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IGO LIMITED — Major Shareholding Notification 2012
Sep 20, 2012
65111_rns_2012-09-20_076aeb0f-aa55-4e77-95a0-94add9d5c9cf.pdf
Major Shareholding Notification
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Form 603
Corporations Law Section 671B
Notice of initial substantial holder
| To Company Name/Scheme ACN/ARSN 1. Details of substantial holder(1) Name ACN/ARSN (if applicable) The holder became a substantial holder on |
INDEPENDENCE GROUP NL |
|---|---|
| ABN 46 092 786 304 | |
| WESTPAC BANKING CORPORATION GROUP (WBC) and its associated companies listed in Annexure „A‟ |
|
| ABN 33 007 457 141 | |
| 19/09/2012 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities | Person‟s votes (5) | Voting power (6) |
|---|---|---|---|
| ORDINARY SHARES | 11,804,916 | 11,804,916 | 5.07% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Registered holder of securities |
Nature of relevant interest (6) | Number of securities |
|---|---|---|---|
| Advance Asset Management Limited |
HSBC Custody Nominees (Australia) Limited. |
Advance Asset Management Ltd is the RE of various unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
1,453,250 |
| Asgard Capital Management Limited |
ASGARD Capital Management Limited |
Asgard Capital Management Limited ABN 92 009 279 592 AFSL 240695 RSE Licence L0001946 is the trustee, administrator and custodian of all Asgard superannuation entities, the (Hillross) PortfolioCare Retirement Plan and |
31,770 |
Page 1 of 12
| the BEACON Superannuation Plan. In those capacities, Asgard has the power to exercise the right to vote attached to, and to dispose of, the securities held by these entities. |
|||
|---|---|---|---|
| BT Funds Management Limited |
BT Portfolio Services Limited |
BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
97,910 |
| BT Funds Management No.2 Limited |
HSBC Custody Nominees (Australia) Limited. |
BT Funds Management No 2 Limited is or may be the Manager of various Superannuation funds, Institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
1,548,280 |
| BT Investment Management (RE) Limited |
National Australia Bank Limited IAG Nominees Limited BNP Fund Services Australasia Pty Limited Australia and New Zealand Banking Group Limited Citicorp Nominees Pty Limited National Nominees Limited National Australian Custodian Services HSBC Custody Nominees (Australia) Limited. |
BT Investment Management (RE) Limited is the RE and fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
8,656,770 |
| Westpac RE Limited | HSBC Custody Nominees (Australia) Limited. |
Westpac RE Pty Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and,in that |
16,936 |
Page 2 of 12
capacity, can exercise the power to vote or dispose of the shares.
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Persons entitled to be registered as holder(8) |
Class and number of securities |
|---|---|---|---|
| Westpac RE Limited | See Schedule | See Schedule | |
| Asgard Capital Management Limited |
See Schedule | See Schedule | |
| BT Funds Management Limited |
See Schedule | See Schedule | |
| Advance Asset Management Limited |
See Schedule | See Schedule | |
| BT Funds Management No.2 Limited |
See Schedule | See Schedule | |
| BT Investment Management (RE) Limited |
See Schedule | See Schedule |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration(9) | Consideration(9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| WBC & associates | See Schedule | See Schedule |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
| Westpac Financial Services Group Limited (WFSG) |
Level 20, Westpac Place, 275 Kent St, Sydney NSW 2000 |
| Westpac RE Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Funds Management No.2 Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Investment Management(RE)Limited | Level 14,ChifleyTower,2 ChifleySquare, |
Page 3 of 12
==> picture [428 x 562] intentionally omitted <==
----- Start of picture text -----
Sydney NSW 2000
INDEPENDENCE GROUP NL Independence Group NL (IGO)
Suite 4, Level 5, South Shore Centre
85 South Perth Esplanade
SOUTH PERTH WA 6151
Tel: +61 08 9238 8300
Fax: +61 08 9238 8399
Signature
print name Tim Hartin capacity Company Secretary
sign here date 21/9/2012
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6of
the form.
