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IGO LIMITED — Major Shareholding Notification 2011
Nov 13, 2011
65111_rns_2011-11-13_fb19d2e6-8ea9-4b49-90c2-9cf90d8b5cea.pdf
Major Shareholding Notification
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Form 605
Corporations Law Section 671B Notice of ceasing to be a substantial holder
To Company Name/Scheme INDEPENDENCE GROUP NL ACN/ARSN ABN 46 092 786 304
1. Details of substantial holder(1)
Name WESTPAC BANKING CORPORATION (WBC) and its associated companies listed in Annexure ‘A’ ACN/ARSN (if applicable) ABN 33 007 457 141 The holder ceased to be a substantial holder on 10/11/2011 The previous notice was given to the company on 27/10/2011 The previous notice was dated 25/10/2011
2. Changes in relevant interests
Particulars of each change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 10/11/2011 | WBC & its Associates Westpac Financial Services Group Limited (WFSG), Asgard Capital Management Limited, Westpac Staff Superannuation Plan PTY LTD, BT Funds Management Limited, Westpac RE Limited, BT Funds Management No.2 Limited, Advance Asset Management Limited, BT Investment Management (RE)Limited |
See Schedule |
See Schedule |
See Schedule |
See Schedule |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW2000 |
| Westpac Financial Services Group Limited (WFSGL) |
Level 20, Westpac Place, 275 Kent St, Sydney NSW2000 |
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| Westpac Staff Superannuation Plan PTY LTD | Level 20, Westpac Place, 275 Kent St Sydney NSW2000 |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| Westpac RE Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| BT Funds Management No.2 Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| BT Investment Management (RE) Limited | Level 15, Chifley Tower, 2 Chifley Square, Sydney NSW2000 |
| INDEPENDENCE GROUP NL | Independence Group NL Suite 4, Level 5, South Shore Piazza 85 South Perth Esplanade, South Perth Australia WA 6151 Ph: (08) 9238 8300 Fax: (08) 9238 8399 |
Signature
| print name sign here |
Tim Hartin capacity CompanySecretary |
|---|---|
| date 14/11/2011 |
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
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(2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
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(3) See the definition of “associate” in section 9 of the Corporations Law.
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(4) Include details of:
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(a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) Any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
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See the definition of “relevant agreement” in section 9 of the Corporations Law.
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(5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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(6) The voting shares of a company constitute one class unless divided into separate classes.
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(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
SCHEDULE 2
Sales & Purchases for the period : 26/10/2011 to 10/11/2011 SECURITY: IGO
| Advance Asset Management Limited | Advance Asset Management Limited | ||
|---|---|---|---|
| Date | Registered Company | Quantity | Value |
| 7/11/2011 | HSBC Custody Nominees (Australia) Limited. | -2,944 | -14,749.44 |
| 7/11/2011 | HSBC Custody Nominees (Australia) Limited. | -2,494 | -12,494.94 |
| 7/11/2011 | HSBC Custody Nominees (Australia) Limited. | -2,394 | -11,993.94 |
| 9/11/2011 | HSBC Custody Nominees (Australia) Limited. | 6,394 | 32,737.28 |
| 10/11/2011 | HSBC Custody Nominees (Australia) Limited. | -550 | -2,700.50 |
| Total | -1,988 | -9,201.54 | |
| Advance Asset Management Limited Total : | -1,988 | -9,201.54 | |
| BT Funds Management Limited | |||
| Date | Registered Company | Quantity | Value |
