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IGO LIMITED Major Shareholding Notification 2008

Apr 15, 2008

65111_rns_2008-04-15_9c42541e-eb9b-44ac-bb06-a4998c2a4033.pdf

Major Shareholding Notification

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604 Page 1 of 2 15 July 2001

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme 

Independence Group NL

ACN/ARSN

1. Details of substantial holder (1)

Name

ACN/ARSN (if applicable) 

JPMorgan Chase & Co. and its affiliates

N/A

There was a change in the interests of the substantial holder on 11 / Apr / 2008 The previous notice was given to the company on 21 / Dec / 2007 The previous notice was dated 21 / Dec / 2007

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

ompany or scheme, are as follows:
Class of securities (4) Previous notice Present notice
Person’s votes Voting power(5) Person’s votes Voting power(5)
Ordinary 7,120,546 6.18% 8,424,073 7.22%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change		 Person whose
relevant interest
changed		 Nature of change (6) Consideration given in
relation to change (7)		 Class and number
of securities
affected		 Person's votes
affected
See Appendix

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest		 Registered holder
of securities		 Person entitled to be
registered as holder
(8)		 Nature of relevant
interest (6)		 Class and number
of securities		 Person's votes
See Appendix

604 Page 2 of 2 15 July 2001

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
JPMorgan Chase & Co. 1111 Polaris Parkway, Columbus, Ohio 43240.

Signature

re
print name
sign here		 Winnie Chow
capacity
Associate / JPMorgan Chase Bank,
N.A.
date
16/Apr/2008

