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IGO LIMITED — Major Shareholding Notification 2009
Dec 13, 2009
65111_rns_2009-12-13_ccb5338a-3bd8-4301-9215-0e582e8d3cb1.pdf
Major Shareholding Notification
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Close Form 603 page 1/2 15 July 2001
User Guide
Annexure
Insert Agent Details
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
Independence Group NL (IGO)
ACN/ARSN
092 786 304
1. Details of substantial holder (1)
Name
BlackRock Investment Management (Australia) LimitedACN/ARSN (if applicable)
006 165 975
ACN/ARSN (if applicable)
The holder became a substantial holder on
02 / / 12 2009
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ordinary |
8,686,021 |
8,686,021 |
7.64% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Appendix A |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities Appendix A
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
Appendix B |
||||
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User Guide
Close Form 603 page 2/2 15 July 2001
Annexure
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association Appendix A Name Address Appendix A
7. Addresses
The addresses of persons named in this form are as follows:
Signature
print name
Con Tzatzakissign herecapacity
Directordate /12/2009
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
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(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
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(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
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(4) The voting shares of a company constitute one class unless divided into separate classes.
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(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
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(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
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(7) Include details of:
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(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
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See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
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(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
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(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure
Appendix A
| Entity Name | class | Number of Securities |
Nature of Association |
Entity Address |
|---|---|---|---|---|
| BlackRock Advisors (UK) Ltd. | ORD | 42,057 | same ultimate | Murray House |
| holding company | 1Royal Mint Court | |||
| London, EC3N 4HH, UK | ||||
| BlackRock Investment Management | ORD | 104,562 | same ultimate | 33 King William Street |
| (UK) Ltd | holding company | London EC4R 9AS, UK | ||
| BlackRock Fund Advisors | ORD | 131,404 | same ultimate | 400 Howard Street |