| 27/10/2011 | BT Portfolio Services Limited | -375 | -1,939.91 |
| 28/10/2011 | BT Portfolio Services Limited | 1,459 | 8,031.65 |
| 4/11/2011 | BT Portfolio Services Limited | 210 | 1,109.43 |
| 4/11/2011 | BT Portfolio Services Limited | 1,000 | 5,146.30 |
| 4/11/2011 | BT Portfolio Services Limited | 390 | 2,040.95 |
| Total | 2,684 | 14,388.41 | |
| BT Funds Management Limited Total : | 2,684 | 14,388.41 | |
| BT Funds Management No.2 Limited | |||
| Date | Registered Company | Quantity | Value |
| 26/10/2011 | HSBC Custody Nominees (Australia) Limited. | 21,790 | 112,218.50 |
| Total | 21,790 | 112,218.50 | |
| BT Funds Management No.2 Limited Total : | 21,790 | 112,218.50 | |
| BT Investment Management (RE) Limited | |||
| Date | Registered Company | Quantity | Value |
| 26/10/2011 | Australia and New Zealand Banking Group Limited | 1,965 | 10,119.75 |
| Total | 1,965 | 10,119.75 | |
| Date | Registered Company | Quantity | Value |
| 10/11/2011 | BNP Fund Services Australasia Pty Limited | -8,708 | -42,669.20 |
| 10/11/2011 | BNP Fund Services Australasia Pty Limited | -5,077 | -24,877.30 |
| 10/11/2011 | BNP Fund Services Australasia Pty Limited | -21,725 | -106,452.50 |
| 10/11/2011 | BNP Fund Services Australasia Pty Limited | -5,477 | -26,837.30 |
| Total | -40,987 | -200,836.30 | |
| Date | Registered Company | Quantity | Value |
| 10/11/2011 | Citicorp Nominees Pty Limited | -10,176 | -49,862.40 |
| 10/11/2011 | Citicorp Nominees Pty Limited | -13,474 | -66,022.60 |
| 10/11/2011 | Citicorp Nominees Pty Limited | -19,852 | -97,274.80 |
| 10/11/2011 | Citicorp Nominees Pty Limited | -30,098 | -147,480.20 |
|---|---|---|---|
| Total | -73,600 | -360,640.00 | |
| Date | Registered Company | Quantity | Value |
| 26/10/2011 | HSBC Custody Nominees (Australia) Limited. | 100,184 | 515,947.60 |
| 10/11/2011 | HSBC Custody Nominees (Australia) Limited. | -19,064 | -93,413.60 |
| 10/11/2011 | HSBC Custody Nominees (Australia) Limited. | -2,465 | -12,078.50 |
| 10/11/2011 | HSBC Custody Nominees (Australia) Limited. | -11,377 | -55,747.30 |
| Total | 67,278 | 354,708.20 | |
| Date | Registered Company | Quantity | Value |
| 28/10/2011 | IAG Nominees Limited | -1,370 | -7,356.90 |
| 28/10/2011 | IAG Nominees Limited | -1,430 | -7,679.10 |
| 10/11/2011 | IAG Nominees Limited | -3,287 | -16,106.30 |
| 10/11/2011 | IAG Nominees Limited | -5,329 | -26,112.10 |
| 10/11/2011 | IAG Nominees Limited | -2,594 | -12,710.60 |
| 10/11/2011 | IAG Nominees Limited | -1,861 | -9,118.90 |
| 10/11/2011 | IAG Nominees Limited | -4,123 | -20,202.70 |
| 10/11/2011 | IAG Nominees Limited | -1,524 | -7,467.60 |
| 10/11/2011 | IAG Nominees Limited | -12,812 | -62,778.80 |
| Total | -34,330 | -169,533.00 | |
| Date | Registered Company | Quantity | Value |
| 7/11/2011 | National Australia Bank Limited | -16,958 | -85,298.74 |
| 9/11/2011 | National Australia Bank Limited | -13,432 | -68,637.52 |
| 9/11/2011 | National Australia Bank Limited | -13,720 | -70,109.20 |
| 9/11/2011 | National Australia Bank Limited | -2,484 | -12,693.24 |
| 9/11/2011 | National Australia Bank Limited | -10,323 | -52,750.53 |
| 9/11/2011 | National Australia Bank Limited | -27,212 | -139,053.32 |
| 9/11/2011 | National Australia Bank Limited | -4,716 | -24,098.76 |
| 9/11/2011 | National Australia Bank Limited | -12,684 | -64,815.24 |
| 9/11/2011 | National Australia Bank Limited | -51,385 | -262,577.35 |
| 9/11/2011 | National Australia Bank Limited | -9,652 | -49,321.72 |
| 10/11/2011 | National Australia Bank Limited | -1,635 | -8,011.50 |
| 10/11/2011 | National Australia Bank Limited | -2,279 | -11,167.10 |
| 10/11/2011 | National Australia Bank Limited | -4,946 | -24,235.40 |
| 10/11/2011 | National Australia Bank Limited | -3,428 | -16,797.20 |
| Total | -174,854 | -889,566.82 | |
| Date | Registered Company | Quantity | Value |
| 26/10/2011 | National Australian Custodian Services | 15,496 | 79,804.40 |
| 26/10/2011 | National Australian Custodian Services | 8,050 | 41,457.50 |