(2) See the definition of “associate” in section 9 of the Corporations Law.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the
person or an associate has a relevant interest in.
(6) The person‟s votes divided by the total votes in the body corporate scheme multiplied by 100.
(7) Include details of:
(a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If
subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and with a
statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this
form, together with a written statement certifying this contract, scheme or arrangement; and
(b) Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to
which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Law.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an
option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if
the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
----- End of picture text -----
Page 4 of 12
SCHEDULE
Sales & Purchases for the period : 19/05/2012to 19/09/2012 SECURITY: IGO
Advance Asset Management Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 28/05/2012 | HSBC Custody Nominees (Australia) Limited. | 3,110 | 10,791.70 |
| 29/05/2012 | HSBC Custody Nominees (Australia) Limited. | 10,825 | 38,537.00 |
| 30/05/2012 | HSBC Custody Nominees (Australia) Limited. | 3,134 | 11,157.04 |
| 31/05/2012 | HSBC Custody Nominees (Australia) Limited. | 3,808 | 13,670.72 |
| 4/06/2012 | HSBC Custody Nominees (Australia) Limited. | 5,950 | 19,575.50 |
| 5/06/2012 | HSBC Custody Nominees (Australia) Limited. | 3,219 | 11,137.74 |
| 14/06/2012 | HSBC Custody Nominees (Australia) Limited. | -720 | -2,649.60 |
| 14/06/2012 | HSBC Custody Nominees (Australia) Limited. | -2,862 | -10,503.54 |
| 18/06/2012 | HSBC Custody Nominees (Australia) Limited. | -2,720 | -10,281.60 |
| 21/06/2012 | HSBC Custody Nominees (Australia) Limited. | -2,000 | -7,160.00 |
| 25/06/2012 | HSBC Custody Nominees (Australia) Limited. | 4,720 | 16,095.20 |
| 26/06/2012 | HSBC Custody Nominees (Australia) Limited. | 11,510 | 37,983.00 |
| 27/06/2012 | HSBC Custody Nominees (Australia) Limited. | 2,318 | 7,394.42 |
| 28/06/2012 | HSBC Custody Nominees (Australia) Limited. | -235 | -752.00 |
| 28/06/2012 | HSBC Custody Nominees (Australia) Limited. | -695 | -2,224.00 |
| 2/07/2012 | HSBC Custody Nominees (Australia) Limited. | 26,171 | 91,336.79 |
| 3/07/2012 | HSBC Custody Nominees (Australia) Limited. | 6,745 | 22,933.00 |
| 9/07/2012 | HSBC Custody Nominees (Australia) Limited. | -810 | -2,664.90 |
| 11/07/2012 | HSBC Custody Nominees (Australia) Limited. | -1,800 | -5,634.00 |
| 25/07/2012 | HSBC Custody Nominees (Australia) Limited. | 9,312 | 28,122.24 |
| 26/07/2012 | HSBC Custody Nominees (Australia) Limited. | 27,641 | 83,752.23 |
| 30/07/2012 | HSBC Custody Nominees (Australia) Limited. | 5,931 | 18,386.10 |
| 31/07/2012 | HSBC Custody Nominees (Australia) Limited. | -10,941 | -33,917.10 |
| 31/07/2012 | HSBC Custody Nominees (Australia) Limited. | -1,394 | -4,321.40 |
| 31/07/2012 | HSBC Custody Nominees (Australia) Limited. | -20,783 | -64,427.30 |
| 1/08/2012 | HSBC Custody Nominees (Australia) Limited. | -7,302 | -22,417.14 |
| 1/08/2012 | HSBC Custody Nominees (Australia) Limited. | -59,750 | -183,432.50 |
| 1/08/2012 | HSBC Custody Nominees (Australia) Limited. | -25,204 | -77,376.28 |
| 13/08/2012 | HSBC Custody Nominees (Australia) Limited. | 56,013 | 191,564.46 |
| 13/08/2012 | HSBC Custody Nominees (Australia) Limited. | -7,504 | -25,588.64 |
| 14/08/2012 | HSBC Custody Nominees (Australia) Limited. | -20,739 | -70,512.60 |
| 15/08/2012 | HSBC Custody Nominees (Australia) Limited. | -5,615 | -19,203.30 |
| 21/08/2012 | HSBC Custody Nominees (Australia) Limited. | -1,341 | -4,975.11 |
| 23/08/2012 | HSBC Custody Nominees (Australia) Limited. | -2,557 | -9,460.90 |
