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IGO LIMITED Major Shareholding Notification 2007

Dec 12, 2007

65111_rns_2007-12-12_47241db0-0709-41ac-8b22-6b79512d5eda.pdf

Major Shareholding Notification

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Form 603

Corporations Act Section 671B

Notice of initial substantial holder

To: Company Name/Scheme Independence Group NL
1.
Details of substantial holder (1)
Name: UBS Nominees Pty Ltd and its related bodies corporate
ABN: 32 001 450 522
The holder became a substantial holder on: 11 December 2007

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder

Class of securities (4) Number of securities Persons' votes (5) Voting power (6)
Jrdinary 5.908.246 5,908,246 13%

$\overline{\mathbf{3}}$ Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
UBS O'Connor LLC Fund Manager with power to exercise
control over disposal of the securities
75,140 Ordinary
UBS AG, Australia Branch Prime Broker with power to control the
exercise of the power to dispose of
shares pursuant to a Prime Broking
Agreement (see attached)
505,606 Ordinary
UBS AG, London Branch Prime Broker with power to control the
exercise of the power to dispose of
shares pursuant to a Prime Broking
Agreement.
4,114,545 Ordinary
UBS AG, London Branch Beneficial owner 245,010 Ordinary
UBS AG, London Branch Power to control disposal over shares
pursuant to stock borrowing and
lending activities
272,347 Ordinary
UBS Securities Australia Ltd
٠
Power to control disposal over shares
pursuant to stock borrowing and
lending activities
695,598 Ordinary

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number of securities
UBS O'Connor LLC Various Custodians Various Custodians 75,140 Ordinary
UBS AG, Australia Branch UBS Nominees Pty Ltd UBS Nominees Pty Ltd 505.606 Ordinary
UBS AG, London Branch Various Custodians Various Custodians 4,631,902 Ordinary
UBS Securities Australia Ltd Warbont Nominees Pty
Ltd
Warbont Nominees Pty
Ltd
176.654 Ordinary
UBS Securities Australia Ltd Unknown Custodians Unknown Custodians 518.944 Ordinary

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

. Holder of relevant interest
----
Date of
acquisition
Consideration (9) Class and number
of securities
Cash
Non-cash
. Please see Annexure A.

$\frac{1}{2} \left( \frac{1}{2} \right)$ $\mathbf{r}_k$

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN (if applicable) Nature of association
UBS O'Connor LLC Related body corporate
UBS AG, Australia Branch Related body corporate
UBS AG, London Branch Related body corporate
UBS Securities Australia Ltd Related body corporate
UBS Nominees Pty Ltd Related body corporate
Warbont Nominees Pty Ltd Related body corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Details of all UBS offices can be found through the
following link: http://apps.ubs.com/locationfinder

Signature

Print name: _________
Christopher Madden
Capacity: Iompany Secretary
---
Sign here: Date: December 2007

Contact details for this notice:

. _____________________________ Peter Tillman $\sim$ Legal & Compliance

(w) +61 2 9324 2231

(f) +61 2 9324 2558

Email: [email protected]


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13-Aug-07 UBS Securities Australia Ltd On market \$476 94 Ordinary
13-Aug-07
13-Aug-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
On market
\$339
\$1,184
$\overline{67}$
234
Ordinary
Ordinary
13-Aug-07 UBS Securities Australia Ltd On market \$906 179 Ordinary
15-Aug-07 UBS Securities Australia Ltd Off market \$10 2 Ordinary
16-Aug-07 UBS Securities Australia Ltd On market \$633 142 Ordinary
16-Aug-07 UBS Securities Australia Ltd On market \$632 142 Ordinary
13-Aug-07 UBS Securities Australia Ltd On market \$779 154 Ordinary
13-Aug-07
13-Aug-07
UBS Securities Australia Ltd On market
On market
\$779
\$35
154
7
Ordinary
Ordinary
16-Aug-07 UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market \$642 142 Ordinary
16-Aug-07 UBS Securities Australia Ltd On market \$785 171 Ordinary
16-Aug-07 UBS Securities Australia Ltd On market \$648 142 Ordinary
16-Aug-07 UBS Securities Australia Ltd On market \$652 142 Ordinary
20-Aug-07 UBS Securities Australia Ltd On market $-$ \$47,844 $-10,158$ Ordinary
20-Aug-07
20-Aug-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
On market
\$668
\$201
143
43
Ordinary
Ordinary
20-Aug-07 UBS Securities Australia Ltd On market \$453 96 Ordinary
14-Aug-07 UBS Securities Australia Ltd On market $-$ \$14,449 $-2,919$ Ordinary
15-Aug-07 UBS Securities Australia Ltd On market \$14,274 2,919 Ordinary
$16$ -Aug-07 UBS Securities Australia Ltd Off market $-525,875$ $-5,625$ Ordinary
16-Aug-07 UBS Securities Australia Ltd On market \$633 142 Ordinary
16-Aug-07
20-Aug-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
On market
\$629
\$676
142
143
Ordinary
Ordinary
20-Aug-07 UBS Securities Australia Ltd On market \$19 4 Ordinary
20-Aug-07 UBS Securities Australia Ltd On market \$24 5 Ordinary
20-Aug-07 UBS Securities Australia Ltd On market \$647 137 Ordinary
21-Aug-07 UBS Securities Australia Ltd Off market \$5 1 Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$610 114 Ordinary
23-Aug-07
23-Aug-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
On market
\$766
\$766
143
143
Ordinary
Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$765 143 Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$347 65 Ordinary
16-Aug-07 UBS Securities Australia Ltd On market \$580 128 Ordinary
16-Aug-07 UBS Securities Australia Ltd On market \$780 171 Ordinary
16-Aug-07
17-Aug-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
Off market
\$45,813
$-$ \$4,190
10,158
$-905$
Ordinary
Ordinary
20-Aug-07 UBS Securities Australia Ltd On market \$5 1 Ordinary
21-Aug-07 UBS Securities Australia Ltd Off market $\overline{35}$ 1 Ordinary
22-Aug-07 UBS Securities Australia Ltd Off market \$31 6 Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$716 134 Ordinary
23-Aug-07
23-Aug-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
On market
\$764
\$841
143
158
Ordinary
Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$609 114 Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$720 134 Ordinary
24-Aug-07 UBS Securities Australia Ltd Unknown $-$ \$16
\$131
$\overline{\mathbf{3}}$
$\overline{24}$
Ordinary
24-Aug-07
28-Aug-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Unknown
Unknown
-\$97 -17 Ordinary
Ordinary
21-Aug-07 UBS Securities Australia Ltd Off market $-$ \$5 $-1$ Ordinary
21-Aug-07 UBS Securities Australia Ltd Off market $-$ \$5 $-1$ Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$765 143 Ordinary
23-Aug-07
23-Aug-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
On market
\$460
\$379
86
$\overline{71}$
Ordinary
Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$768 143 Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$381 $\overline{71}$ Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$929 173 Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$381 $\overline{71}$ Ordinary
24-Aug-07
29-Aug-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
Off market
\$332
\$543
61
96
Ordinary
Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$ \$6,977 $-1,157$ Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$4,936$ $-820$ Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $- $385$ $-64$ Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $ $7,158$ $-1,201$ Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$32 6 Ordinary
$23 - Aug-07$ UBS Securities Australia Ltd On market \$764 $\overline{143}$ Ordinary
23-Aug-07 UBS Securities Australia Ltd On market \$768 143 Ordinary
24-Aug-07 UBS Securities Australia Ltd Unknown \$16 $\mathbf{3}$ Ordinary
24-Aug-07 UBS Securities Australia Ltd Unknown \$114 21 Ordinary
24-Aug-07 UBS Securities Australia Ltd Unknown $-$131$ $-24$ Ordinary
24-Aug-07 UBS Securities Australia Ltd Unknown \$71 13 Ordinary
24-Aug-07 UBS Securities Australia Ltd Unknown $ $71$ $-13$ Ordinary
$28-Aug-07$ UBS Securities Australia Ltd On market \$250 44 Ordinary
28-Aug-07 UBS Securities Australia Ltd Unknown \$11 $\overline{2}$ Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$ \$6,000 $-1,000$ Ordinary
$4-Sep-07$ UBS Securities Australia Ltd On market $-$14,950$ $-2,500$ Ordinary
$5-$ Sep-07 UBS Securities Australia Ltd Off market \$239 41 Ordinary
7-Sep-07 UBS Securities Australia Ltd On market \$11,400 2,000 Ordinary
7-Sep-07 UBS Securities Australia Ltd On market \$5,894 1,034 Ordinary
24-Aug-07 UBS Securities Australia Ltd Unknown $- $114$ $-21$ Ordinary
28-Aug-07 UBS Securities Australia Ltd On market $-$4,952$ $-889$ Ordinary
28-Aug-07 UBS Securities Australia Ltd Off market $-$4,364$ $-767$ Ordinary
28-Aug-07 UBS Securities Australia Ltd Unknown \$85 15 Ordinary
28-Aug-07 UBS Securities Australia Ltd Unknown $-585$ $-15$ Ordinary
28-Aug-07
28-Aug-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Unknown $-$11$ $-2$
$\overline{17}$
Ordinary
28-Aug-07 UBS Securities Australia Ltd Unknown \$97
\$57
10 Ordinary
28-Aug-07 UBS Securities Australia Ltd Unknown
Unknown
$-557$ $-10$ Ordinary
Ordinary
31-Aug-07 UBS Securities Australia Ltd Off market \$16,565 2,866 Ordinary
12-Sep-07 UBS Securities Australia Ltd On market \$11,959 2,069 Ordinary
14-Sep-07 UBS Securities Australia Ltd On market \$2,060 357 Ordinary
20-Sep-07 UBS Securities Australia Ltd Off market \$6,100 1,000 Ordinary
20-Sep-07 UBS Securities Australia Ltd On market \$1,897 304 Ordinary
$20-Sep-07$ UBS Securities Australia Ltd On market \$82 $\overline{13}$ Ordinary
3-Sep-07 UBS Securities Australia Ltd On market \$9,953 1,687 Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$ \$3,113 $-518$ Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$151$ $-25$ Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$1,305$ $-216$ Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$ \$855 $-143$ Ordinary
$4-Sep-07$ UBS Securities Australia Ltd On market $-$1,016$ $-169$ Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$ \$6,010 $-1,000$ Ordinary
4-Sep-07 UBS Securities Australia Ltd
$\alpha$
On market $-$ \$1,296 $-215$ Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$ \$862 $-143$ Ordinary
$4-Sep-07$ UBS Securities Australia Ltd On market $-$3,659$ $-615$ Ordinary
20-Sep-07 UBS Securities Australia Ltd On market \$25,141 3,997 Ordinary
26-Mar-07 UBS Securities Australia Ltd Off market \$24,365 5,003 Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown \$1,805 287 Ordinary
21-Sep-07
21-Sep-07
UBS Securities Australia Ltd Unknown \$572 91 Ordinary
$4-Sep-07$ UBS Securities Australia Ltd
UBS Securities Australia Ltd
Unknown
On market
\$6,070
$-$8,806$
965
$-1,475$
Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$9,460$ $-1,556$ Ordinary
Ordinary
12-Sep-07 UBS Securities Australia Ltd On market \$1,098 190 Ordinary
20-Sep-07 UBS Securities Australia Ltd Off market \$39,321 6,446 Ordinary
20-Sep-07 UBS Securities Australia Ltd Off market \$8,845 1,450 Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $- $7,646$ $-1,285$ Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$ \$54 -9 Ordinary
$4-Sep-07$ UBS Securities Australia Ltd On market $-$348$ $-58$ Ordinary
4-Sep-07 UBS Securities Australia Ltd On market $-$1,134$ $-189$ Ordinary
$4-Sep-07$ UBS Securities Australia Ltd On market $-$ \$6 -1 Ordinary
20-Sep-07 UBS Securities Australia Ltd Off market \$52,375 8,586 Ordinary
20-Sep-07 UBS Securities Australia Ltd Off market \$3,660 600 Ordinary
20-Sep-07 UBS Securities Australia Ltd On market \$669 107 Ordinary
20-Sep-07 UBS Securities Australia Ltd On market \$2,378 378 Ordinary
20-Sep-07 UBS Securities Australia Ltd On market \$6,806 1,082 Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown \$214 34 Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown $-$6,070$ $-965$ Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown \$1,441 231 Ordinary
21-Sep-07
25-Sep-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Unknown -\$506 $-81$ Ordinary
$4-Sep-07$ UBS Securities Australia Ltd Unknown
On market
\$29,022
$-5739$
4,614
$-124$
Ordinary
Ordinary