| holding company | San Francisco, CA, 94105 | |||
| BlackRock Institutional Trust Company, | ORD | 367,690 | same ultimate | 400 Howard Street |
| N.A. | holding company | San Francisco, CA, 94105 | ||
| BlackRock Investment Management | ORD | 1,298,988 | same ultimate | Level 19, 120 Collins St |
| (Aust) Ltd | holding company | Melbourne Australia | ||
| BlackRock Fund Managers Ltd | ORD | 3,000,000 | same ultimate | 33 King William Street |
| holding company | London EC4R 9AS, UK | |||
| BlackRock Asset Management Australia | ORD | 3,741,320 | same ultimate | Level 43, Grosvenor Place |
| Limited | holding company | 225 George Street | ||
| Sydney NSW 2000 Australia |
App A - IGO
Appendix B
Indipendence Group N.L. (IGO)
| Trade Date | Buy Sell Desc | Consideration | Units |
|---|---|---|---|
| 03-Aug-09 | Sell | 121 | -23 |
| 05-Aug-09 | B | 49,491 | 9,449 |
| 06-Aug-09 | S | 126,477 | -23,607 |
| 10-Aug-09 | Sell | 68,202 | 13,452 |
| 10-Aug-09 | Sell | 5 | -1 |
| 10-Aug-09 | B | 246,717 | 48,075 |
| 11-Aug-09 | B | 64,252 | 13,195 |
| 12-Aug-09 | Buy | 5 | 1 |
| 12-Aug-09 | B | 129,796 | 26,378 |
| 13-Aug-09 | Sell | 40 | -8 |
| 13-Aug-09 | B | 154,567 | 30,762 |
| 14-Aug-09 | Buy | 50,135 | 10,054 |
| 14-Aug-09 | B | 53,367 | 10,701 |
| 17-Aug-09 | B | 29,031 | 5,941 |
| 17-Aug-09 | S | 18,041 | -3,702 |
| 19-Aug-09 | S | 37,361 | -8,023 |
| 20-Aug-09 | Adjustment | 161 | -35 |
| 21-Aug-09 | Buy | 5,654 | 1,216 |
| 21-Aug-09 | Buy | 11,309 | 2,432 |
| 24-Aug-09 | B | 19,634 | 4,148 |
| 25-Aug-09 | Buy | 5,387 | 1,216 |
| 26-Aug-09 | Buy | 138 | 32 |
| 26-Aug-09 | Adjustment | 155 | -35 |
| 27-Aug-09 | Sell | 9 | -2 |
| 28-Aug-09 | Sell | 165 | -37 |
| 28-Aug-09 | B | 63,044 | 13,917 |
| 28-Aug-09 | S | 63,044 | -13,917 |
| 31-Aug-09 | Buy | 12,217 | 2,797 |
| 31-Aug-09 | Buy | 970 | 223 |
| 31-Aug-09 | S | 163,172 | -37,402 |
| 01-Sep-09 | S | 113,755 | -26,635 |
| 02-Sep-09 | S | 344,625 | -82,036 |
| 03-Sep-09 | Buy | 10,201 | 2,470 |
| 03-Sep-09 | B | 43,051 | 10,302 |
| 08-Sep-09 | Pur of Ord Shares | 5,856 | 1,273 |
| 08-Sep-09 | Pur of Ord Shares | 6,408 | 1,393 |
| 08-Sep-09 | Pur of Ord Shares | 9,214 | 2,003 |
| 08-Sep-09 | Pur of Ord Shares | 34,882 | 7,583 |
| 08-Sep-09 | Pur of Ord Shares | 64,340 | 13,987 |
| 08-Sep-09 | Sell | 18 | -4 |
| 08-Sep-09 | S | 73,438 | -15,944 |
| 09-Sep-09 | Buy | 604 | 128 |
| 09-Sep-09 | Pur of Ord Shares | 2,162 | 458 |
| 09-Sep-09 | Pur of Ord Shares | 4,206 | 891 |
| 09-Sep-09 | Pur of Ord Shares | 4,602 | 975 |
| 09-Sep-09 | Pur of Ord Shares | 6,617 | 1,402 |
| 09-Sep-09 | Pur of Ord Shares | 9,459 | 2,004 |
| 09-Sep-09 | Pur of Ord Shares | 25,054 | 5,308 |
| 09-Sep-09 | Pur of Ord Shares | 27,291 | 5,782 |
| 09-Sep-09 | Pur of Ord Shares | 31,062 | 6,581 |
| 09-Sep-09 | Pur of Ord Shares | 46,218 | 9,792 |
| 09-Sep-09 | Pur of Ord Shares | 149,884 | 31,755 |
| 09-Sep-09 | B | 89,566 | 18,996 |
| 10-Sep-09 | Buy | 322 | 67 |
| 10-Sep-09 | Pur of Ord Shares | 3,014 | 624 |
