia
Crusade Global Trust 1 of 2007 Australia Westpac Funding Holdings Pty Limited Australia
Crusade Global Trust 2 of 2004 Australia Westpac Funds Financing Holdco Pty Limited Australia
Crusade Global Trust 2 of 2005 Australia Westpac Funds Financing Pty Limited Australia
Crusade Global Trust 2 of 2006 Australia Westpac General Insurance Limited Australia
Crusade Management Limited Australia Westpac General Insurance Services Limited Australia
Crusade Trust 1A of 2005 Australia Westpac Global Capital Markets Pty Limited Australia
Crusade 2P Trust of 2008 Australia Westpac Group Investment-NZ-Limited New Zealand
Danaby Pty Limited Australia Westpac Group Investments Australia Pty Limited Australia
eQR Securities Pty. Limited Australia Westpac Holdings-NZ-Limited New Zealand
Europe Infrastructure Debt LP UK Westpac Investment Capital Corporation USA

{00006424.DOCX}Page 7 of 8

G.C.L. Investments Pty Limited Australia Westpac Investment Vehicle No.2 Pty Limited Australia
General Credit Holdings Pty Limited Australia Westpac Investment Vehicle No.3 Pty Limited Australia
General Credits Pty Limited Australia Westpac Investment Vehicle Pty Limited Australia
Halcyon Securities Limited Australia Westpac Investments U.K. Limited UK
Hastings Advisers LLC USA Westpac Leasing Nominees-Vic.-Pty Limited Australia
Hastings Forestry Investments Limited New Zealand Westpac Lenders Mortgage Insurance Limited Australia
Hastings Forests Australia Pty Limited Australia Westpac Life Insurance Services Limited Australia
Hastings Funds Management (UK) Limited Singapore Westpac Life-NZ-Limited New Zealand
Hastings Funds Management (USA) Inc. UK Westpac New Zealand Group Limited New Zealand
Hastings Funds Management Asia Pty. Limited USA Westpac New Zealand Limited New Zealand
Hastings Funds Management Limited Australia Westpac Nominees-NZ-Limited New Zealand
Hastings Group Pty Limited Australia Westpac NZ Covered Bond Holdings Limited New Zealand
Hastings Infrastructure 1 Limited UK Westpac NZ Covered Bond Limited New Zealand
Hastings Infrastructure 2 Limited UK Westpac NZ Leasing Limited New Zealand
Hastings Investment Capital LP USA Westpac NZ Operations Limited New Zealand
Hastings Investment Management Pty Ltd USA Westpac NZ Securitisation Holdings Limited New Zealand
Hastings Investments GP LLC Australia Westpac NZ Securitisation Limited New Zealand
Hastings Korea Company Limited Korea Westpac NZ Securitisation No. 2 Limited New Zealand
Hastings Management Pty Limited Australia Westpac Overseas Holdings No. 2 Pty Limited Australia
Hastings Private Equity Fund IIA Pty Limited Australia Westpac Overseas Holdings Pty Limited Australia
Hickory Trust Australia Westpac Pacific Limited Partnership Australia
Hitton Pty Limited Australia Westpac Properties Limited Australia
HLT Custodian Trust New Zealand Westpac RE Limited Australia
Infrastructure GP LLP UK Westpac Securities Administration Limited Australia
Infrastructure GP 2 LLP UK Westpac Securities Limited Australia
J O Hambro Capital Management Holdings Limited UK Westpac Securities NZ Limited New Zealand
J O Hambro Capital Management Limited UK Westpac Securitisation Holdings Pty Limited Australia
JOHCM (Singapore) Pte Limited Singapore Westpac Securitisation Management Pty Limited Australia
JOHCM (USA) Inc USA Westpac Singapore Limited Singapore
Magnitude Group Pty Limited Australia Westpac Structured Products Limited Australia
MIF Custodian Trust New Zealand Westpac Superannuation Nominees-NZ-Limited New Zealand
Mortgage Management Pty Limited Australia Westpac Syndications Management Pty Limited Australia
Nationwide Management Pty Limited Australia Westpac Term PIE Fund New Zealand
Net Nominees Limited Australia Westpac TPS Trust Australia
North Ryde Office Trust Australia Westpac Unit Trust Australia
Number 120 Limited New Zealand Westpac USA Inc. USA
Oniston Pty Limited Australia

Note: Westpac retains 62.1% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’

BT Investment Management Limited (62.1%)

BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)

Australia Australia

{00006424.DOCX}Page 8 of 8