$\ddot{\phantom{0}}$

$\ddot{\phantom{a}}$

4-Sep-07 UBS Securities Australia Ltd On market $-$ \$10,132] $-1,700$ Ordinary
7-Sep-07 UBS Securities Australia Ltd Off market $-$ \$17,294 $-3.034$ Ordinary
7-Sep-07 UBS Securities Australia Ltd Off market 317,294 3,034 Ordinary
10-Sep-07 UBS Securities Australia Ltd On market $-$16,839$ $-3,034$ Ordinary
4-Apr-07 UBS Securities Australia Ltd Off market $-55$ $-1$ Ordinary
20-Sep-07 UBS Securities Australia Ltd Unknown \$31,525 5,012 Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown $-$1,805$ $-287$ Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown $-$1,642$ $-261$ Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown $-$ \$572 $-91$ Ordinary
25-Sep-07 UBS Securities Australia Ltd Unknown \$9,234 1,468 Ordinary
25-Sep-07 UBS Securities Australia Ltd Unknown $-$ \$29,022 $-4,614$ Ordinary
$25$ -Sep-07 UBS Securities Australia Ltd Unknown \$134 21 Ordinary
25-Sep-07 UBS Securities Australia Ltd Unknown $-$ \$37,954 $-5,839$ Ordinary
25-Sep-07 UBS Securities Australia Ltd Unknown $-$ \$32,578 $-5,012$ Ordinary
11-Sep-07 UBS Securities Australia Ltd Off market \$66 11 Ordinary
12-Sep-07 UBS Securities Australia Ltd Unknown $-$ \$2,064,582 $-348,747$ Ordinary
\$4,403 763 Ordinary
14-Sep-07 UBS Securities Australia Ltd On market 365
14-Sep-07 UBS Securities Australia Ltd On market \$2,106 Ordinary
14-Sep-07 UBS Securities Australia Ltd On market \$7,639 1 3 2 4 Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown \$356 57 Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown \$506 81 Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown \$113 $\overline{18}$ Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown \$163 26 Ordinary
$21 - Sep-07$ UBS Securities Australia Ltd Unknown $-$456$ $-73$ Ordinary
25-Sep-07 UBS Securities Australia Ltd Off market \$37,954 5,839 Ordinary
26-Sep-07 UBS Securities Australia Ltd On market $-$ \$169 $-26$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$12,800$ $-2,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$4,931$ $-768$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$9,192 $-1,434$ Ordinary
17-Sep-07 UBS Securities Australia Ltd On market $-$ \$9,333 $-1,626$ Ordinary
17-Sep-07 UBS Securities Australia Ltd On market $-$ \$6,790 $-1.183$ Ordinary
$20-Sep-07$ \$3,831 628
UBS Securities Australia Ltd Off market Ordinary
20-Sep-07 UBS Securities Australia Ltd Off market \$244,000 40,000 Ordinary
20-Sep-07 UBS Securities Australia Ltd Off market $\sqrt{27,115}$ 4,445 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$423$ $-66$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$25,333 $-3,946$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$918 $-143$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$282 $-44$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$19,260$ $-3,000$ Ordinary
21-Sep-07 UBS Securities Australia Ltd On market $\sqrt{2,278}$ 356 Ordinary
24-Sep-07 UBS Securities Australia Ltd On market $-$ \$12,474 $-1,919$ Ordinary
24-Sep-07 UBS Securities Australia Ltd On market $-$ \$2,210 $-340$ Ordinary
25-Sep-07 UBS Securities Australia Ltd Unknown -\$1341 $-21$ Ordinary
25-Sep-07 UBS Securities Australia Ltd Unknown $-$ \$5,018 $-772$ Ordinary
20-Sep-07 UBS Securities Australia Ltd On market \$469 75 Ordinary
20-Sep-07 UBS Securities Australia Ltd On market \$874] 139 Ordinary
20-Sep-07 UBS Securities Australia Ltd Off market $-$ \$31,525 $-5.012$ Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown \$5,164] 821 Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown \$660 105 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$6,587 $-1,026$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market -\$9,388 $-1,460$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market -\$14,862 $-2,315$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,900$ $-296$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$276 $-43$ Ordinary
25-Sep-07 UBS Securities Australia Ltd Off market \$5,018] 772 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$2,368 -370 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$3,251 $-508$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $- $275$ $-43$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$918 $-143$ Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown \$19,071 3,032 Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown - -\$5,164 -821 Ordinary
Unknown
21-Sep-07 UBS Securities Australia Ltd -\$660 $-105$ Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown $-$ \$19,071 $-3,032$ Ordinary
21-Sep-07
$27-Sep-07$
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Unknown \$1,642 261 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$281
$-$15,950$
-44
$-2,500$
Ordinary
27-Sep-07 UBS Securities Australia Ltd On market
On market
$-$ \$12.671 $-1.986$ Ordinary
Ordinary

j.