| 10-Sep-09 | Pur of Ord Shares | 13,210 | 2,735 |
| 10-Sep-09 | Pur of Ord Shares | 38,118 | 7,892 |
IGO
Page 1 of 5
| Trade Date | Buy Sell Desc | Consideration | Units |
|---|---|---|---|
| 10-Sep-09 | Pur of Ord Shares | 43,369 | 8,979 |
| 10-Sep-09 | Pur of Ord Shares | 127,536 | 26,405 |
| 10-Sep-09 | Pur of Ord Shares | 209,289 | 43,331 |
| 11-Sep-09 | Buy | 5,866 | 1,235 |
| 11-Sep-09 | Buy | 109 | 23 |
| 14-Sep-09 | Pur of Ord Shares | 28,331 | 5,927 |
| 14-Sep-09 | Pur of Ord Shares | 51,103 | 10,691 |
| 16-Sep-09 | Buy | 25 | 5 |
| 16-Sep-09 | B | 89,859 | 18,321 |
| 17-Sep-09 | Buy | 12,474 | 2,470 |
| 17-Sep-09 | Buy | 1,295 | 257 |
| 18-Sep-09 | Buy | 12,170 | 2,434 |
| 18-Sep-09 | Sell | 10 | -2 |
| 18-Sep-09 | S | 11,755 | -2,354 |
| 21-Sep-09 | Sell | 2,716 | -573 |
| 22-Sep-09 | Sell | 291 | -63 |
| 23-Sep-09 | Sell | 226 | -48 |
| 23-Sep-09 | S | 50,141 | -10,676 |
| 24-Sep-09 | Sell | 110,902 | 24,117 |
| 25-Sep-09 | S | 30,021 | -6,604 |
| 28-Sep-09 | Sale of Ord Shares | 18,385 | -4,150 |
| 30-Sep-09 | S | 124,513 | -27,618 |
| 01-Oct-09 | Sell | 71 | -16 |
| 01-Oct-09 | S | 206,710 | -46,121 |
| 02-Oct-09 | Sell | 3,366 | -772 |
| 02-Oct-09 | S | 47,436 | -10,880 |
| 05-Oct-09 | Sell | 13 | -3 |
| 06-Oct-09 | Sell | 25 | -6 |
| 06-Oct-09 | Sale of Ord Shares | 719 | -168 |
| 06-Oct-09 | Sale of Ord Shares | 2,598 | -607 |
| 06-Oct-09 | Sale of Ord Shares | 15,250 | -3,563 |
| 06-Oct-09 | S | 175,230 | -41,002 |
| 07-Oct-09 | Pur of Ord Shares | 5,780 | 1,243 |
| 07-Oct-09 | Pur of Ord Shares | 14,601 | 3,140 |
| 08-Oct-09 | Buy | 17,488 | 3,705 |
| 08-Oct-09 | Buy | 592 | 126 |
| 09-Oct-09 | Sell | 9 | -2 |
| 09-Oct-09 | S | 85,846 | -18,497 |
| 12-Oct-09 | Sell | 14 | -3 |
| 12-Oct-09 | S | 95,153 | -21,013 |
| 13-Oct-09 | S | 139,869 | -30,035 |
| 14-Oct-09 | S | 124,386 | -54,614 |
| 15-Oct-09 | Buy | 9 | 2 |
| 15-Oct-09 | Sale of Ord Shares | 916 | -197 |
| 15-Oct-09 | Sale of Ord Shares | 14,429 | -3,103 |
| 15-Oct-09 | Sale of Ord Shares | 82,984 | -17,846 |
| 16-Oct-09 | Buy | 5 | 1 |
| 16-Oct-09 | S | 266,822 | -57,177 |
| 19-Oct-09 | S | 361,280 | -78,330 |
| 20-Oct-09 | Buy | 10,677 | 2,321 |
| 20-Oct-09 | Sell | 114 | -25 |
| 20-Oct-09 | S | 111,937 | -24,283 |
| 21-Oct-09 | Pur of Ord Shares | 33,422 | 7,378 |
| 21-Oct-09 | Pur of Ord Shares | 33,853 | 7,473 |
| 21-Oct-09 | Sell | 9 | -2 |
| 21-Oct-09 | S | 275,576 | -61,014 |
| 22-Oct-09 | Buy | 5,471 | 1,235 |
| 22-Oct-09 | Buy | 986 | 222 |
| 23-Oct-09 | S | 321,986 | -71,985 |
IGO
Page 2 of 5
| Trade Date | Buy Sell Desc | Consideration | Units |
|---|---|---|---|
| 26-Oct-09 | Buy | 11,387 | 2,470 |
| 26-Oct-09 | S | 91,528 | -20,263 |
| 27-Oct-09 | Pur of Ord Shares | 34,718 | 7,681 |
| 27-Oct-09 | Sale of Ord Shares | 34,718 | -7,681 |
| 27-Oct-09 | Sale of Ord Shares | 44,115 | -9,760 |
| 27-Oct-09 | S | 300,543 | -66,653 |
| 29-Oct-09 | Buy | 21,044 | 4,940 |
| 29-Oct-09 | Sell | 221 | -51 |
| 29-Oct-09 | S | 15,605 | -3,457 |
| 30-Oct-09 | Buy | 10,374 | 2,407 |
