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IGO LIMITED Major Shareholding Notification 2011

Nov 13, 2011

65111_rns_2011-11-13_2a53ceb5-a870-4095-a7c4-5540c8fd45de.pdf

Major Shareholding Notification

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14 November 2011

Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000

Dear Sir/Madam,

Notice of Ceasing to be a Substantial Holder

In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Ceasing to be a Substantial Holder (Form 605) in respect of Independence Group NL.

A notice in substantially the same terms will also be lodged with the ASX on behalf of Westpac Banking Corporation (WBC).

Yours faithfully,

Chris Millard Company Secretary

PO Box 7072 Sydney NSW 2001 Australia

The Chifley Tower Level 15, 2 Chifley Square Sydney NSW 2000 Australia Tel 612 8253 2999

BT Investment Management Limited ABN 28 126 385 822

www.btim.com.au

BT[® ] is a registered trade mark of BT Financial Group Pty Ltd and is used under licence

Form 605

Corporations Law Section 671B Notice of ceasing to be a substantial holder

To Company Name/Scheme INDEPENDENCE GROUP NL ACN/ARSN ABN 46 092 786 304

1. Details of substantial holder(1)

Name

BT Investment Management Limited (BTIM)

ACN/ARSN (if applicable)

ABN 28 126 385 822

The holder ceased to be a substantial holder on 10/11/2011

The previous notice was given to the company on 27/10/2011 The previous notice was dated 25/10/2011

2. Changes in relevant interests

Particulars of each change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest
changed
Nature of
change (4)
Consideration
given in relation
to change (5)
Class (6) and
number of
securities
affected
Person’s
votes
affected
10/11/2011 WBC & its Associates
Westpac Financial Services
Group Limited (WFSG),
Asgard Capital
Management Limited,
Westpac Staff
Superannuation Plan PTY
LTD, BT Funds
Management Limited,
Westpac RE Limited, BT
Funds Management No.2
Limited, Advance Asset
Management Limited, BT
Investment Management
(RE)Limited
See
Schedule
See
Schedule
See
Schedule
See
Schedule

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Westpac Banking Corporation (WBC) Level 20, Westpac Place, 275 Kent St, Sydney
NSW2000
Westpac Financial Services Group Limited
(WFSGL)
Level 20, Westpac Place, 275 Kent St, Sydney
NSW2000
Asgard Capital Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW2000
Westpac Staff Superannuation Plan PTY LTD Level 20, Westpac Place, 275 Kent St Sydney
NSW2000
BT Funds Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW2000
Westpac RE Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW2000
BT Funds Management No.2 Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW2000
Advance Asset Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW2000
BT Investment Management (RE) Limited Level 15, Chifley Tower, 2 Chifley Square,
Sydney NSW2000
INDEPENDENCE GROUP NL Independence Group NL
Suite 4, Level 5, South Shore Piazza
85 South Perth Esplanade,
South Perth
Australia WA 6151
Ph: (08) 9238 8300
Fax:(08) 9238 8399

Signature

print name
sign here

Chris Millard
capacity
CompanySecretary
date
14/11/2011

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.

  • (3) See the definition of “associate” in section 9 of the Corporations Law.

  • (4) Include details of:

  • (a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) Any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of “relevant agreement” in section 9 of the Corporations Law.

  • (5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) The voting shares of a company constitute one class unless divided into separate classes.