$\label{eq:2.1} \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}_{\mathcal{A}}(\mathcal{A}) = \math$

. . . . . . . .

$\bar{\gamma}$

27-Sep-07 UBS Securities Australia Ltd On market $-$ \$19,229 $-3,014$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$44,310 $-7,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$918$ $-143$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$4,494$ $-700$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$282 -44 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$276 $-43$ Ordinary
$27-$ Sep-07 UBS Securities Australia Ltd On market $- $3,196$ $-497$ Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown $-$214$ $-34$ Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown $- $356$ $-57$
21-Sep-07 UBS Securities Australia Ltd Ordinary
$21-Sep-07$ UBS Securities Australia Ltd Unknown $-$1,441$ $-231$ Ordinary
$21-Sep-07$ UBS Securities Australia Ltd Unknown \$456 $\overline{73}$ Ordinary
27-Sep-07 UBS Securities Australia Ltd Unknown
On market
$-$113$ $-18$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-5937$ $-148$ Ordinary
27-Sep-07 UBS Securities Australia Ltd $-$ \$25,499 $-4,022$ Ordinary
$27-$ Sep-07 UBS Securities Australia Ltd On market
On market
$-$ \$2,916
$-$273$
$-460$
$-43$
Ordinary
27-Sep-07 UBS Securities Australia Ltd Ordinary
On market $-$279$ $-44$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,525$ $-239$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $- $31,900$ $-5,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,640$ $-257$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$2,373 $-372$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,930$ $-302$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$216 $-34$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$30,083$ $-4,745$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,401$ $-221$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$14,717$ $-2,351$ Ordinary
$27-Sep-07$ UBS Securities Australia Ltd On market $-$ \$5,784 $-924$ Ordinary
21-Sep-07 UBS Securities Australia Ltd Unknown $-$163$ $-26$ Ordinary
21-Sep-07 UBS Securities Australia Ltd On market $-$ \$256 $-40$ Ordinary
25-Sep-07 UBS Securities Australia Ltd Unknown $-$9,234$ $-1,468$ Ordinary
25-Sep-07
25-Sep-07
UBS Securities Australia Ltd Unknown -\$77 -12
$\overline{12}$
Ordinary
27-Sep-07 UBS Securities Australia Ltd
UBS Securities Australia Ltd
Unknown $\overline{$77}$ $-302$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-1,927$ Ordinary
27-Sep-07 On market $- $28,046$ $-4,396$ Ordinary
27-Sep-07 UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market $-$50,800$ $-8,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market
On market
$- $857$
$- $2,318$
$-135$
$-365$
Ordinary
Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$4,190$ $-665$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$40,112 $-6,367$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,761$ $-280$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $- $31,450$ $-5,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$12,580 $-2,000$ Ordinary
25-Sep-07 UBS Securities Australia Ltd Unknown $-545$ -71 Ordinary
25-Sep-07 UBS Securities Australia Ltd Unknown \$45 $\overline{I}$ Ordinary
25-Sep-07 UBS Securities Australia Ltd Unknown \$32,578 5,012 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$12,840$ $-2,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$12,904$ $-2,010$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-52,792$ -439 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,870$ $-295$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$279 $-44$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$4,494$ $-710$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$22,076 $-3,482$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$2,170$ $-345$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$2,958$ -468 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $- $271$ $-43$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $- $278$ $-44$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,761$ $-280$ Ordinary
27-Sep-07
27-Sep-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
On market
$-$10,048$
$-$1,549$
$-1,570$
$-242$
Ordinary
Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$3,251$ $-508$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$282 $-44$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$282 $-44$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$3,734 $-589$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$2,962 $-468$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$273 $-43$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$338 $-54$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$3,737$ $-597$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$31,450 $-5,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$13,612$ $-2,164$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$19,034$ $-3,026$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$3,774$ $-600$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$629 $-100$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$19,170 $-3,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$10,694$ $-1,671$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$12,776$ $-1,990$ Ordinary
$27-Sep-07$ UBS Securities Australia Ltd On market $-$1,453$ $-226$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,903$ $-296$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$3,794 -606 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$31,300 $-5,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$2,930$ $-468$ Ordinary
$27-$ Sep-07 UBS Securities Australia Ltd On market $-$15,750$ $-2,500$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$3,390$ $-539$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $- $14,146$ $-2,249$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$25,200 $-4,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,450$ $-229$ Ordinary
27-Sep-07
27-Sep-07
UBS Securities Australia Ltd On market $-$12,660$ $-2,000$ Ordinary
UBS Securities Australia Ltd On market $-$1,266$ $-200$ Ordinary
27-Sep-07
27-Sep-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market $-$1,453$ $-226$
$-389$
Ordinary
27-Sep-07 On market $-$2,497$ Ordinary
27-Sep-07 UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
On market
$-$ \$62,292
$-$ \$3,190
$-9,718$
$-500$
Ordinary
Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$9,315$ $-1,460$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$2,944 $-468$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$2,516 $-400$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$22,430 $-3,566$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$3,334$ $-530$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$3,224 $-511$ Ordinary
$27-Sep-07$ UBS Securities Australia Ltd On market $-$ \$624 $-100$ Ordinary
28-Sep-07 UBS Securities Australia Ltd Unknown $\sqrt{30}$ 1 Ordinary
$1 - Oct-07$ UBS Securities Australia Ltd On market \$5,017 773 Ordinary
1-Oct-07 UBS Securities Australia Ltd On market $-$ \$66,234 $-10,112$ Ordinary
1-Oct-07 UBS Securities Australia Ltd On market \$66,234 10,112 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$2,444$ $-383$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market -\$27,128 $-4,252$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$2,329 $-365$ Ordinary
$27-$ Sep-07 UBS Securities Australia Ltd On market $-$1,008$ $-158$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$453 $-71$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$271 $-43$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$360 $-57$ Ordinary
27-Sep-07
27-Sep-07
UBS Securities Australia Ltd On market $-$ \$360 $-57$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$88 $-14$
$-44$
Ordinary
2-Oct-07 UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
On market
$- $278$
$-$ \$272,280
$-39.807$ Ordinary
$2$ -Oct-07 UBS Securities Australia Ltd On market $-$1,320$ $-193$ Ordinary
Ordinary
2-Oct-07 UBS Securities Australia Ltd Off market \$236,430 35,050 Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$7,920 $-1,200$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$9,885 $-1,500$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market -\$28,066 $-4,399$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$10,176$ $-1,600$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-5776$ $-122$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $- $776$ $-122$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$12,680$ $-2,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market -\$12,580 $-2,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$12,580$ $-2,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$270 $-43$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $- $3,258$ $-518$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$182$ $-29$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$145$ $-22$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$40$ -6 Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$284 $-43$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$898 $-136$ Ordinary
3-Oct-07
27-Sep-07
UBS Securities Australia Ltd On market $-$4,837$ $-734$ Ordinary
UBS Securities Australia Ltd On market $-$ \$31,421 $-4,956$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,741$ $-275$ Ordinary

i.