| 30-Oct-09 | Buy | 26,614 | 6,175 |
| 30-Oct-09 | B | 24,307 | 5,537 |
| 30-Oct-09 | S | 70,860 | -16,268 |
| 02-Nov-09 | Buy | 26,059 | 6,175 |
| 02-Nov-09 | Sell | 203 | -48 |
| 02-Nov-09 | Sale of Ord Shares | 8,799 | -2,100 |
| 02-Nov-09 | Sale of Ord Shares | 18,314 | -4,371 |
| 02-Nov-09 | Sale of Ord Shares | 63,822 | -15,232 |
| 02-Nov-09 | S | 215,034 | -51,139 |
| 04-Nov-09 | Sale of Ord Shares | 39,795 | -9,706 |
| 04-Nov-09 | Sale of Ord Shares | 51,176 | -12,482 |
| 04-Nov-09 | Sale of Ord Shares | 67,019 | -16,346 |
| 04-Nov-09 | Sale of Ord Shares | 78,523 | -19,152 |
| 04-Nov-09 | S | 199,034 | -48,505 |
| 05-Nov-09 | Buy | 686 | 169 |
| 05-Nov-09 | Sale of Ord Shares | 23,406 | -5,765 |
| 05-Nov-09 | Sale of Ord Shares | 30,093 | -7,412 |
| 05-Nov-09 | Sale of Ord Shares | 39,414 | -9,708 |
| 05-Nov-09 | Sale of Ord Shares | 46,178 | -11,374 |
| 06-Nov-09 | Sale of Ord Shares | 5,389 | -1,262 |
| 06-Nov-09 | Sale of Ord Shares | 6,209 | -1,454 |
| 06-Nov-09 | Sale of Ord Shares | 9,475 | -2,219 |
| 06-Nov-09 | Sale of Ord Shares | 23,681 | -5,546 |
| 06-Nov-09 | Sale of Ord Shares | 31,359 | -7,344 |
| 06-Nov-09 | Sale of Ord Shares | 35,116 | -8,224 |
| 06-Nov-09 | Sale of Ord Shares | 79,708 | -18,667 |
| 06-Nov-09 | S | 283,661 | -66,559 |
| 09-Nov-09 | Buy | 16,450 | 3,705 |
| 09-Nov-09 | Sale of Ord Shares | 6,139 | -1,408 |
| 09-Nov-09 | Sale of Ord Shares | 7,063 | -1,620 |
| 09-Nov-09 | Sale of Ord Shares | 10,787 | -2,474 |
| 09-Nov-09 | Sale of Ord Shares | 26,967 | -6,185 |
| 09-Nov-09 | Sale of Ord Shares | 35,708 | -8,190 |
| 09-Nov-09 | Sale of Ord Shares | 39,981 | -9,170 |
| 09-Nov-09 | Sale of Ord Shares | 90,753 | -20,815 |
| 10-Nov-09 | Buy | 812,125 | 182,500 |
| 10-Nov-09 | Sale of Ord Shares | 56,062 | -12,570 |
| 10-Nov-09 | Sale of Ord Shares | 58,484 | -13,113 |
| 10-Nov-09 | Sale of Ord Shares | 87,603 | -19,642 |
| 10-Nov-09 | Sale of Ord Shares | 101,773 | -22,819 |
| 10-Nov-09 | S | 204,606 | -83,069 |
| 11-Nov-09 | Buy | 90 | 20 |
| 11-Nov-09 | B | 20,219 | 4,493 |
| 11-Nov-09 | S | 29,109 | -6,477 |
| 13-Nov-09 | Buy | 180,960 | 39,000 |
| 16-Nov-09 | Buy | 5,718 | 1,235 |
| 16-Nov-09 | Buy | 11,436 | 2,470 |
| 16-Nov-09 | Buy | 17,682 | 3,819 |
| 16-Nov-09 | Buy | 22,872 | 4,940 |
IGO
Page 3 of 5
| Trade Date | Buy Sell Desc | Consideration | Units |
|---|---|---|---|
| 16-Nov-09 | Buy | 459 | 99 |
| 16-Nov-09 | Sale of Ord Shares | 20,094 | -4,340 |
| 16-Nov-09 | Sale of Ord Shares | 20,205 | -4,364 |
| 16-Nov-09 | Sale of Ord Shares | 22,178 | -4,790 |
| 16-Nov-09 | Sale of Ord Shares | 43,980 | -9,499 |
| 16-Nov-09 | Sale of Ord Shares | 81,303 | -17,560 |
| 16-Nov-09 | Sale of Ord Shares | 104,073 | -22,478 |
| 17-Nov-09 | Sale of Ord Shares | 20,012 | -4,341 |
| 17-Nov-09 | Sale of Ord Shares | 20,118 | -4,364 |
| 17-Nov-09 | Sale of Ord Shares | 22,082 | -4,790 |
| 17-Nov-09 | Sale of Ord Shares | 43,786 | -9,498 |
| 17-Nov-09 | Sale of Ord Shares | 80,952 | -17,560 |