  • (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

SCHEDULE 2

Sales & Purchases for the period : 26/10/2011 to 10/11/2011 SECURITY: IGO

Advance Asset Management Limited Advance Asset Management Limited
Date Registered Company Quantity Value
7/11/2011 HSBC Custody Nominees (Australia) Limited. -2,944 -14,749.44
7/11/2011 HSBC Custody Nominees (Australia) Limited. -2,494 -12,494.94
7/11/2011 HSBC Custody Nominees (Australia) Limited. -2,394 -11,993.94
9/11/2011 HSBC Custody Nominees (Australia) Limited. 6,394 32,737.28
10/11/2011 HSBC Custody Nominees (Australia) Limited. -550 -2,700.50
Total -1,988 -9,201.54
Advance Asset Management Limited Total : -1,988 -9,201.54
BT Funds Management Limited
Date Registered Company Quantity Value
27/10/2011 BT Portfolio Services Limited -375 -1,939.91
28/10/2011 BT Portfolio Services Limited 1,459 8,031.65
4/11/2011 BT Portfolio Services Limited 210 1,109.43
4/11/2011 BT Portfolio Services Limited 1,000 5,146.30
4/11/2011 BT Portfolio Services Limited 390 2,040.95
Total 2,684 14,388.41
BT Funds Management Limited Total : 2,684 14,388.41
BT Funds Management No.2 Limited
Date Registered Company Quantity Value
26/10/2011 HSBC Custody Nominees (Australia) Limited. 21,790 112,218.50
Total 21,790 112,218.50
BT Funds Management No.2 Limited Total : 21,790 112,218.50
BT Investment Management (RE) Limited
Date Registered Company Quantity Value
26/10/2011 Australia and New Zealand Banking Group Limited 1,965 10,119.75
Total 1,965 10,119.75
Date Registered Company Quantity Value
10/11/2011 BNP Fund Services Australasia Pty Limited -8,708 -42,669.20
10/11/2011 BNP Fund Services Australasia Pty Limited -5,077 -24,877.30
10/11/2011 BNP Fund Services Australasia Pty Limited -21,725 -106,452.50
10/11/2011 BNP Fund Services Australasia Pty Limited -5,477 -26,837.30
Total -40,987 -200,836.30
Date Registered Company Quantity Value
10/11/2011 Citicorp Nominees Pty Limited -10,176 -49,862.40
10/11/2011 Citicorp Nominees Pty Limited -13,474 -66,022.60
10/11/2011 Citicorp Nominees Pty Limited -19,852 -97,274.80
10/11/2011 Citicorp Nominees Pty Limited -30,098 -147,480.20
Total -73,600 -360,640.00
Date Registered Company Quantity Value
26/10/2011 HSBC Custody Nominees (Australia) Limited. 100,184 515,947.60
10/11/2011 HSBC Custody Nominees (Australia) Limited. -19,064 -93,413.60
10/11/2011 HSBC Custody Nominees (Australia) Limited. -2,465 -12,078.50
10/11/2011 HSBC Custody Nominees (Australia) Limited. -11,377 -55,747.30
Total 67,278 354,708.20
Date Registered Company Quantity Value
28/10/2011 IAG Nominees Limited -1,370 -7,356.90
28/10/2011 IAG Nominees Limited -1,430 -7,679.10
10/11/2011 IAG Nominees Limited -3,287 -16,106.30
10/11/2011 IAG Nominees Limited -5,329 -26,112.10
10/11/2011 IAG Nominees Limited -2,594 -12,710.60
10/11/2011 IAG Nominees Limited -1,861 -9,118.90
10/11/2011 IAG Nominees Limited -4,123 -20,202.70
10/11/2011 IAG Nominees Limited -1,524 -7,467.60
10/11/2011 IAG Nominees Limited -12,812 -62,778.80
Total -34,330 -169,533.00
Date Registered Company Quantity Value
7/11/2011 National Australia Bank Limited -16,958 -85,298.74
9/11/2011 National Australia Bank Limited -13,432 -68,637.52
9/11/2011 National Australia Bank Limited -13,720 -70,109.20
9/11/2011 National Australia Bank Limited -2,484 -12,693.24
9/11/2011 National Australia Bank Limited -10,323 -52,750.53
9/11/2011 National Australia Bank Limited -27,212 -139,053.32
9/11/2011 National Australia Bank Limited -4,716 -24,098.76
9/11/2011 National Australia Bank Limited -12,684 -64,815.24
9/11/2011 National Australia Bank Limited -51,385 -262,577.35
9/11/2011 National Australia Bank Limited -9,652 -49,321.72
10/11/2011 National Australia Bank Limited -1,635 -8,011.50
10/11/2011 National Australia Bank Limited -2,279 -11,167.10
10/11/2011 National Australia Bank Limited -4,946 -24,235.40
10/11/2011 National Australia Bank Limited -3,428 -16,797.20
Total -174,854 -889,566.82
Date Registered Company Quantity Value
26/10/2011 National Australian Custodian Services 15,496 79,804.40
26/10/2011 National Australian Custodian Services 8,050 41,457.50
26/10/2011 National Australian Custodian Services 4,281 22,047.15
Total 27,827 143,309.05
Date Registered Company Quantity Value
26/10/2011 National Nominees Limited 4,694 24,174.10
Total 4,694 24,174.10
BT Investment Management (RE) Limited Total : -222,007 -1,088,265.02
Westpac Staff Superannuation Plan PTY LTD
Date Registered Company Quantity Value
28/10/2011 HSBC Custody Nominees (Australia) Limited. 1,008 5,412.96
Total 1,008 5,412.96
Westpac Staff Superannuation Plan PTY LTD Total : 1,008 5,412.96