| 27/08/2012 | HSBC Custody Nominees (Australia) Limited. | -5,564 | -20,976.28 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -920 | -3,017.60 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -780 | -2,558.40 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -2,534 | -8,184.82 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -8,077 | -26,088.71 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -5,393 | -17,419.39 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -2,552 | -8,242.96 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -8,403 | -27,141.69 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -7,203 | -23,265.69 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -5,279 | -17,051.17 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -4,467 | -14,428.41 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -7,334 | -23,688.82 |
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -57,955 | -187,194.65 |
Page 5 of 12
| 5/09/2012 | HSBC Custody Nominees (Australia) Limited. | -2,730 | -8,817.90 |
|---|---|---|---|
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -6,014 | -19,906.34 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -3,488 | -11,545.28 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -3,118 | -10,320.58 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -6,730 | -22,276.30 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -4,576 | -15,146.56 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -2,718 | -8,996.58 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -14,322 | -47,405.82 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -758 | -2,508.98 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -10,581 | -35,023.11 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -10,198 | -33,755.38 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -110 | -364.10 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -9,025 | -29,872.75 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -3,078 | -10,188.18 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -28,205 | -93,358.55 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -5,677 | -18,790.87 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -1,574 | -5,209.94 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -4,496 | -14,881.76 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -5,920 | -19,595.20 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -28,700 | -94,997.00 |
| 6/09/2012 | HSBC Custody Nominees (Australia) Limited. | -6,235 | -20,637.85 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -3,628 | -12,698.00 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -6,773 | -23,705.50 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -565 | -1,977.50 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -12,039 | -42,136.50 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -1,455 | -5,092.50 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -2,020 | -7,070.00 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -5,125 | -17,937.50 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -50,782 | -176,721.36 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -24,622 | -85,684.56 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -4,774 | -16,613.52 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -6,394 | -22,251.12 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -13,639 | -47,463.72 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -59,930 | -208,556.40 |
| 10/09/2012 | HSBC Custody Nominees (Australia) Limited. | -24,119 | -88,275.54 |
| 11/09/2012 | HSBC Custody Nominees (Australia) Limited. | -8,885 | -33,318.75 |
| 12/09/2012 | HSBC Custody Nominees (Australia) Limited. | -4,760 | -18,230.80 |
| 12/09/2012 | HSBC Custody Nominees (Australia) Limited. | -4,577 | -17,941.84 |
| 13/09/2012 | HSBC Custody Nominees (Australia) Limited. | -2,556 | -9,636.12 |
| 13/09/2012 | HSBC Custody Nominees (Australia) Limited. | -5,436 | -20,493.72 |
| 14/09/2012 | HSBC Custody Nominees (Australia) Limited. | -5,900 | -23,659.00 |