$\overline{\phantom{a}}$

医子宫神经节 医腹下的

$\ddotsc$ $\overline{a}$

27-Sep-07 UBS Securities Australia Ltd On market $-$7,716$ $-1,219$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$937 $-148$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$6,201 $-978$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$277 $-44$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$31,450 $-5,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$4,038$ $-640$ Ordinary
$27-Sep-07$ UBS Securities Australia Ltd On market $-$5,698$ $-903$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-1694$ $-110$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$3,960 $-600$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $- $5,913$ $-900$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$3,680$ $-567$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$1,214 $-187$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$3,423$ $-529$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$95 $-15$ Ordinary
$27-Sep-07$ UBS Securities Australia Ltd On market $-$31,555$ $-4,985$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$60,433]$ $-9,547$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$279 $-44$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$33,570$ $-5,295$ Ordinary
$27-$ Sep-07 UBS Securities Australia Ltd On market $-$ \$611 $-97$ Ordinary
$27-Sep-07$ UBS Securities Australia Ltd On market $-$ \$2,174 $-345$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-59,242$ $-1,460$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$943]$ $-149$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$28,986 $-4,623$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $- $3,315$ $-510$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$9,810$ $-1,500$ Ordinary
4-Oct-07 UBS Securities Australia Ltd Off market \$200,377 31,100 Ordinary
4-Oct-07 UBS Securities Australia Ltd On market \$7,812 1,246 Ordinary
8-Oct-07 UBS Securities Australia Ltd On market $-$ \$7,016 $-1,086$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$26,051 $-4,109$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,528$ $-241$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$2,517 $-397$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$2,948$ $-468$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$3,774 $-600$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,160$ $-185$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$627 $-100$ Ordinary
27-Sep-07
28-Sep-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market $-$ \$25,865 $-4,145$ Ordinary
1-Oct-07 UBS Securities Australia Ltd Unknown $- $706$
\$253
$-1$
39
Ordinary
10-Oct-07 UBS Securities Australia Ltd On market
Unknown
\$15,525 2,300 Ordinary
Ordinary
10-Oct-07 UBS Securities Australia Ltd On market \$816 122 Ordinary
14-Oct-07 UBS Securities Australia Ltd Unknown $-$ \$32 ۵J Ordinary
23-Oct-07 UBS Securities Australia Ltd On market $-$19,264$ $-3,200$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market $-$1,306$ $-209$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market -\$14,310 $-2,275$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market -\$26,733 $-4,250$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$2,766$ $-439$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$28,734 $-4,561$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $- $19,782$ $-3,130$ Ordinary
1-Oct-07 UBS Securities Australia Ltd On market \$60,357 9,300 Ordinary
1-Oct-07 UBS Securities Australia Ltd Unknown \$354 54 Ordinary
1-Oct-07 UBS Securities Australia Ltd Unknown $-$ \$354 $-54$ Ordinary
2-Oct-07 UBS Securities Australia Ltd Off market $-$236,430$ $-35,050$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$6,600 $-1,000$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market -\$4,481 $-717$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market $-$ \$944 $-151$
$-908$
Ordinary
25-Oct-07
25-Oct-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market $-$5,675$
$-$3,188$
$-510$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market
On market
$-$2,080$ $-341$ Ordinary
Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$8,425 $-1,333$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$2,978 $-472$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$9,213 $-1,460$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$278 $-44$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$271 -
د4
Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$2,442$ $-370$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$99 $-15$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$3,954$ $-600$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$13$ ż, Ordinary

$\ddot{\phantom{a}}$

3-Oct-07 UBS Securities Australia Ltd On market $-$ \$588 $-89$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market $-$ \$6,698 $-1,098$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market $- $2,558$ $-420$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market \$10,231 1,691 Ordinary
25-Oct-07 UBS Securities Australia Ltd On market \$1,694 279 Ordinary
31-Oct-07 UBS Securities Australia Ltd Unknown \$1,805 269 Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$271 $-43$ Ordinary
$27-$ Sep-07 UBS Securities Australia Ltd On market $-$ \$3,497 $-556$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$9,183 $-1,460$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$3,672$ $-532$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$3,263 $-518$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-599$ $-15$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$20$ $-3$ Ordinary
$3-Oct-07$ UBS Securities Australia Ltd On market $-$ \$904 $-137$ Ordinary
3 Oct-07 UBS Securities Australia Ltd On market $-$3,386$ $-513$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $- $2,122$ $-322$ Ordinary
31-Oct-07 UBS Securities Australia Ltd Unknown $-$1,805$ -269 Ordinary
6-Nov-07 UBS Securities Australia Ltd On market \$528 $\overline{72}$ Ordinary
7-Nov-07 UBS Securities Australia Ltd On market \$94 $\overline{12}$ Ordinary
7-Nov-07 UBS Securities Australia Ltd Off market $- $526$ $-72$ Ordinary
9-Nov-07 UBS Securities Australia Ltd On market $-$ \$471 $-62$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$617 $-98$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$12,600$ $-2,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$17,842$ $-2,832$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$22,539 $-3,612$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$1,479$ $-237$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $- $2,494$ $-379$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$4,606$ $-700$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$301$ $-46$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$5,358$ $-823$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$476 -74 Ordinary
12-Nov-07 UBS Securities Australia Ltd On market \$375 50 Ordinary
12-Nov-07
21-Nov-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Off market \$39
$-$760$
5 5
$-100$
Ordinary
Ordinary
21-Nov-07 UBS Securities Australia Ltd On market
On market
$-$4,560$ $-600$ Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $-$ \$7,600 $-1,000$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market $-$ \$9,110 $-1,460$ Ordinary
27-Sep-07 UBS Securities Australia Ltd On market \$1,579,582 249,059 Ordinary
28-Sep-07 UBS Securities Australia Ltd Unknown $\sqrt{30}$ 1 Ordinary
28-Sep-07 UBS Securities Australia Ltd Off market $-$196,176$ $-30,000$ Ordinary
30-Sep-07 UBS Securities Australia Ltd Unknown $-$ \$66,234 $-10,112$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$4,996 $-777$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$135$ $-21$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$4,791 $-744$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $- $7,728$ $-1,200$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$7,752$ $-1,200$ Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $-$ \$8,324 $-1,091$ Ordinary
1-Oct-07 UBS Securities Australia Ltd Off market -\$135,469 $-20,000$ Ordinary
28-Sep-07 UBS Securities Australia Ltd Off market $-$8,747$ -1 Ordinary
2-Oct-07 UBS Securities Australia Ltd Off market \$270,145 40,000 Ordinary
2-Oct-07 UBS Securities Australia Ltd Unknown \$137,523 20,224 Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$3,305$ $-500$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$1,113 $-172$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$1,277$ $-197$ Ordinary
3-Oct-07
3-Oct-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
On market
$-$9,091$
$-$ \$2,815
$-1,403$
$-433$
Ordinary
Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$2,971$ $-457$ Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$8,960 1,073 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$877 105 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$9,202 1,102 Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$2,531$ -384 Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$488 $-74$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$1,592$ $-242$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market -\$13,180 $-2,000$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$311 $-47$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$2,299 $-352$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$1,430$ $-219$ Ordinary