| 26/10/2011 | National Australian Custodian Services | 4,281 | 22,047.15 |
| Total | 27,827 | 143,309.05 | |
| Date | Registered Company | Quantity | Value |
| 26/10/2011 | National Nominees Limited | 4,694 | 24,174.10 |
| Total | 4,694 | 24,174.10 | |
| BT Investment Management (RE) Limited Total : | -222,007 | -1,088,265.02 | |
| Westpac Staff | Superannuation Plan PTY LTD | ||
| Date | Registered Company | Quantity | Value |
| 28/10/2011 | HSBC Custody Nominees (Australia) Limited. | 1,008 | 5,412.96 |
|---|---|---|---|
| Total | 1,008 | 5,412.96 | |
| Westpac Staff Superannuation Plan PTY LTD Total : | 1,008 | 5,412.96 |
ANNEXURE A – ASSOCIATED COMPANIES
This is annexure ‘A’ (being 4 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac and its associated entities
| Tim Hartin – Company Secretary WBC – 10/11/2011 | Tim Hartin – Company Secretary WBC – 10/11/2011 | |||
|---|---|---|---|---|
| Westpac Banking Corporation | Australia | St.George Business Finance Pty Limited | Australia | |
| 1925 (Commercial) Pty Limited | Australia | St.George Custodial Pty Limited | Australia | |
| 1925 (Industrial) Pty Limited | Australia | St.George Equity Finance Limited | Australia | |
| 1925 Advances Pty Limited | Australia | St.George Finance Holdings Limited | Australia | |
| Papua New | ||||
| A.G.C. (Pacific) Limited | Guinea | St.George Finance Limited | Australia | |
| Advance Asset Management Limited | Australia | St.George Financial Investments 1 Pty Limited | Australia | |
| Altitude Administration Pty Limited | Australia | St.George Financial Services Limited | Australia | |
| Altitude Rewards Pty Limited | Australia | St.George Group Holdings Pty Limited | Australia | |
| Aotearoa Financial Services Limited | New Zealand | St.George Insurance Australia Pty Limited | Australia | |
| Ascalon Capital Managers Limited | Australia | St.George Life Limited | Australia | |
| Ascalon Funds Seed Pool Trust | Australia | St.George Motor Finance Limited | Australia | |
| Ascalon Funds Seed Pool Trust No. 2 | Australia | Hastings Forestry Investments Limited | New Zealand | |
| Asgard Capital Management Limited | Australia | HLT Custodian Trust | New Zealand | |
| Asgard Wealth Solutions Limited | Australia | MIF Custodian Trust | New Zealand | |
| Assirt Software Pty Limited | Australia | Number 120 Limited1 | New Zealand | |
| Athena Finance Pty Limited | Australia | St.George New Zealand Limited | New Zealand | |
| Australian Infrastructure Fund International 1 Pty | ||||
| Limited | Australia | Hastings Funds Management (UK) Limited | UK | |
| Australian Loan Processing Security Company Pty | ||||
| Limited | Australia | Hastings Advisers LLC | USA | |
| Australian Loan Processing Security Trust | Australia | Hastings Funds Management (USA) Inc. | USA | |
| Autodirect Pty Limited | Australia | Hastings Investment Capital LP | USA | |
| Beech Trust | Australia | Hastings Investment LLC | USA | |
| Belliston Pty Limited | Australia | Southern Cross Inc. | USA | |
| Bill Acceptance Corporation Limited | Australia | St.George Procurement Management | Pty Limited | Australia |
| BLE Capital Investments Pty Limited | Australia | St.George Security Holdings Pty Limited | Australia | |
| BLE Capital Limited | Australia | St.George Wealth Management Pty Limited | Australia | |
| BLE Development Pty Limited | Australia | St.George WEL Pty. Limited | Australia | |
| BLE Holdings Pty Limited | Australia | Sydney Capital Corp Inc | USA | |
| BT (Queensland) Pty Limited | Australia | Tasman LLC | USA | |
| BT Australia Pty Limited | Australia | Tasman Pacific Investments Pty Limited | Australia | |
| BT Financial Group (NZ) Limited | New Zealand | Tavarua Funding Trust III | USA | |
| BT Financial Group Pty Limited | Australia | Tavarua Funding Trust IV | USA | |
| BT Funds Management (NZ) Limited | New Zealand | TBNZ Investments (UK) Limited | UK | |
| BT Funds Management Limited | Australia | Teuton Pty Limited | Australia | |
| BT Funds Management No.2 Limited | Australia | The Home Mortgage Company Limited | New Zealand | |