| 14/09/2012 | HSBC Custody Nominees (Australia) Limited. | -94 | -376.94 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -3,385 | -14,318.55 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -13,798 | -58,365.54 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -679 | -2,851.80 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -3,356 | -14,095.20 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -3,783 | -15,888.60 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -6,368 | -26,745.60 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -4,788 | -20,253.24 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -3,992 | -16,766.40 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -6,882 | -29,110.86 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -2,893 | -12,150.60 |
| 18/09/2012 | HSBC Custody Nominees (Australia) Limited. | -5,218 | -22,280.86 |
| 18/09/2012 | HSBC Custody Nominees (Australia) Limited. | -776 | -3,313.52 |
Page 6 of 12
| 18/09/2012 | HSBC Custody Nominees (Australia) Limited. | -301 | -1,288.28 |
|---|---|---|---|
| - | |||
| Total | -573,571 | 1,975,192.33 | |
| - | |||
| Advance Asset Management Limited Total : | -573,571 | 1,975,192.33 | |
| BT Funds Management Limited | |||
| Date | Registered Company | Quantity | Value |
| 28/06/2012 | BT Portfolio Services Limited | 1,525 | 5,007.80 |
| 23/08/2012 | BT Portfolio Services Limited | -747 | -2,742.54 |
| Total | 778 | 2,265.26 | |
| BT Funds Management Limited Total : | 778 | 2,265.26 | |
| BT Funds Management No.2 Limited | |||
| Date | Registered Company | Quantity | Value |
| 25/07/2012 | HSBC Custody Nominees (Australia) Limited. | -3,275 | -9,759.50 |
| 25/07/2012 | HSBC Custody Nominees (Australia) Limited. | -23,537 | -70,140.26 |
| 25/07/2012 | HSBC Custody Nominees (Australia) Limited. | -13,188 | -39,300.24 |
| 2/08/2012 | HSBC Custody Nominees (Australia) Limited. | 92,420 | 284,653.60 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | 68,275 | 238,962.50 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | 19,040 | 80,729.60 |
| 18/09/2012 | HSBC Custody Nominees (Australia) Limited. | 29,865 | 127,822.20 |
| 19/09/2012 | HSBC Custody Nominees (Australia) Limited. | 20,633 | 89,134.56 |
| Total | 190,233 | 702,102.46 | |
| BT Funds Management No.2 Limited Total : | 190,233 | 702,102.46 | |
| **BT Investment ** | Management (RE) Limited | ||
| Date | Registered Company | Quantity | Value |
| Australia and New Zealand Banking Group | |||
| 25/07/2012 | Limited | -2,000 | -5,960.00 |
| Australia and New Zealand Banking Group | |||
| 2/08/2012 | Limited | 9,561 | 29,447.88 |
| Australia and New Zealand Banking Group | |||
| 7/09/2012 | Limited | 8,129 | 28,451.50 |
| Australia and New Zealand Banking Group | |||
| 17/09/2012 | Limited | 1,870 | 7,928.80 |
| Australia and New Zealand Banking Group | |||
| 18/09/2012 | Limited | 2,933 | 12,553.24 |
| Australia and New Zealand Banking Group | |||
| 19/09/2012 | Limited | 2,026 | 8,752.32 |
| Total | 22,519 | 81,173.74 | |
| Date | Registered Company | Quantity | Value |
| 17/09/2012 | BNP Fund Services Australasia Pty Limited | 30,882 | 130,939.68 |
| 18/09/2012 | BNP Fund Services Australasia Pty Limited | 48,440 | 207,323.20 |
| 19/09/2012 | BNP Fund Services Australasia Pty Limited | 33,465 | 144,568.80 |
| Total | 112,787 | 482,831.68 | |
| Date | Registered Company | Quantity | Value |
| 17/09/2012 | Citicorp Nominees Pty Limited | 63,212 | 268,018.88 |
Page 7 of 12
| 18/09/2012 | Citicorp Nominees Pty Limited | 99,152 | 424,370.56 |
|---|---|---|---|
| 19/09/2012 | Citicorp Nominees Pty Limited | 68,500 | 295,920.00 |
| Total | 230,864 | 988,309.44 | |
| Date | Registered Company | Quantity | Value |
| 6/06/2012 | HSBC Custody Nominees (Australia) Limited. | 13,501 | 48,468.59 |
| 25/07/2012 | HSBC Custody Nominees (Australia) Limited. | -53,798 | -160,318.04 |
| 25/07/2012 | HSBC Custody Nominees (Australia) Limited. | -36,202 | -107,881.96 |