$\ddot{\phantom{0}}$

$\frac{1}{2}$ , and $\frac{1}{2}$ , and $\frac{1}{2}$

3-Oct-07 UBS Securities Australia Ltd Off market \$123,874 18,900 Ordinary
$5-Ort-07$ UBS Securities Australia Ltd On market \$19 -31 Ordinary
$5-Oct-07$ UBS Securities Australia Ltd Unknown $-119$ ام Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$16,700 2,000 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$16,024 1,919 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$668 80 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$16,024 1,919 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$5,267 630 Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$99 $-15$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$1,610$ $-244$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-51,373$ $-208$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$3,907$ $-592$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $- $3,340$ $-506$ Ordinary
12-Oct-07 UBS Securities Australia Ltd On market \$847 132 Ordinary
12-Oct-07 UBS Securities Australia Ltd On market $-$ \$71 $-11$ Ordinary
12-Oct-07 UBS Securities Australia Ltd On market $-539$ -6 Ordinary
23-Oct-07 UBS Securities Australia Ltd On market -\$6,010 $-1,000$ Ordinary
23-Oct-07 UBS Securities Australia Ltd On market $-$ \$12,020 $-2,000$ Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,555 189 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,526 185
3-Dec-07 UBS Securities Australia Ltd Ordinary
3-Dec-07 UBS Securities Australia Ltd On market
On market
\$1,539 187 Ordinary
3-Dec-07 UBS Securities Australia Ltd \$1,217 148 Ordinary
3-Oct-07 UBS Securities Australia Ltd On market \$1,626 198 Ordinary
3-Oct-07 UBS Securities Australia Ltd On market
On market
$-$ \$99 $ $
$-$ \$9,226
$-15$
$-1,400$
Ordinary
$3-Oct-07$ UBS Securities Australia Ltd On market $-$1,518$ $-231$ Ordinary
Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$180 $-28$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$2,750$ $-429$ Ordinary
23-Oct-07 UBS Securities Australia Ltd On market -\$9,015 $-1,500$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market $-$ \$6,713 $-1,074$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market $-$ \$3,263 $-522$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market $-$ \$13,623 $-2,237$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market $-592$ $-15$ Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$779 95 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,626 198 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$41 5 1 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,671 204 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,654 202 Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$173$ $-27$ Ordinary
$3$ -Oct-07 UBS Securities Australia Ltd On market $-$1,406$ $-217$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$6,651] $-1,028$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$2,429 $-372$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$2,984 $-457$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market $-$ \$2,019 $-331$ Ordinary
25-Oct-07
25-Oct-07
UBS Securities Australia Ltd On market \$14,173 2,335 Ordinary
25-Oct-07 UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
On market
\$1,851
\$2,185
305
360
Ordinary
25-Oct-07 UBS Securities Australia Ltd On market \$16,516 2,721 Ordinary
Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,716 209 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,634 199 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,509 184 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,548 189 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,861 227 Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$13,080$ $-2,000$ Ordinary
3-Oct-07 UBS Securities Australia Ltd On market $-$ \$35,118 $-5,329$ Ordinary
4-Oct-07 UBS Securities Australia Ltd Unknown $-$129,434$ $-20,224$ Ordinary
8-Oct-07 UBS Securities Australia Ltd On market $-$ \$2,009 $-311$ Ordinary
8-Oct-07 UBS Securities Australia Ltd On market $-$ \$3,036 -470 Ordinary
25-Oct-07 UBS Securities Australia Ltd Off market \$200 33 Ordinary
26-Oct-07 UBS Securities Australia Ltd Off market \$297,434 49,089 Ordinary
30-Oct-07 UBS Securities Australia Ltd On market \$40 6 Ordinary
9-Nov-07 UBS Securities Australia Ltd On market $-53,207$ $-422$ Ordinary
12-Nov-07
3-Dec-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
Off market
On market
\$118] 15 5 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$961
\$156
117
19
Ordinary
Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$2,048 250 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,196 146 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,405 172 Ordinary
8-Oct-07 UBS Securities Australia Ltd Off market \$12,061 1,867 Ordinary
9-Oct-07 UBS Securities Australia Ltd On market $- $7,353$ $-1,109$ Ordinary
9-Oct-07 UBS Securities Australia Ltd On market $-$7,896$ $-1,191$ Ordinary
14-Oct-07 UBS Securities Australia Ltd Unknown $\overline{50}$ 0 Ordinary
14-Oct-07 UBS Securities Australia Ltd Unknown $\overline{\$0}$ 0 Ordinary
20-Nov-07 UBS Securities Australia Ltd On market \$2,110 257 Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $- $6,543$ -824 Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $-$2,587$ $-340$ Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $-$3,501$ $-460$ Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $-$ \$2,286 $-300$ Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$2,378 290 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,471 179 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$2,323 283 Ordinary
$3-Dec-07$ UBS Securities Australia Ltd On market \$1,297 158 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$41 5 Ordinary
14-Oct-07 UBS Securities Australia Ltd Unknown \$32 5 Ordinary
14-Oct-07 UBS Securities Australia Ltd Unknown \$6 1 Ordinary
15-Oct-07 UBS Securities Australia Ltd On market $-$8,087$ $-1,246$ Ordinary
14-Oct-07 UBS Securities Australia Ltd Off market $-$ \$6 $-1$ Ordinary
19-Oct-07 UBS Securities Australia Ltd Off market $-$ \$249,203 $-39,089$ Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,839 224 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$337 41 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$205 25 Ordinary
$3-Dec-07$ UBS Securities Australia Ltd On market \$107 13 Ordinary
3-Dec-07 UBS Securities Australia Ltd \$1,175 143 Ordinary
23-Oct-07 UBS Securities Australia Ltd On market $-$7,308$ $-1,216$ Ordinary
On market $-$ \$2,119 $-352$
23-Oct-07 UBS Securities Australia Ltd On market Ordinary
23-Oct-07
25-Oct-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market $-$4,392$ $-732$
$-626$
Ordinary
Ordinary
25-Oct-07 UBS Securities Australia Ltd On market
On market
$-$ \$3,913
$-$ \$644
$-103$ Ordinary
$3-Dec-07$ UBS Securities Australia Ltd On market \$1,370 166 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,148 140 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$66 8 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$2,066 252 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$491 60 Ordinary
25-Oct-07 UBS Securities Australia Ltd On market $-$177$ $-29$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market $-$2,440$ $-400$ Ordinary
25-Oct-07 UBS Securities Australia Ltd On market \$2,307 380 Ordinary
25-Oct-07 UBS Securities Australia Ltd On market \$9,833 1,620 Ordinary
25-Oct-07 UBS Securities Australia Ltd Off market \$297 49 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market -\$208,666 $-24,960$ Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$6,864 822 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$6,864 822 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$213] 26 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$197 24 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$5,191 633 Ordinary
4-Dec-07 UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market
Unknown
\$30,146 3,951 Ordinary
Ordinary
6-Dec-07
31-Oct-07
UBS Securities Australia Ltd \$176,738
$-$161$
23,583
-24
Ordinary
31-Oct-07 UBS Securities Australia Ltd Unknown
Unknown
\$161 24 Ordinary
31-Oct-07 UBS Securities Australia Ltd On market \$1,825 245 Ordinary
12-Nov-07 UBS Securities Australia Ltd Off market \$63 8 Ordinary
12-Nov-07 UBS Securities Australia Ltd Off market \$110 14 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$16,700 2,000 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$676 81 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$25 3 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$16,675 1,997 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$53,287 6,374 Ordinary
6-Dec-07 UBS Securities Australia Ltd On market \$165 22 Ordinary
11-Dec-07 UBS Securities Australia Ltd Unknown \$201,158 26,511 Ordinary
11-Dec-07 UBS Securities Australia Ltd Off market $-$118,008$ $-14,788$ Ordinary
16-Nov-07 UBS Securities Australia Ltd On market $-$7,634$ $-931$ Ordinary
18-Nov-07 UBS Securities Australia Ltd On market \$7,606 931 Ordinary
21-Nov-07 UBS Securities Australia Ltd On market \$112,053 13,665 Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $-$ \$6,400 $-806$ Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $-$ \$6,908 $-870$ Ordinary