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

INDEPENDENCE GROUP NL (AU000000IGO4) INDEPENDENCE GROUP NL (AU000000IGO4) INDEPENDENCE GROUP NL (AU000000IGO4)
Transaction date
Entity
Instruments
Type of
transaction
Ccy
Price
Quantity
Total
Positions
Issued share
capital
% owned
JFCP
HCM
JPMSL
Total
Balance as at 17 December 2007 7,120,546
115,189,000
6.18%
7,120,546
-
-
7,120,546
18-Dec-07 HCM INDEPENDENCE GROUP NL Buy AUD 7.14 21,751 7,142,297 115,251,667 6.20% - 21,751 - 65,253
18-Dec-07 HCM INDEPENDENCE GROUP NL Sell AUD 7.13 (500) 7,141,797 115,251,667 6.20% - (500) - (1,500)
18-Dec-07 JFCP INDEPENDENCE GROUP NL Buy AUD 7.14 52,706 7,194,503 115,251,667 6.24% 52,706 - - 52,706
19-Dec-07 HCM INDEPENDENCE GROUP NL Sell AUD 7.40 (10,035) 7,184,468 115,251,667 6.23% - (10,035) - (30,105)
20-Dec-07 HCM INDEPENDENCE GROUP NL Sell AUD 7.84 (19,255) 7,165,213 115,251,667 6.22% - (19,255) - (57,765)
21-Dec-07 HCM INDEPENDENCE GROUP NL Sell AUD 7.93 (18,170) 7,147,043 115,251,667 6.20% - (18,170) - (54,510)
27-Dec-07 HCM INDEPENDENCE GROUP NL Buy AUD 8.85 10,145 7,157,188 115,251,667 6.21% - 10,145 - 30,435
27-Dec-07 HCM INDEPENDENCE GROUP NL Sell AUD 8.85 (22,214) 7,134,974 115,251,667 6.19% - (22,214) - (66,642)
28-Dec-07 HCM INDEPENDENCE GROUP NL Buy AUD 8.73 452 7,135,426 115,251,667 6.19% - 452 - 1,356
4-Jan-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.90 (5,558) 7,129,868 115,251,667 6.19% - (5,558) - (16,674)
7-Jan-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.04 19,272 7,149,140 115,251,667 6.20% - 19,272 - 57,816
7-Jan-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.60 (1,564) 7,147,576 115,251,667 6.20% - (1,564) - (4,692)
8-Jan-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.26 4,361 7,151,937 115,564,167 6.19% - 4,361 - 13,083
8-Jan-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.56 (500) 7,151,437 115,564,167 6.19% - (500) - (1,500)
9-Jan-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.60 (10,172) 7,141,265 115,564,167 6.18% - (10,172) - (30,516)
10-Jan-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.37 2,028 7,143,293 115,601,667 6.18% - 2,028 - 6,084
11-Jan-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.35 3,568 7,146,861 115,639,167 6.18% - 3,568 - 10,704
15-Jan-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.14 8,566 7,155,427 115,639,167 6.19% - 8,566 - 25,698
15-Jan-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.14 (1,000) 7,154,427 115,639,167 6.19% - (1,000) - (3,000)
16-Jan-08 HCM INDEPENDENCE GROUP NL Sell AUD 7.89 (7,739) 7,146,688 115,639,167 6.18% - (7,739) - (23,217)
17-Jan-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.06 (18,292) 7,128,396 115,639,167 6.16% - (18,292) - (54,876)
17-Jan-08 JPMSL INDEPENDENCE GROUP NL Borrow - - 690,000 7,818,396 115,639,167 6.76% - - 690,000 1,380,000
18-Jan-08 HCM INDEPENDENCE GROUP NL Buy AUD 7.72 12,393 7,830,789 115,639,167 6.77% - 12,393 - 37,179
18-Jan-08 JPMSL INDEPENDENCE GROUP NL Buy AUD 7.75 100,000 7,930,789 115,639,167 6.86% - - 100,000 200,000
18-Jan-08 JPMSL INDEPENDENCE GROUP NL Sell AUD 7.75 (100,000) 7,830,789 115,639,167 6.77% - - (100,000) (200,000)
21-Jan-08 HCM INDEPENDENCE GROUP NL Buy AUD 7.51 10,286 7,841,075 115,639,167 6.78% - 10,286 - 30,858