| 2/08/2012 | HSBC Custody Nominees (Australia) Limited. | 454,288 | 1,399,207.04 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | 377,425 | 1,320,987.50 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | 85,053 | 360,624.72 |
| 18/09/2012 | HSBC Custody Nominees (Australia) Limited. | 133,412 | 571,003.36 |
| 19/09/2012 | HSBC Custody Nominees (Australia) Limited. | 92,168 | 398,165.76 |
| Total | 1,065,847 | 3,830,256.97 | |
| Date | Registered Company | Quantity | Value |
| 17/09/2012 | IAG Nominees Limited | 14,750 | 62,540.00 |
| 17/09/2012 | IAG Nominees Limited | 14,791 | 62,713.84 |
| 18/09/2012 | IAG Nominees Limited | 23,136 | 99,022.08 |
| 18/09/2012 | IAG Nominees Limited | 23,201 | 99,300.28 |
| 19/09/2012 | IAG Nominees Limited | 15,983 | 69,046.56 |
| 19/09/2012 | IAG Nominees Limited | 16,028 | 69,240.96 |
| Total | 107,889 | 461,863.72 | |
| Date | Registered Company | Quantity | Value |
| 17/09/2012 | National Australia Bank Limited | 11,261 | 47,746.64 |
| 18/09/2012 | National Australia Bank Limited | 17,664 | 75,601.92 |
| 19/09/2012 | National Australia Bank Limited | 12,204 | 52,721.28 |
| Total | 41,129 | 176,069.84 | |
| Date | Registered Company | Quantity | Value |
| 2/08/2012 | National Australian Custodian Services | 81,655 | 251,497.40 |
| 2/08/2012 | National Australian Custodian Services | 42,413 | 130,632.04 |
| 2/08/2012 | National Australian Custodian Services | 22,250 | 68,530.00 |
| 7/09/2012 | National Australian Custodian Services | 69,684 | 243,894.00 |
| 7/09/2012 | National Australian Custodian Services | 36,200 | 126,700.00 |
| 7/09/2012 | National Australian Custodian Services | 19,211 | 67,238.50 |
| 17/09/2012 | National Australian Custodian Services | 15,703 | 66,580.72 |
| 17/09/2012 | National Australian Custodian Services | 8,158 | 34,589.92 |
| 17/09/2012 | National Australian Custodian Services | 4,331 | 18,363.44 |
| 18/09/2012 | National Australian Custodian Services | 24,631 | 105,420.68 |
| 18/09/2012 | National Australian Custodian Services | 12,796 | 54,766.88 |
| 18/09/2012 | National Australian Custodian Services | 6,793 | 29,074.04 |
| 19/09/2012 | National Australian Custodian Services | 17,016 | 73,509.12 |
| 19/09/2012 | National Australian Custodian Services | 8,840 | 38,188.80 |
| 19/09/2012 | National Australian Custodian Services | 4,693 | 20,273.76 |
| Total | 374,374 | 1,329,259.30 | |
| Date | Registered Company | Quantity | Value |
| 2/08/2012 | National Nominees Limited | 24,421 | 75,216.68 |
| 7/09/2012 | National Nominees Limited | 21,076 | 73,766.00 |
| 17/09/2012 | National Nominees Limited | 4,756 | 20,165.44 |
| 18/09/2012 | National Nominees Limited | 7,460 | 31,928.80 |
| 19/09/2012 | National Nominees Limited | 5,154 | 22,265.28 |
Page 8 of 12
Total 62,867 223,342.20 BT Investment Management (RE) Limited Total : 2,018,276 7,573,106.89
| BT Investment Management (RE) Limited Total | |||
|---|---|---|---|
| : | 2,018,276 | 7,573,106.89 | |
| Westpac RE | Limited | ||
| Date | Registered Company | Quantity | Value |
| 23/05/2012 | HSBC Custody Nominees (Australia) Limited. | 22,900 | 80,150.00 |
| 29/05/2012 | HSBC Custody Nominees (Australia) Limited. | 13,300 | 47,082.00 |
| 6/06/2012 | HSBC Custody Nominees (Australia) Limited. | 13,100 | 47,160.00 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -172 | -602.00 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -35,318 | -123,613.00 |
| 7/09/2012 | HSBC Custody Nominees (Australia) Limited. | -24,650 | -86,275.00 |
| 10/09/2012 | HSBC Custody Nominees (Australia) Limited. | -2,053 | -7,513.98 |
| 10/09/2012 | HSBC Custody Nominees (Australia) Limited. | -5,288 | -19,354.08 |
| 10/09/2012 | HSBC Custody Nominees (Australia) Limited. | -7,770 | -28,438.20 |
| 10/09/2012 | HSBC Custody Nominees (Australia) Limited. | -5,450 | -19,947.00 |
| 10/09/2012 | HSBC Custody Nominees (Australia) Limited. | -5,360 | -19,617.60 |