$\ddotsc$

30-Nov-07 UBS Securities Australia Ltd Off market \$45,883 5,616 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,539 187 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$140 17 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,533 186l Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,566 $\overline{190}$ Ordinary
21-Nov-07 UBS Securities Australia Ltd On market -\$15,016 $-1,940$ Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $- $2,283$ $-300$ Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $-$ \$2,511 $-330$ Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $-58,371$ $-1,100$ Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $-53,501$ $-460$ Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,578 192 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,299 158 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,576 192 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,317 161 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,601 196 Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $- $2,286$ -300 Ordinary
21-Nov-07 UBS Securities Australia Ltd On market \$15,300 $-2,000$ Ordinary
21-Nov-07 UBS Securities Australia Ltd On market $-$ \$6,440 -844 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$624 76 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,689 206 Ordinary
$3-$ Dec $-07$ UBS Securities Australia Ltd On market \$901 110 Ordinary
$3$ -Dec-07 UBS Securities Australia Ltd On market \$1,435 175 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$287 35 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,796 219 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,671 204 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,710 209 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,831 223 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,806 220 Ordinary
28-Nov-07 UBS Securities Australia Ltd On market -\$50 -6 Ordinary
28-Nov-07 UBS Securities Australia Ltd On market $-576$ -9 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,779 217 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,913 233 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,322 161 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,314 160 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$762 93 Ordinary
29-Nov-07 UBS Securities Australia Ltd On market $-$ \$57 $-7$ Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$7,498 898 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$1,461 175 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$8,116 972 Ordinary
$30 - Nov-07$
3-Dec-07
UBS Securities Australia Ltd On market \$259 $\overline{31}$ Ordinary
UBS Securities Australia Ltd On market \$1,179 144 Ordinary
3-Dec-07
3-Dec-07
UBS Securities Australia Ltd
UBS Securities Australia Ltd
On market \$2,007 245 Ordinary
$3-Dec-07$ UBS Securities Australia Ltd On market
On market
\$1,640
\$484
200
59
Ordinary
Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,058 129 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$8 Ordinary
30-Nov-07 UBS Securities Australia Ltd On market \$16,333 1,956 Ordinary
30-Nov-07 UBS Securities Australia Ltd Off market \$5,833 714 Ordinary
30-Nov-07 UBS Securities Australia Ltd Off market \$38,857 4,756 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$157 19 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$2,767 337 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,252 153 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,337 163 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,179 144 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$98 12 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,601 194 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,523 185 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$1,555 189 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$304 37 Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$631 $\overline{77}$ Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$16 $\overline{2}$ Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$18,803 2,293 Ordinary
3-Dec-07
4-Dec-07
UBS Securities Australia Ltd On market \$15,580 1,900 Ordinary
11-Dec-07 UBS Securities Australia Ltd On market \$3,350
\$118,008
439 Ordinary
3-Dec-07 UBS Securities Australia Ltd
UBS Securities Australia Ltd
Off market
On market
\$33 14,788
4
Ordinary
3-Dec-07 UBS Securities Australia Ltd On market \$903 110 Ordinary
Ordinary

l,

On market \$1,632 1991 Ordinary
UBS Securities Australia Ltd On market \$1,345 164 Ordinary
UBS Securities Australia Ltd On market \$1.319 161 Ordinary
UBS Securities Australia Ltd On market \$695 85 Ordinary
UBS Securities Australia Ltd On market \$1,632 199 Ordinary
UBS Securities Australia Ltd On market \$148 18 1 Ordinary
UBS Securities Australia Ltd On market \$1,855 226 Ordinary
UBS Securities Australia Ltd On market \$1,970 240l Ordinary
UBS Securities Australia Ltd On market \$1,913 233 Ordinary
UBS Securities Australia Ltd On market \$821 100I Ordinary
UBS Securities Australia Ltd On market \$2,085 254 Ordinary
UBS Securities Australia Ltd On market \$1,468 179 Ordinary
UBS Securities Australia Ltd On market \$2,217 270 Ordinary
UBS Securities Australia Ltd On market \$1,330 162 Ordinary
UBS Securities Australia Ltd On market 32,819 343 Ordinary
UBS Securities Australia Ltd On market \$1,802 220 Ordinary
UBS Securities Australia Ltd On market \$3,116 380 Ordinary
On market \$1,079 131 Ordinary
UBS Securities Australia Ltd On market \$3,383 411 Ordinary
UBS Securities Australia Ltd On market \$1,010 123 Ordinary
UBS Securities Australia Ltd On market \$935 114 Ordinary
UBS Securities Australia Ltd On market \$763 931 Ordinary
UBS Securities Australia Ltd On market \$11,209 1,367 Ordinary
UBS Securities Australia Ltd On market \$2,616 319 Ordinary
UBS Securities Australia Ltd Unknown Ordinary
UBS Securities Australia Ltd On market $- $198$ $-26$ Ordinary
UBS Securities Australia Ltd
UBS Securities Australia Ltd
$-$ \$35,900 $-4,378$

$\ddot{\phantom{a}}$

l,

$\hat{\mathcal{L}}$

$\mathcal{L}(\mathcal{L}^{\mathcal{L}})$ and $\mathcal{L}^{\mathcal{L}}$ and $\mathcal{L}^{\mathcal{L}}$ $\mathcal{L}^{\text{max}}{\text{max}}$ $\mathcal{L}^{\text{max}}{\text{max}}$ $\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$ $\mathcal{L}^{\text{max}}{\text{max}}$ , where $\mathcal{L}^{\text{max}}{\text{max}}$ $\mathcal{L}^{\text{max}}{\text{max}}$ , where $\mathcal{L}^{\text{max}}{\text{max}}$ $\label{eq:2.1} \frac{1}{\sqrt{2\pi}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2\pi}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2\pi}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2\pi}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2\pi}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2\pi}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2\pi}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2\pi}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2\pi}}\int_{\mathbb{R}^3}\frac{1$ $\mathbb{Z}^{(1)}$ $\chi_{\rm{max}}$

Prime Brokerage Agreement

Details

$\ddot{\phantom{1}}$

Interpretation - definitions are at the end of the General terms

Parties UBS and Customer
UBS Name UBS AG, Australia Branch
ABN 47 088 129 613
AFSL 231 087
Address Level 16 Chifley Tower, 2 Chifley Square,
Sydney, NSW, 2000
Telephone +61 2 9324 2000
Fax +61 2 9324 2558
Attention General Counsel
Customer Name XXX LIMITED as Trustee and Manager of
the Scheme
ABN
AFSL
Address
Telephone
Fax
Attention
Scheme
ARSN
Recitals The Customer wishes to appoint UBS to provide a prime
A
brokerage service to the Customer in its capacity as
trustee and manager of the Scheme.
в UBS wishes to accept that appointment.
Governing law New South Wales
Date of
agreement
See Signing page

$\mathbf 1$ Appointment as prime broker

$1.1$ Appointment

The Customer in its capacity as trustee and manager of the Scheme appoints UBS as prime broker with the power to:

  • carry out the services referred to in clause 1.2; $(a)$
  • $(b)$ perform the functions otherwise expressly or by implication given to UBS under this agreement; and
  • $(c)$ take any action which UBS reasonably determines is necessary or desirable in connection with the carrying out of the services and functions under this agreement.

$1.2$ Services

As prime broker UBS will provide the following services to the Customer:

  • borrowing and lending of securities; $(a)$
  • the settlement of transactions that the Customer has entered into with $(b)$ a third party broker;
  • $(c)$ cash loans:
  • $(d)$ other services as agreed between the parties from time to time.

$1.3$ Variation of Services

UBS may vary from time to time the services it will provide to the Customer and the charges associated with those services by prior notice in writing.

$1.4$ Co-operation

The Customer agrees to ratify and to confirm or to do, or procure the doing of, anything necessary to complete UBS's actions under this agreement.

$1.5$ Single Agreement

All cash advances to the Customer and securities loans made under this agreement, and any UBS Transactions, are entered into in reliance on the fact that this agreement, the UBS Customer Agreement and any schedules or confirmations concerning those advances, securities loans and UBS Transactions form a single agreement between the parties (collectively referred to as "this agreement") and the parties would not otherwise enter into any of those transactions other than in accordance with this agreement. To the extent that there is an inconsistency between this Prime Brokerage Agreement and a UBS Customer Agreement, this Prime Brokerage Agreement prevails.

$\overline{2}$ Settlement of securities transactions

$2.1$ Settlement through execution brokers

UBS will settle Transactions as agent for the Customer with any executing broker, including UBS Securities. If UBS Securities, or any other Related Entity of UBS, is the executing broker, a separate agreement will set out the terms of the agreement between UBS Securities and the Customer with regard to the execution of Transactions.

$2.2$ Time for instructions

The Customer must give UBS instructions to settle a Transaction in accordance with clause 2.1 by 5pm (Sydney time) on the Business Day of the transaction.

$2.3$ Sell orders

Where the Customer gives a sell order to UBS, the Customer must designate the sell order as either long or short. A sell order that is not designated is deemed to be long. The designation of the sell order as long constitutes a certification that the securities to be sold are owned by the Customer. If such securities are not in UBS's possession, by placing such an order the Customer warrants that the Customer will deliver the securities to UBS on or before that date on which the sell order is to be settled. The Customer agrees to indemnify UBS for any costs, expenses or losses suffered or incurred by UBS as a result of the Customer's failure to deliver securities in accordance with this clause.