| BT Investment Management (RE) Limited | Australia | The Mortgage Company Pty Limited | Australia | |
| BT Investment Management Limited | Australia | The Warehouse Financial Services Limited | New Zealand | |
| BT Investment Management No.2 Limited | Australia | TIF International 1 Pty Limited | Australia | |
| BT Life Limited | Australia | TPC Services Australia Pty Limited | Australia |
BT Portfolio Services Limited Australia Value Nominees Pty Limited Australia BT Securities Limited Australia W1 Investments Pty Limited Australia Canberra Advance Property Limited Australia Waratah Receivables Corp Pty Limited Australia Castlereagh Trust Australia Waratah Securities Australia Limited Australia CBA Limited Australia Westpac (NZ) Investments Limited New Zealand Challenge Finance Pty Limited Australia Westpac Administration Pty Limited Australia Challenge Limited Australia Westpac Altitude Rewards Trust Australia Codrington S.a.r.l. Luxembourg Westpac Americas Inc. USA Crusade ABS Series 2008-1 Australia Westpac Asian Lending Pty Limited Australia Crusade ABS Series 2008-2 Australia Westpac Asset Services Pty Limited Australia Crusade CP Management Pty Limited Australia Westpac Bank of Tonga Tonga Crusade CP No.1 Pty Limited Australia Westpac Bank Samoa Limited Samoa Papua New Crusade CP Trust No. 41 Australia Westpac Bank-PNG-Limited Guinea Crusade CP Trust No. 44 Australia Westpac Capital Corporation USA Crusade CP Trust No. 48 Australia Westpac Capital Holdings Inc. USA Crusade CP Trust No. 49 Australia Westpac Capital Trust III USA Crusade CP Trust No. 50 Australia Westpac Capital Trust IV USA Crusade CP Trust No. 52 Australia Westpac Capital-NZ-Limited New Zealand Crusade CP Trust No. 53 Australia Westpac Cook Cove Trust I Australia Crusade CP Trust No. 54 Australia Westpac Cook Cove Trust II Australia Crusade CP Trust No. 55 Australia Westpac NZ Covered Bond Holdings Limited New Zealand Crusade CP Trust No. 56 Australia Westpac NZ Covered Bond Limited New Zealand Crusade CP Trust No. 57 Australia Westpac Custodian Nominees Limited Australia Crusade CP Trust No. 58 Australia Westpac Debt Securities Pty Limited Australia Crusade CP Trust No. 60 Australia Westpac Delta LLC USA Crusade Euro Trust 1E of 2004 Australia Westpac Direct Equity Investments Pty Limited Australia Crusade Euro Trust 1E of 2006 Australia Westpac Equipment Finance (No.1) Pty Limited Australia Crusade Euro Trust 1E of 2007 Australia Westpac Equipment Finance Limited Australia Crusade Global Trust 1 of 2003 Australia Westpac Equity Holdings Pty Limited Australia Crusade Global Trust 1 of 2004 Australia Westpac Equity Investments NZ Limited New Zealand Crusade Global Trust 1 of 2005 Australia Westpac Equity Pty Limited Australia Crusade Global Trust 1 of 2006 Australia Westpac Europe Limited UK Crusade Global Trust 1 of 2007 Australia Westpac Finance (HK) Limited Hong Kong Crusade Global Trust 2 of 2003 Australia Westpac Financial Consultants Limited Australia Crusade Global Trust 2 of 2004 Australia Westpac Financial Holdings Pty Limited Australia Crusade Global Trust 2 of 2005 Australia Westpac Financial Services Group Limited Australia Crusade Global Trust 2 of 2006 Australia Westpac Financial Services Group-NZ-Limited New Zealand Crusade Management Limited Australia Westpac Financial Services Limited Australia Crusade Trust 1A of 2005 Australia Westpac Funding Holdings Pty Limited Australia Crusade Trust 2P of 2008 Australia Westpac Funds Financing Holdco Pty Limited Australia Danaby Pty Limited Australia Westpac Funds Financing Pty Limited Australia Enfield Downs Pty Limited Australia Westpac General Insurance Limited Australia
| eQR Securities Pty. Limited (formerly Pact | |||
|---|---|---|---|
| Accountants Investment Group Pty Limited) | Australia | Westpac General Insurance Services Limited | Australia |
| FAI No. 2 Trust | Australia | Westpac Group Investment-NZ-Limited | New Zealand |