| 10/09/2012 | HSBC Custody Nominees (Australia) Limited. | -11,500 | -42,090.00 |
| 10/09/2012 | HSBC Custody Nominees (Australia) Limited. | -793 | -2,902.38 |
| 10/09/2012 | HSBC Custody Nominees (Australia) Limited. | -7,680 | -28,108.80 |
| 12/09/2012 | HSBC Custody Nominees (Australia) Limited. | -8,986 | -34,416.38 |
| 13/09/2012 | HSBC Custody Nominees (Australia) Limited. | -14,210 | -53,571.70 |
| 13/09/2012 | HSBC Custody Nominees (Australia) Limited. | -879 | -3,313.83 |
| 14/09/2012 | HSBC Custody Nominees (Australia) Limited. | -4,051 | -16,244.51 |
| 14/09/2012 | HSBC Custody Nominees (Australia) Limited. | -7,266 | -29,136.66 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -1,850 | -7,825.50 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -9,543 | -40,366.89 |
| 17/09/2012 | HSBC Custody Nominees (Australia) Limited. | -21,048 | -89,033.04 |
| 18/09/2012 | HSBC Custody Nominees (Australia) Limited. | -9,464 | -40,411.28 |
| 18/09/2012 | HSBC Custody Nominees (Australia) Limited. | -1,852 | -7,908.04 |
| Total | -135,883 | -526,297.87 | |
| Westpac RE Limited Total : | -135,883 | -526,297.87 |
Page 9 of 12
ANNEXURE A – ASSOCIATED COMPANIES
This is the annexure „A‟ (being 3 pages) referred to in Form 603, Notice of initial substantial holder, lodged for Westpac and its associated entities
Tim Hartin – Company Secretary WBC – 19/09/2012
| Westpac Banking Corporation | Australia | Phoenix Trust | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Qvalent Pty Limited | Australia |
| 1925 (Industrial) Pty Limited | Australia | RAMS Financial Group Pty Limited | Australia |
| 1925 Advances Pty Limited | Australia | RMS Warehouse Trust 2007-1 | Australia |
| Papua New | |||
| A.G.C. (Pacific) Limited | Guinea | Sallmoor Pty Limited | Australia |
| Advance Asset Management Limited | Australia | Securitor Financial Group Limited | Australia |
| Altitude Administration Pty Limited | Australia | Series 2005-1G WST Trust | Australia |
| Altitude Rewards Pty Limited | Australia | Series 2007-1G WST Trust | Australia |
| Aotearoa Financial Services Limited | New Zealand | Series 2008-1M WST Trust | Australia |
| Ascalon Capital Managers Limited | Australia | Series 2009-1 WST Trust | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | Series 2011-1 WST Trust | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Series 2011-2 WST Trust | Australia |
| Seed Pool Trust No. 2 | Australia | Series 2011-3 WST Trust | Australia |
| Asgard Capital Management Limited | Australia | Series 2012-1 WST Trust | Australia |
| Asgard Wealth Solutions Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| Athena Finance Pty Limited | Australia | Southern Cross Inc. | USA |
| Australian Infrastructure Fund International 1 Pty | |||
| Limited | Australia | St.George Business Finance Pty Limited | Australia |
| Australian Loan Processing Security Company Pty | |||
| Limited | Australia | St.George Custodial Pty Limited | Australia |
| Australian Loan Processing Security Trust | Australia | St.George Equity Finance Limited | Australia |
| Belliston Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| Bill Acceptance Corporation Limited | Australia | St.George Finance Limited | Australia |
| BLE Capital Investments Pty Limited | Australia | St.George Group Holdings Pty Limited | Australia |
| BLE Capital Limited | Australia | St.George Insurance Australia Pty Limited | Australia |
| BLE Development Pty Limited | Australia | St.George Life Limited | Australia |
| BLE Holdings Pty Limited | Australia | St.George Motor Finance Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George New Zealand Limited | New Zealand |
| BT Australia Pty Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | St.George Security Holdings Pty Limited | Australia |
| BT Financial Group Pty Limited | Australia | Sydney Capital Corp Inc | USA |
| BT Funds Management (NZ) Limited | New Zealand | Tasman LLC | USA |
| BT Funds Management Limited | Australia | Tavarua Funding Trust III | USA |