$2.4$ Securities transaction discrepancies and costs

The Customer is responsible for the resolution of discrepancies in relation to Transactions settled by UBS and is liable for all costs and Taxes as a result of, or in connection with, the Transaction.

$2.5$ Refusal

UBS may refuse to settle any Transaction for the Customer. UBS will notify the Customer of any such refusal giving reasons for such refusal. Unless agreed otherwise, UBS is only deemed to have agreed to settle a Transaction upon it actually settling that Transaction.

2.6 Best efforts

Subject to clause 2.5, UBS will use its best efforts to settle all Transactions.

$2.7$ No confirmation

UBS will not confirm securities transactions with the executing broker.

2.8 Liability of UBS

UBS shall not be responsible and is not liable for:

  • any loss on settlement of any Transaction; $(a)$
  • $(b)$ any acts or omission of the executing broker or its employees or agents:
  • $(c)$ compliance with any regulatory requirement to report Transactions to the Stock Exchange or any other securities exchange or regulatory body or any other regulatory reporting or notification requirements in respect of any Transaction or any Assets; or
  • $(d)$ refusing to settle any Transaction or failing to promptly notify the Customer of refusing or failing to settle a Transaction.

3 Advances

$3.1$ Cash advances

UBS may, in its sole discretion, make cash advances to the Customer at any time up to the Credit Limit.

$3.2$ Calls

UBS may call on demand any cash advance made in accordance with clause 3.1 and the advance is repayable in accordance with such demand.

$3.3$ Interest

Interest will accrue on all cash advances daily at the rate specified in the fee schedule provided to the Customer as updated by UBS from time to time and the Customer must pay such interest at the time and in the manner required by UBS.

$3.4$ Gross Up for Withholding tax

If a law requires the Customer to deduct an amount in respect of Taxes from a payment under this agreement such that UBS would not actually receive on the due date the full amount provided for under this agreement, then:

  • $(a)$ the Customer agrees to deduct the amount for the Taxes (and any further deduction applicable to any further payment due under paragraph (c) below); and
  • $(b)$ the Customer agrees to pay an amount equal to the amount deducted to the relevant authority in accordance with applicable law and give the original receipts to UBS within 10 Business Days after the day on which the original receipts were issued; and
  • the amount payable is increased so that, after making the deduction $(c)$ and further deductions applicable to additional amounts payable under this clause. UBS will receive (at the time the payment is due)

the amount it would have received if no deductions had been required.

Use of cash advances $3.5$

The Customer may only use the proceeds of any cash advance for the purpose of Transactions. The Customer may not use a cash advance, directly or indirectly, for the purpose of making a takeover offer which when completed would result in the Customer or any person controlling the Customer or under the Customer's control acquiring control of any legal entity. The Customer may not publicise the making by UBS of a cash advance (except where required by law or regulation).

$\overline{\mathbf{4}}$ Fees and charges

$4.1$ Fee schedule

UBS is entitled to receive fees and charges in accordance with the fee schedule provided to the Customer and updated by UBS from time to time.

$4.2$ Other amounts

Except as otherwise provided in this agreement, the Customer agrees to indemnify UBS against all Taxes and other costs and expenses (including, without limitation, commissions) that UBS incurs as a result of or in connection with the services it provides to the Customer under this agreement.

$4.3$ Authority

$\mathcal{L}_{\mathcal{C}}$

The Customer authorises UBS to deduct any amount due under this clause 4 from the Cash Account.

5 Margin

$5.1$ Margin Requirement

UBS may determine and vary at any time, in its discretion, the Margin Requirement from the Customer with respect to obligations of the Customer to UBS pursuant to this agreement and any UBS Customer Agreement, and the acceptable cash or assets or both to meet that demand.

$5.2$ Notice of Margin Requirement

UBS will give notice in writing to the Customer specifying:

  • $(a)$ the Outstanding Margin Requirement;
  • the types of cash and/or Assets which will be accepted by UBS as $(b)$ Margin; and
  • the Valuation Percentage. $(c)$

UBS may not give notice unless the Outstanding Margin Requirement specified exceeds the minimum size of margin calls specified in schedule 4.

5.3 Time for payment

The Customer must meet any demand for Outstanding Margin Requirement by delivering Collateral:

  • $(a)$ in the case of cash – on the same Business Day as the demand for the Outstanding Margin Requirement if the demand is before or on the Notification Time or the next Business Day if the demand is made after the Notification Time; or
  • in the case of assets other than cash as agreed between the parties. $(b)$

Late payment 5.4

If the Customer does not meet a demand for Outstanding Margin Requirement in accordance with the time specified in clause 5.3:

  • $(a)$ the Customer is liable to pay the Overdue Margin Interest Rate on the amount of the Outstanding Margin Requirement demand it has failed to meet; and
  • $(b)$ UBS may declare an Event of Default.

5.5 Excess

If the value of the Collateral held by UBS exceeds the Margin Requirement in respect of the Customer, UBS may repay the amount of that excess to the Customer when requested by the Customer in writing. Any such repayment shall be made subject to clause 6.3 and by close of business on the Business Day following such request.

5.6 Registration of charge

The Customer acknowledges that UBS may file or register details of the Security in appropriate jurisdictions. The Customer undertakes to do all things necessary to assist in the creation of an effective charge.

5.7 Encumbrances

The Customer warrants that all assets transferred to UBS as Collateral are free of any Encumbrances at the time such assets are transferred to UBS and will remain free from any Encumbrances while the Assets are held by UBS as Collateral.

6 Payments and Transfers

$6.1$ Cash

If the Customer is required to pay an amount of cash to UBS under this agreement, the Customer must pay such amount of cash into the bank account or accounts specified by UBS.

$6.2$ Assets

If the Customer is required to transfer assets to UBS under this agreement, the Customer must transfer or cause the Custodian (including by directing UBS to issue Proper Instructions) to transfer such assets in accordance with the market convention for assets of that type to UBS or such other person as specified by UBS.

6.3 Payments and transfers by UBS

Any obligation of UBS to pay or repay any amount of cash or deliver or redeliver any Asset to the Customer or the Custodian under this agreement is conditional on the Margin held by UBS after the payment or delivery exceeding the Margin Requirement in respect of the Customer.

$6.4$ Documents and instructions for transfer

For all deliveries under this agreement, the parties agree to execute and deliver all documents and give all instructions necessary for all right, title and interest in the securities or Collateral to be transferred.

$\overline{7}$ Custody

$7.1$ Appointment

The Customer must appoint UBS Nominees Pty Ltd or another person approved by UBS to be the custodian to hold the Custodial Assets.

$7.2$ Custodian Agreement

The custody agreement between the Customer and the Custodian must be in a form approved by UBS and allow for UBS to be appointed as the sole person authorised to give instructions to the Custodian in relation to the Custodial Assets while this agreement continues in effect or the Customer has any liabilities to UBS arising from this agreement.

$7.3$ Authority to UBS

The Customer must irrevocably appoint for the period referred to in clause 7.2 UBS as the sole person (to the exclusion of the Customer and its officers) authorised to give instructions on behalf of the Customer to the Custodian in relation to all dealings with the Custodial Assets.

$7.4$ Authorisation of UBS

The Customer authorises UBS to give instructions on behalf of the Customer to the Custodian in relation to all dealings with the Custodial Assets:

  • to do anything that this agreement contemplates (either expressly or $(a)$ by implication) will be done by UBS;
  • to do anything which, in the opinion of UBS, is incidental to, or $(b)$ necessary or desirable in connection with, any act referred to in paragraph (a) above; or

$\overline{7}$

$(c)$ to do anything which UBS is directed to do by the Customer.

$7.5$ Withdrawal of Assets

In no circumstances is UBS obliged to issue instructions to the Custodian to transfer Custodial Assets if UBS has not consented to the release of the Custodial Assets from the Charge.