| 17-Nov-09 | Sale of Ord Shares | 103,624 | -22,478 |
| 18-Nov-09 | Pur of Ord Shares | 13,386 | 2,929 |
| 18-Nov-09 | Pur of Ord Shares | 13,577 | 2,971 |
| 18-Nov-09 | Pur of Ord Shares | 36,880 | 8,070 |
| 19-Nov-09 | Buy | 21,983 | 4,940 |
| 19-Nov-09 | Sell | 487 | -109 |
| 19-Nov-09 | S | 108,242 | -24,151 |
| 20-Nov-09 | Buy | 5,459 | 1,235 |
| 20-Nov-09 | Sell | 164 | -37 |
| 23-Nov-09 | Buy | 31 | 7 |
| 24-Nov-09 | Buy | 1,594 | 363 |
| 24-Nov-09 | Buy | 5,966 | 1,359 |
| 24-Nov-09 | Buy | 6,093 | 1,388 |
| 24-Nov-09 | Buy | 7,775 | 1,771 |
| 24-Nov-09 | Buy | 11,089 | 2,526 |
| 24-Nov-09 | Buy | 18,052 | 4,112 |
| 24-Nov-09 | Sell | 34,044 | 7,755 |
| 24-Nov-09 | Sell | 1,594 | 363 |
| 24-Nov-09 | Sell | 5,966 | 1,359 |
| 24-Nov-09 | Sell | 7,775 | 1,771 |
| 24-Nov-09 | Sell | 11,089 | 2,526 |
| 24-Nov-09 | Sell | 18,052 | 4,112 |
| 24-Nov-09 | Buy | 537 | 122 |
| 24-Nov-09 | Pur of Ord Shares | 1,833 | 411 |
| 24-Nov-09 | Pur of Ord Shares | 5,339 | 1,197 |
| 24-Nov-09 | Pur of Ord Shares | 10,624 | 2,382 |
| 24-Nov-09 | Pur of Ord Shares | 11,908 | 2,670 |
| 24-Nov-09 | Pur of Ord Shares | 12,015 | 2,694 |
| 24-Nov-09 | Pur of Ord Shares | 17,323 | 3,884 |
| 24-Nov-09 | S | 162,069 | -36,479 |
| 25-Nov-09 | Sell | 17,224 | 3,850 |
| 25-Nov-09 | Sell | 34,443 | 7,699 |
| 25/11/2009 | Sell | -11,022 | -2,460 |
| 25/11/2009 | Sell | 11,022 | 2,460 |
| 25/11/2009 | Sell | 11,022 | 2,460 |
| 25/11/2009 | Sell | 11,022 | 2,460 |
| 25/11/2009 | Buy | 977 | 217 |
| 25/11/2009 | Pur of Ord Shares | 20,760 | 4,634 |
| 25/11/2009 | Pur of Ord Shares | 28,067 | 6,265 |
| 25/11/2009 | Pur of Ord Shares | 29,747 | 6,640 |
| 25/11/2009 | Pur of Ord Shares | 47,976 | 10,709 |
| 26/11/2009 | Sell | 5,884 | 1,230 |
| 26/11/2009 | Buy | 5 | 1 |
| 26/11/2009 | Pur of Ord Shares | 5,233 | 1,123 |
| 26/11/2009 | Pur of Ord Shares | 7,074 | 1,518 |
| 26/11/2009 | Pur of Ord Shares | 7,493 | 1,608 |
| 26/11/2009 | Pur of Ord Shares | 12,088 | 2,594 |
IGO
Page 4 of 5
| Trade Date | Buy Sell Desc | Consideration | Units |
|---|---|---|---|
| 27/11/2009 | Sell | 5,786 | 1,231 |
| 27/11/2009 | Buy | 353 | 75 |
| 27/11/2009 | Pur of Ord Shares | 52,946 | 11,265 |
| 27/11/2009 | Pur of Ord Shares | 71,581 | 15,230 |
| 27/11/2009 | Pur of Ord Shares | 75,844 | 16,137 |
| 27/11/2009 | Pur of Ord Shares | 122,355 | 26,033 |
| 27/11/2009 | B | 35,367 | 7,541 |
| 27/11/2009 | S | 84,909 | -18,053 |
| 30/11/2009 | Sell | 36,475 | 7,631 |
| 30/11/2009 | Sell | 54,710 | 11,446 |
| 30/11/2009 | Sell | 33,043 | 6,891 |
| 30/11/2009 | Buy | 56,383 | 11,731 |
| 30/11/2009 | Sell | 2,362 | 491 |
| 30/11/2009 | S | 10,542 | -2,208 |
| 1/12/2009 | Buy | 7,542 | 1,536 |
| 1/12/2009 | Sell | 36,731 | 7,474 |
| 1/12/2009 | Sell | 36,731 | 7,474 |
| 1/12/2009 | S | 8,689 | -1,769 |
| 2/12/2009 | Buy | 431 | 85 |
| 2/12/2009 | Pur of Ord Shares | 12,827 | 2,550 |
| 2/12/2009 | B | 98,126 | 19,547 |
| 2/12/2009 | S | 98,126 | -19,547 |
IGO
Page 5 of 5