21-Jan-08 HCM INDEPENDENCE GROUP NL Sell AUD 7.65 (883) 7,840,192 115,639,167 6.78% - (883) - (2,649)
22-Jan-08 HCM INDEPENDENCE GROUP NL Buy AUD 6.44 14,606 7,854,798 115,639,167 6.79% - 14,606 - 43,818
23-Jan-08 HCM INDEPENDENCE GROUP NL Sell AUD 7.34 (19,280) 7,835,518 115,639,167 6.78% - (19,280) - (57,840)
23-Jan-08 JPMSL INDEPENDENCE GROUP NL Borrow - - 130,000 7,965,518 115,639,167 6.89% - - 130,000 260,000
24-Jan-08 HCM INDEPENDENCE GROUP NL Buy AUD 7.14 3,300 7,968,818 115,639,167 6.89% - 3,300 - 9,900
24-Jan-08 HCM INDEPENDENCE GROUP NL Sell AUD 7.25 (3,100) 7,965,718 115,639,167 6.89% - (3,100) - (9,300)
25-Jan-08 HCM INDEPENDENCE GROUP NL Buy AUD 7.77 7,611 7,973,329 115,639,167 6.90% - 7,611 - 22,833
29-Jan-08 HCM INDEPENDENCE GROUP NL Buy AUD 7.35 11,021 7,984,350 115,639,167 6.90% - 11,021 - 33,063
31-Jan-08 HCM INDEPENDENCE GROUP NL Sell AUD 7.25 (5,913) 7,978,437 115,639,167 6.90% - (5,913) - (17,739)
1-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 7.37 500 7,978,937 115,926,667 6.88% - 500 - 1,500
1-Feb-08 HCM INDEPENDENCE GROUP NL Sell AUD 7.59 (13,904) 7,965,033 115,926,667 6.87% - (13,904) - (41,712)
4-Feb-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.24 (3,507) 7,961,526 116,051,667 6.86% - (3,507) - (10,521)
5-Feb-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.45 (14,359) 7,947,167 116,051,667 6.85% - (14,359) - (43,077)
6-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 7.92 2,403 7,949,570 116,051,667 6.85% - 2,403 - 7,209
6-Feb-08 JFCP INDEPENDENCE GROUP NL Buy AUD 8.10 4,371 7,953,941 116,051,667 6.85% 4,371 - - 4,371
7-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 7.74 4,583 7,958,524 116,051,667 6.86% - 4,583 - 13,749
7-Feb-08 HCM INDEPENDENCE GROUP NL Sell AUD 7.90 (500) 7,958,024 116,051,667 6.86% - (500) - (1,500)
8-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 7.84 4,901 7,962,925 116,051,667 6.86% - 4,901 - 14,703
12-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 7.90 5,068 7,967,993 116,426,667 6.84% - 5,068 - 15,204
12-Feb-08 HCM INDEPENDENCE GROUP NL Sell AUD 7.96 (500) 7,967,493 116,426,667 6.84% - (500) - (1,500)
13-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.06 6,411 7,973,904 116,426,667 6.85% - 6,411 - 19,233
13-Feb-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.04 (600) 7,973,304 116,426,667 6.85% - (600) - (1,800)
14-Feb-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.40 (12,146) 7,961,158 116,426,667 6.84% - (12,146) - (36,438)
15-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.44 200 7,961,358 116,426,667 6.84% - 200 - 600
18-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.48 8,920 7,970,278 116,426,667 6.85% - 8,920 - 26,760
18-Feb-08 JFCP INDEPENDENCE GROUP NL Buy AUD 8.50 37,229 8,007,507 116,426,667 6.88% 37,229 - - 37,229
19-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.76 500 8,008,007 116,426,667 6.88% - 500 - 1,500
19-Feb-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.78 (363) 8,007,644 116,426,667 6.88% - (363) - (1,089)
20-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.85 1,975 8,009,619 116,426,667 6.88% - 1,975 - 5,925
20-Feb-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.89 (5,401) 8,004,218 116,426,667 6.87% - (5,401) - (16,203)