ANNEXURE A – ASSOCIATED COMPANIES

This is annexure ‘A’ (being 4 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac and its associated entities

Tim Hartin – Company Secretary WBC – 10/11/2011

Westpac Banking Corporation Australia St.George Business Finance Pty Limited Australia
1925 (Commercial) Pty Limited Australia St.George Custodial Pty Limited Australia
1925 (Industrial) Pty Limited Australia St.George Equity Finance Limited Australia
1925 Advances Pty Limited Australia St.George Finance Holdings Limited Australia
Papua New
A.G.C. (Pacific) Limited Guinea St.George Finance Limited Australia
Advance Asset Management Limited Australia St.George Financial Investments 1 Pty Limited Australia
Altitude Administration Pty Limited Australia St.George Financial Services Limited Australia
Altitude Rewards Pty Limited Australia St.George Group Holdings Pty Limited Australia
Aotearoa Financial Services Limited New Zealand St.George Insurance Australia Pty Limited Australia
Ascalon Capital Managers Limited Australia St.George Life Limited Australia
Ascalon Funds Seed Pool Trust Australia St.George Motor Finance Limited Australia
Ascalon Funds Seed Pool Trust No. 2 Australia Hastings Forestry Investments Limited New Zealand
Asgard Capital Management Limited Australia HLT Custodian Trust New Zealand
Asgard Wealth Solutions Limited Australia MIF Custodian Trust New Zealand
Assirt Software Pty Limited Australia Number 120 Limited1 New Zealand
Athena Finance Pty Limited Australia St.George New Zealand Limited New Zealand
Australian Infrastructure Fund International 1 Pty
Limited Australia Hastings Funds Management (UK) Limited UK
Australian Loan Processing Security Company Pty
Limited Australia Hastings Advisers LLC USA
Australian Loan Processing Security Trust Australia Hastings Funds Management (USA) Inc. USA
Autodirect Pty Limited Australia Hastings Investment Capital LP USA
Beech Trust Australia Hastings Investment LLC USA
Belliston Pty Limited Australia Southern Cross Inc. USA
Bill Acceptance Corporation Limited Australia St.George Procurement Management Pty Limited Australia
BLE Capital Investments Pty Limited Australia St.George Security Holdings Pty Limited Australia
BLE Capital Limited Australia St.George Wealth Management Pty Limited Australia
BLE Development Pty Limited Australia St.George WEL Pty. Limited Australia
BLE Holdings Pty Limited Australia Sydney Capital Corp Inc USA
BT (Queensland) Pty Limited Australia Tasman LLC USA
BT Australia Pty Limited Australia Tasman Pacific Investments Pty Limited Australia
BT Financial Group (NZ) Limited New Zealand Tavarua Funding Trust III USA
BT Financial Group Pty Limited Australia Tavarua Funding Trust IV USA
BT Funds Management (NZ) Limited New Zealand TBNZ Investments (UK) Limited UK
BT Funds Management Limited Australia Teuton Pty Limited Australia
BT Funds Management No.2 Limited Australia The Home Mortgage Company Limited New Zealand
BT Investment Management (RE) Limited Australia The Mortgage Company Pty Limited Australia
BT Investment Management Limited Australia The Warehouse Financial Services Limited New Zealand
BT Investment Management No.2 Limited Australia TIF International 1 Pty Limited Australia
BT Life Limited Australia TPC Services Australia Pty Limited Australia