| First Residential Property Trust | Australia | Westpac Group Investments Australia Pty Limited | Australia |
| G.C.L. Investments Pty Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
| Gemini Trust | Australia | Westpac Investment Capital Corporation | USA |
| General Credit Holdings Pty Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| General Credits Pty Limited | Australia | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Halcyon Securities Limited | Australia | Westpac Investment Vehicle No.4 Pty Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Funds Management Limited | Australia | Westpac Investments U.K. Limited | UK |
| Hastings Group Pty Limited | Australia | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Management Pty Limited | Australia | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac Life Insurance Services Limited | Australia |
| Hastings Private Equity Fund IIB Pty Limited | Australia | Westpac Life-NZ-Limited | New Zealand |
| Hickory Trust | Australia | Westpac Matching Gifts Limited | Australia |
| Hitton Pty Limited | Australia | Westpac New Zealand Group Limited | New Zealand |
| Infrastructure Australia (No.3) Limited | Australia | Westpac New Zealand Limited | New Zealand |
| Infrastructure Australia (No.4) Limited | Australia | Westpac Nominees-NZ-Limited | New Zealand |
| Magnitude Group Pty Limited | Australia | Westpac NZ Operations Limited | New Zealand |
| Mortgage Management Limited | Australia | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Nationwide Management Pty Limited | Australia | Westpac NZ Securitisation Limited | New Zealand |
| Net Nominees Limited | Australia | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| Oakjet Pty Limited | Australia | Westpac Overseas Holdings Pty Limited | Australia |
| Oniston Pty Limited | Australia | Westpac Pacific Limited Partnership | Australia |
| Orion Trust | Australia | Westpac Private Equity Pty Limited | Australia |
| Packaging Properties 1 Pty Limited | Australia | Westpac Properties Limited | Australia |
| Packaging Properties 2 Pty Limited | Australia | Westpac RE Limited | Australia |
| Packaging Properties 3 Pty Limited | Australia | Westpac Residential Property Trust | Australia |
| Partnership Pacific Limited | Australia | Westpac Residential Real Estate Investment Trust I | Australia |
| Partnership Pacific Securities Limited | Australia | Westpac Residential Real Estate Investment Trust II | Australia |
| Pashley Investments Pty Limited | Australia | Westpac Securities Administration Limited | Australia |
| Phoenix Trust | Australia | Westpac Securities Inc. | USA |
| Qvalent Pty Limited | Australia | Westpac Securities Limited | Australia |
| RAMS Financial Group Pty Limited | Australia | Westpac Securities NZ Limited | New Zealand |
| Real Estate Investment Trust B | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| RESI-Statewide Mortgage Corporation Pty Limited | Australia | Westpac Securitisation Management Pty Limited | Australia |
| RMS Warehouse Trust 2007-1 | Australia | Westpac Singapore Limited | Singapore |
| Sallmoor Pty Limited | Australia | Westpac Structured Products Limited | Australia |
| Securitor Financial Group Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
|---|---|---|---|
| Series 2005-1G WST Trust | Australia | Westpac Syndications Management Pty Limited | Australia |
| Series 2007-1G WST Trust | Australia | Westpac Term PIE Fund | New Zealand |
| Series 2008-1M WST Trust | Australia | Westpac TPS Trust | Australia |
| Series 2009-1 WST Trust | Australia | Westpac Unit Trust | Australia |
| Series 2011-1 WST Trust | Australia | Westpac USA Inc. | USA |
| Sixty Martin Place (Holdings) Pty Limited | Australia | WFAL No.1 Loan Trust | Australia |
| St.George APL Pty Limited | Australia |
Note: Westpac retains 60% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’ BT Investment Management Limited (60%) Australia BT Investment Management (RE) Limited (Subsidiary of BT Investment Management Limited) Australia