IGO - Appendix .xls

21-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.92 900 8,005,118 116,426,667 6.88% - 900 - 2,700
21-Feb-08 HCM INDEPENDENCE GROUP NL Sell AUD 9.00 (619) 8,004,499 116,426,667 6.88% - (619) - (1,857)
21-Feb-08 JPMSL INDEPENDENCE GROUP NL Return - - (690,000) 7,314,499 116,426,667 6.28% - - (690,000) (1,380,000)
22-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.92 4,692 7,319,191 116,426,667 6.29% - 4,692 - 14,076
22-Feb-08 JPMSL INDEPENDENCE GROUP NL Borrow - - 100,000 7,419,191 116,426,667 6.37% - - 100,000 200,000
25-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.88 15,559 7,434,750 116,526,667 6.38% - 15,559 - 46,677
26-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.98 10,500 7,445,250 116,526,667 6.39% - 10,500 - 31,500
26-Feb-08 HCM INDEPENDENCE GROUP NL Sell AUD 9.06 (1,819) 7,443,431 116,526,667 6.39% - (1,819) - (5,457)
27-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 9.14 6,194 7,449,625 116,526,667 6.39% - 6,194 - 18,582
28-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 9.08 1,591 7,451,216 116,526,667 6.39% - 1,591 - 4,773
29-Feb-08 HCM INDEPENDENCE GROUP NL Buy AUD 9.00 12,927 7,464,143 116,526,667 6.41% - 12,927 - 38,781
3-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.74 6,963 7,471,106 116,526,667 6.41% - 6,963 - 20,889
3-Mar-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.82 (841) 7,470,265 116,526,667 6.41% - (841) - (2,523)
4-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.23 37,950 7,508,215 116,526,667 6.44% - 37,950 - 113,850
5-Mar-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.92 (31,015) 7,477,200 116,526,667 6.42% - (31,015) - (93,045)
6-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.94 2,645 7,479,845 116,526,667 6.42% - 2,645 - 7,935
7-Mar-08 HCM INDEPENDENCE GROUP NL Sell AUD 9.27 (7,226) 7,472,619 116,526,667 6.41% - (7,226) - (21,678)
10-Mar-08 HCM INDEPENDENCE GROUP NL Sell AUD 9.25 (10,613) 7,462,006 116,526,667 6.40% - (10,613) - (31,839)
11-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.56 10,700 7,472,706 116,589,167 6.41% - 10,700 - 32,100
11-Mar-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.83 (600) 7,472,106 116,589,167 6.41% - (600) - (1,800)
12-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.71 7,236 7,479,342 116,589,167 6.42% - 7,236 - 21,708
12-Mar-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.90 (5,700) 7,473,642 116,589,167 6.41% - (5,700) - (17,100)
13-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.78 967 7,474,609 116,589,167 6.41% - 967 - 2,901
13-Mar-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.87 (9,238) 7,465,371 116,589,167 6.40% - (9,238) - (27,714)
14-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.68 3,196 7,468,567 116,589,167 6.41% - 3,196 - 9,588
17-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.39 21,625 7,490,192 116,626,667 6.42% - 21,625 - 64,875
18-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.41 7,112 7,497,304 116,626,667 6.43% - 7,112 - 21,336
18-Mar-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.45 (500) 7,496,804 116,626,667 6.43% - (500) - (1,500)
19-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.26 14,457 7,511,261 116,626,667 6.44% - 14,457 - 43,371
19-Mar-08 JPMSL INDEPENDENCE GROUP NL Borrow - - 830,000 8,341,261 116,626,667 7.15% - - 830,000 1,660,000
20-Mar-08 JFCP INDEPENDENCE GROUP NL Buy AUD 8.15 7,529 8,348,790 116,626,667 7.16% 7,529 - - 7,529
25-Mar-08 HCM INDEPENDENCE GROUP NL Sell AUD 7.95 (7,038) 8,341,752 116,626,667 7.15% - (7,038) - (21,114)
26-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.16 19,759 8,361,511 116,626,667 7.17% - 19,759 - 59,277
27-Mar-08 HCM INDEPENDENCE GROUP NL Buy AUD 8.10 15,964 8,377,475 116,651,667 7.18% - 15,964 - 47,892
27-Mar-08 JFCP INDEPENDENCE GROUP NL Buy AUD 8.12 315,676 8,693,151 116,651,667 7.45% 315,676 - - 315,676
28-Mar-08 JFCP INDEPENDENCE GROUP NL Sell AUD 8.12 (107,230) 8,585,921 116,651,667 7.36% (107,230) - - (107,230)
7-Apr-08 JFCP INDEPENDENCE GROUP NL Sell AUD 7.71 (93,408) 8,492,513 116,714,167 7.28% (93,408) - - (93,408)
8-Apr-08 JFCP INDEPENDENCE GROUP NL Sell AUD 7.90 (104,599) 8,387,914 116,714,167 7.19% (104,599) - - (104,599)
9-Apr-08 HCM INDEPENDENCE GROUP NL Sell AUD 8.27 (500) 8,387,414 116,714,167 7.19% - (500) - (1,500)
10-Apr-08 HCM INDEPENDENCE GROUP NL Transfer In - - 130,155 8,517,569 115,251,667 7.39% - 130,155 - 390,465
10-Apr-08 JFCP INDEPENDENCE GROUP NL Sell AUD 7.98 (2,317) 8,515,252 116,714,167 7.30% (2,317) - - (2,317)
11-Apr-08 JFCP INDEPENDENCE GROUP NL Sell AUD 7.68 (91,179) 8,424,073 116,714,167 7.22% (91,179) - - (91,179)
Balance as at 11 April 2008 8,424,073
116,714,167
7.22%
7,139,324
224,749
1,060,000
8,424,073

IGO - Appendix .xls

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