| BT Funds Management No.2 Limited | Australia | Tavarua Funding Trust IV | USA |
| BTIM UK Limited | UK | Teuton Pty Limited | Australia |
| BT Investment Management (RE) Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Investment Management Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Private Nominees Pty Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
| BT Life Limited | Australia | TIF International 1 Pty Limited | Australia |
| BT Short Term Income Fund | Australia | Value Nominees Pty Limited | Australia |
| BT Long Term Income Fund | Australia | W1 Investments Pty Limited | Australia |
| BT Portfolio Services Limited | Australia | Waratah Receivables Corp Pty Limited | Australia |
Page 10 of 12
| BT Securities Limited | Australia | Waratah Securities Australia Limited | Australia |
|---|---|---|---|
| Castlereagh Trust | Australia | Westpac (NZ) Investments Limited | New Zealand |
| CBA Limited | Australia | Westpac Administration Pty Limited | Australia |
| Challenge Finance Pty Limited | Australia | Westpac Altitude Rewards Trust | Australia |
| Challenge Limited | Australia | Westpac Americas Inc. | USA |
| Codrington S.a.r.l. | Luxembourg | Westpac Asian Lending Pty Limited | Australia |
| Crusade ABS Series 2008-2 | Australia | Westpac Bank of Tonga | Tonga |
| Crusade CP Management Pty Limited | Australia | Westpac Bank Samoa Limited | Samoa |
| Papua New | |||
| Crusade CP No.1 Pty Limited | Australia | Westpac Bank-PNG-Limited | Guinea |
| Crusade CP Trust No. 41 | Australia | Westpac Capital Corporation | USA |
| Crusade CP Trust No. 44 | Australia | Westpac Capital Holdings Inc. | USA |
| Crusade CP Trust No. 48 | Australia | Westpac Capital Markets Holdings Corp. | USA |
| Crusade CP Trust No. 49 | Australia | Westpac Capital Markets LLC | USA |
| Crusade CP Trust No. 50 | Australia | Westpac Capital Trust III | USA |
| Crusade CP Trust No. 52 | Australia | Westpac Capital Trust IV | USA |
| Crusade CP Trust No. 53 | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Crusade CP Trust No. 54 | Australia | Westpac Cook Cove Trust I | Australia |
| Crusade CP Trust No. 55 | Australia | Westpac Cook Cove Trust II | Australia |
| Crusade CP Trust No. 56 | Australia | Westpac Covered Bond Trust | Australia |
| Crusade CP Trust No. 57 | Australia | Westpac Custodian Nominees Limited | Australia |
| Crusade CP Trust No. 58 | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade CP Trust No. 60 | Australia | Westpac Delta LLC | USA |
| Crusade Euro Trust 1E of 2004 | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Equipment Finance (No.1) Pty Limited | Australia |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade Global Trust 1 of 2004 | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade Global Trust 1 of 2005 | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade Global Trust 1 of 2006 | Australia | Westpac Equity Pty Limited | Australia |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Europe Limited | UK |
| Crusade Global Trust 2 of 2004 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade Global Trust 2 of 2005 | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Crusade Management Limited | Australia | Westpac Financial Services Group Limited | Australia |
| Crusade Trust 1A of 2005 | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| Crusade Trust 2P of 2008 | Australia | Westpac Financial Services Limited | Australia |
| Danaby Pty Limited | Australia | Westpac Funding Holdings Pty Limited | Australia |
| eQR Securities Pty. Limited | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| FAI No. 2 Trust | Australia | Westpac Funds Financing Pty Limited | Australia |
| G.C.L. Investments Pty Limited | Australia | Westpac General Insurance Limited | Australia |
| Gemini Trust | Australia | Westpac General Insurance Services Limited | Australia |