BT Portfolio Services Limited Australia Value Nominees Pty Limited Australia BT Securities Limited Australia W1 Investments Pty Limited Australia Canberra Advance Property Limited Australia Waratah Receivables Corp Pty Limited Australia Castlereagh Trust Australia Waratah Securities Australia Limited Australia CBA Limited Australia Westpac (NZ) Investments Limited New Zealand Challenge Finance Pty Limited Australia Westpac Administration Pty Limited Australia Challenge Limited Australia Westpac Altitude Rewards Trust Australia Codrington S.a.r.l. Luxembourg Westpac Americas Inc. USA Crusade ABS Series 2008-1 Australia Westpac Asian Lending Pty Limited Australia Crusade ABS Series 2008-2 Australia Westpac Asset Services Pty Limited Australia Crusade CP Management Pty Limited Australia Westpac Bank of Tonga Tonga Crusade CP No.1 Pty Limited Australia Westpac Bank Samoa Limited Samoa Papua New Crusade CP Trust No. 41 Australia Westpac Bank-PNG-Limited Guinea Crusade CP Trust No. 44 Australia Westpac Capital Corporation USA Crusade CP Trust No. 48 Australia Westpac Capital Holdings Inc. USA Crusade CP Trust No. 49 Australia Westpac Capital Trust III USA Crusade CP Trust No. 50 Australia Westpac Capital Trust IV USA Crusade CP Trust No. 52 Australia Westpac Capital-NZ-Limited New Zealand Crusade CP Trust No. 53 Australia Westpac Cook Cove Trust I Australia Crusade CP Trust No. 54 Australia Westpac Cook Cove Trust II Australia Crusade CP Trust No. 55 Australia Westpac NZ Covered Bond Holdings Limited New Zealand Crusade CP Trust No. 56 Australia Westpac NZ Covered Bond Limited New Zealand Crusade CP Trust No. 57 Australia Westpac Custodian Nominees Limited Australia Crusade CP Trust No. 58 Australia Westpac Debt Securities Pty Limited Australia Crusade CP Trust No. 60 Australia Westpac Delta LLC USA Crusade Euro Trust 1E of 2004 Australia Westpac Direct Equity Investments Pty Limited Australia Crusade Euro Trust 1E of 2006 Australia Westpac Equipment Finance (No.1) Pty Limited Australia Crusade Euro Trust 1E of 2007 Australia Westpac Equipment Finance Limited Australia Crusade Global Trust 1 of 2003 Australia Westpac Equity Holdings Pty Limited Australia Crusade Global Trust 1 of 2004 Australia Westpac Equity Investments NZ Limited New Zealand Crusade Global Trust 1 of 2005 Australia Westpac Equity Pty Limited Australia Crusade Global Trust 1 of 2006 Australia Westpac Europe Limited UK Crusade Global Trust 1 of 2007 Australia Westpac Finance (HK) Limited Hong Kong Crusade Global Trust 2 of 2003 Australia Westpac Financial Consultants Limited Australia Crusade Global Trust 2 of 2004 Australia Westpac Financial Holdings Pty Limited Australia Crusade Global Trust 2 of 2005 Australia Westpac Financial Services Group Limited Australia Crusade Global Trust 2 of 2006 Australia Westpac Financial Services Group-NZ-Limited New Zealand Crusade Management Limited Australia Westpac Financial Services Limited Australia Crusade Trust 1A of 2005 Australia Westpac Funding Holdings Pty Limited Australia Crusade Trust 2P of 2008 Australia Westpac Funds Financing Holdco Pty Limited Australia Danaby Pty Limited Australia Westpac Funds Financing Pty Limited Australia Enfield Downs Pty Limited Australia Westpac General Insurance Limited Australia