| General Credit Holdings Pty Limited | Australia | Westpac Group Investment-NZ-Limited | New Zealand |
| General Credits Pty Limited | Australia | Westpac Group Investments Australia Pty Limited | Australia |
| Halcyon Securities Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
| Hastings Advisers LLC | USA | Westpac Investment Capital Corporation | USA |
| Hastings Forestry Investments Limited | New Zealand | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Investment Vehicle No.3 Pty Limited | Australia |
Page 11 of 12
| Hastings Funds Management (UK) Limited | UK | Westpac Investment Vehicle Pty Limited | Australia |
|---|---|---|---|
| Hastings Funds Management (USA) Inc. | USA | Westpac Investments U.K. Limited | UK |
| Hastings Funds Management Limited | Australia | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Group Pty Limited | Australia | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Investment Capital LP | USA | Westpac Life Insurance Services Limited | Australia |
| Hastings Investment LLC | USA | Westpac Life-NZ-Limited | New Zealand |
| Hastings Management Pty Limited | Australia | Westpac Matching Gifts Limited | Australia |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac New Zealand Group Limited | New Zealand |
| Hastings Investment Management Pty Limited | Australia | Westpac New Zealand Limited | New Zealand |
| Hickory Trust | Australia | Westpac Nominees-NZ-Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| HLT Custodian Trust | New Zealand | Westpac NZ Covered Bond Limited | New Zealand |
| Infrastructure Australia (No.3) Limited | Australia | Westpac NZ Leasing Limited | New Zealand |
| Infrastructure Australia (No.4) Limited | Australia | Westpac NZ Operations Limited | New Zealand |
| J O H C M GmbH | UK | Westpac NZ Securitisation Holdings Limited | New Zealand |
| J O Hambro Capital Management Holdings Limited | UK | Westpac NZ Securitisation Limited | New Zealand |
| JO Hambro Capital Limited | UK | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| JO Hambro Unit Trust Managers Ltd | UK | Westpac Overseas Holdings Pty Limited | Australia |
| J O Hambro Capital Management Limited | UK | Westpac Pacific Limited Partnership | Australia |
| JOHCM (Singapore ) Pte Limited | Singapore | Westpac Private Equity Pty Limited | Australia |
| JOHCM (USA) General Partner Inc | USA | Westpac Properties Limited | Australia |
| JOHCMG Share Trustee Limited | UK | Westpac RE Limited | Australia |
| Cayman | |||
| Silver Metis Investment Management Ltd | Islands | Westpac Securities Administration Limited | Australia |
| Magnitude Group Pty Limited | Australia | Westpac Securities Inc. | USA |
| MIF Custodian Trust | New Zealand | Westpac Securities Limited | Australia |
| Mortgage Management Limited | Australia | Westpac Securities NZ Limited | New Zealand |
| Nationwide Management Pty Limited | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| Net Nominees Limited | Australia | Westpac Securitisation Management Pty Limited | Australia |
| Number 120 Limited1 | New Zealand | Westpac Singapore Limited | Singapore |
| Oniston Pty Limited | Australia | Westpac Structured Products Limited | Australia |
| Orion Trust | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Packaging Properties 1 Pty Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Packaging Properties 2 Pty Limited | Australia | Westpac Term PIE Fund | New Zealand |
| Packaging Properties 3 Pty Limited | Australia | Westpac TPS Trust | Australia |
| Partnership Pacific Limited | Australia | Westpac Unit Trust | Australia |
| Partnership Pacific Securities Limited | Australia | Westpac USA Inc. | USA |
| Pashley Investments Pty Limited | Australia | WFAL No.1 Loan Trust | Hong Kong |
Note: Westpac retains 60% ownership of BT Investment Management Limited who lodges separate notices under ASX code „BTT‟
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Page 12 of 12
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