eQR Securities Pty. Limited (formerly Pact
Accountants Investment Group Pty Limited) Australia Westpac General Insurance Services Limited Australia
FAI No. 2 Trust Australia Westpac Group Investment-NZ-Limited New Zealand
First Residential Property Trust Australia Westpac Group Investments Australia Pty Limited Australia
G.C.L. Investments Pty Limited Australia Westpac Holdings-NZ-Limited New Zealand
Gemini Trust Australia Westpac Investment Capital Corporation USA
General Credit Holdings Pty Limited Australia Westpac Investment Vehicle No.2 Pty Limited Australia
General Credits Pty Limited Australia Westpac Investment Vehicle No.3 Pty Limited Australia
Halcyon Securities Limited Australia Westpac Investment Vehicle No.4 Pty Limited Australia
Hastings Forests Australia Pty Limited Australia Westpac Investment Vehicle Pty Limited Australia
Hastings Funds Management Limited Australia Westpac Investments U.K. Limited UK
Hastings Group Pty Limited Australia Westpac Leasing Nominees-Vic.-Pty Limited Australia
Hastings Management Pty Limited Australia Westpac Lenders Mortgage Insurance Limited Australia
Hastings Private Equity Fund IIA Pty Limited Australia Westpac Life Insurance Services Limited Australia
Hastings Private Equity Fund IIB Pty Limited Australia Westpac Life-NZ-Limited New Zealand
Hickory Trust Australia Westpac Matching Gifts Limited Australia
Hitton Pty Limited Australia Westpac New Zealand Group Limited New Zealand
Infrastructure Australia (No.3) Limited Australia Westpac New Zealand Limited New Zealand
Infrastructure Australia (No.4) Limited Australia Westpac Nominees-NZ-Limited New Zealand
Magnitude Group Pty Limited Australia Westpac NZ Operations Limited New Zealand
Mortgage Management Limited Australia Westpac NZ Securitisation Holdings Limited New Zealand
Nationwide Management Pty Limited Australia Westpac NZ Securitisation Limited New Zealand
Net Nominees Limited Australia Westpac Overseas Holdings No. 2 Pty Limited Australia
Oakjet Pty Limited Australia Westpac Overseas Holdings Pty Limited Australia
Oniston Pty Limited Australia Westpac Pacific Limited Partnership Australia
Orion Trust Australia Westpac Private Equity Pty Limited Australia
Packaging Properties 1 Pty Limited Australia Westpac Properties Limited Australia
Packaging Properties 2 Pty Limited Australia Westpac RE Limited Australia
Packaging Properties 3 Pty Limited Australia Westpac Residential Property Trust Australia
Partnership Pacific Limited Australia Westpac Residential Real Estate Investment Trust I Australia
Partnership Pacific Securities Limited Australia Westpac Residential Real Estate Investment Trust II Australia
Pashley Investments Pty Limited Australia Westpac Securities Administration Limited Australia
Phoenix Trust Australia Westpac Securities Inc. USA
Qvalent Pty Limited Australia Westpac Securities Limited Australia
RAMS Financial Group Pty Limited Australia Westpac Securities NZ Limited New Zealand
Real Estate Investment Trust B Australia Westpac Securitisation Holdings Pty Limited Australia
RESI-Statewide Mortgage Corporation Pty Limited Australia Westpac Securitisation Management Pty Limited Australia
RMS Warehouse Trust 2007-1 Australia Westpac Singapore Limited Singapore
Sallmoor Pty Limited Australia Westpac Structured Products Limited Australia
Securitor Financial Group Limited Australia Westpac Superannuation Nominees-NZ-Limited New Zealand
Series 2005-1G WST Trust Australia Westpac Syndications Management Pty Limited Australia
Series 2007-1G WST Trust Australia Westpac Term PIE Fund New Zealand
Series 2008-1M WST Trust Australia Westpac TPS Trust Australia
Series 2009-1 WST Trust Australia Westpac Unit Trust Australia
Series 2011-1 WST Trust Australia Westpac USA Inc. USA
Sixty Martin Place (Holdings) Pty Limited Australia WFAL No.1 Loan Trust Australia
St.George APL Pty Limited Australia

Note: Westpac retains 60% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’ BT Investment Management Limited (60%) Australia BT Investment Management (RE) Limited (Subsidiary of BT Investment Management Limited) Australia