7.6 Encumbrances

The Customer warrants that all Custodial Assets which are transferred to or otherwise from time to time held by the Custodian are free of any Encumbrances and will remain free from any Encumbrances while the Assets are held by the Custodian except the Security and any lien routinely imposed on all securities in a relevant clearing system approved by UBS.

Securities loans $\mathbf{R}$

$8.1$ Request and acceptance

UBS will lend securities to the Customer, and the Customer will borrow securities from UBS, in accordance with the terms and conditions of the ASLA and with the Rules. If any of the terms of the ASLA are inconsistent with any of the terms of this agreement, this agreement prevails to the extent of the inconsistency.

$8.2$ Delivery of securities

UBS may, in its discretion, elect to:

  • satisfy a Borrowing Request in full; $(a)$
  • $(b)$ satisfy a Borrowing Request in part; or
  • $(c)$ reject a Borrowing Request.

8.3 Margin

Before making any Borrowing Request, the Customer must meet all existing calls for Outstanding Margin Requirement and have sufficient Margin available to UBS.

8.4 Use of loaned securities

Loaned securities may only be used by the Customer to settle the Customer's transfer obligations, and may not be transferred elsewhere except where the parties agree.

9 Default

$9.1$ Events of Default

Each of the following is an Event of Default:

$\sim$

  • $(a)$ (non-payment or non-delivery) the Customer does not pay or deliver on time any amount payable or asset deliverable by it under this agreement; or
  • (cross default) any present or future monetary obligations of the $(b)$ Customer or any of its Subsidiaries for amounts totalling \$100,000 are not satisfied on time (or at the end of their period of grace) or become prematurely payable.

(In this clause $9.1(6)$ ), a "monetary obligation" means a monetary obligation in connection with:

$(i)$ money borrowed or raised; or

Ø.

  • any hiring arrangement, redeemable preference share, letter $(ii)$ of credit or financial markets transaction (including a swap, option or futures contract); or
  • $(iii)$ a guarantee or indemnity in connection with money borrowed or raised); or
  • $(c)$ (enforcement against assets) distress is levied or a judgment, order or Encumbrance is enforced, or becomes enforceable, against any property of the Customer (whether in its capacity as trustee and manager or not) or any of its Subsidiaries; or
  • $(d)$ (incorrect representation or warranty) a representation or warranty made by or for the Customer in connection with this agreement is found to have been incorrect or misleading when made; or
  • (insolvency) the Customer or any of its Subsidiaries becomes $(e)$ Insolvent; or
  • $(f)$ (ceasing business) the Customer or any of its Subsidiaries stops payment, ceases to carry on its business or a material part of it, or threatens to do either of those things except to reconstruct or amalgamate while solvent on terms approved by UBS; or
  • (appointment of manager) a person is appointed under legislation to $(g)$ manage any part of the affairs of the Customer or any of its Subsidiaries; or
  • $(h)$ (Material Adverse Event) an event occurs which is or is likely to be (or a series of events occur which, together, are or are likely to be) a Material Adverse Event; or
  • $(i)$ (unable or intend not to perform) the Customer admits to UBS that it is unable or intends not to perform any of its obligations under this agreement: or
  • $(i)$ (non-compliance with other obligations) the Customer fails to perform when due any other obligation under this agreement and the failure is not remedied by the end of the Business Day following the Business Day on which written notice from UBS of the failure is effective; or

  • $(k)$ (event of default under Customer Agreements) a Customer Agreement is terminated due to an event of default (howsoever described) under a Customer Agreement; or

  • $(1)$ (breach of security) there is a breach of any of the terms of the Security; or
  • (voidable charge) the Security or a transaction in connection with it $(m)$ is or becomes (or is claimed to be) wholly or partly void, voidable or unenforceable or does not have (or is claimed not to have) the priority which UBS as the chargee intended it to have ("claimed" in this paragraph means claimed by the chargor in that Security or any of its Related Entities or anyone on behalf of any of them); or
  • $(n)$ (prejudice to right of indemnity) the Customer's right to an indemnity out of the assets of the Scheme is reduced or lost in any way or the Customer disclaims it's right of indemnity; or
  • (ceasing to be trustee and manager) the Customer does or $(o)$ participates in any act or enters into any agreement which might bring about its removal or retirement as trustee and manager of the Scheme or the trustee and manager ceases to be trustee and manager of the Scheme; or
  • (Scheme terminated) the Scheme is terminated, or a resolution that it $(p)$ be terminated is passed by the Customer or by other persons having the power to initiate the termination of the Scheme; or
  • (Statement breach) the Customer fails to deliver the statements set $(q)$ out in clause 14 in accordance with the times set out in Schedule 2; or
  • $(r)$ any event of default specified in Schedule 5.

Failure by the Customer to comply with any period for remedy notified by UBS will constitute an event of default under this clause.9.1.

$9.2$ Notification

The Customer must notify UBS immediately if an Event of Default occurs, or an event which with the passing of time, giving of notice, expiry of any applicable grace period or the making of any determination by UBS may constitute an Event of Default for the Customer.

$9.3$ Consequences of default

If an Event of Default occurs, UBS may by notice to the Customer:

  • $(a)$ terminate any cash advances made under clause 3;
  • terminate any loan of securities under clauses 8, 10.2, 10.5 and 10.6; $(b)$
  • terminate (including by way of close out) any other transactions or $(c)$ positions entered into in connection with this agreement (including in connection with transactions entered into under UBS Customer Agreements) which have not been completed, or which are

outstanding (including the holding of Collateral, any hedging or other derivative transaction and any purchase or sale of securities which has not been completed).

No further payments or deliveries are then required in respect of those terminated items, except as provided for in clause 9.4.

$9.4$ Determination of amounts notionally payable on termination

If UBS gives a notice in accordance with clause 9.3, UBS is to calculate, in its discretion, the value (represented by an Australian dollar amount) of each item terminated under clause 9.3. Each value is to be represented by an amount either notionally payable to UBS by the Customer or notionally payable by UBS to the Customer. (The intention behind these calculations is to place a monetary value on every right and liability of the Customer existing in connection with transactions contemplated by this agreement (including those entered into UBS Customer Agreements) to enable calculation of a net amount owed to or by the Customer in connection with this agreement (including under UBS Customer Agreements)).

$9.5$ Calculating the amount payable on termination

The total of all amounts notionally payable by UBS is then to be subtracted from the total of all amounts notionally payable to UBS. (The total of all interest, costs, expenses and all other amounts payable to UBS by the Customer under this agreement is also to be included in the total of all amounts notionally payable to UBS). If the result is a positive number, then the Customer must pay that amount to UBS by close of business on the same Business Day that such notice is given. If the result is a negative number, then (subject to UBS's right to set off against that amount any other obligation of the Customer to UBS) UBS must pay the absolute value of that amount to the Customer. The Australian dollar equivalent amount of a foreign currency amount will be determined by converting the foreign currency amount at the rate at which UBS reasonably considers appropriate.

9.6 Liability for losses

The Customer is liable for any losses incurred by UBS as a result of an Event of Default. Interest accrues on any amount payable by the Customer under this clause 9.5 on a daily basis at the rate of the internal rate of funding for UBS plus 2% per annum.

$9.7$ Exercise of Security

If the Customer fails to pay any amount due to UBS in accordance with clause 9.4, UBS may, without the need to give further notice, exercise its rights under the Security including requiring delivery to it of all or any of the Custodial Assets and the sale of those Custodial Assets.

$10$ Client Money and Assets

$10.1$ Client money

Except as required by the Corporations Act or the Rules, cash held as Collateral is not subject to the protections conferred by any client money rules and, as a consequence, will not be segregated from UBS's own money and will be used by UBS in the course of its business. Cash so held will be owed by UBS on a debtor/creditor basis and not held by UBS as custodian upon trust for the Customer. The Customer will rank as one of UBS's general creditors in the event of UBS becoming Insolvent.

For the avoidance of doubt, cash held by UBS other than as collateral will be held in a separate account in the Clients name.

$10.2$ Custodial Assets

UBS may request the Custodian at any time to pay or deliver to UBS any of the Custodial Assets, provided that UBS may only request the Custodian to deliver to UBS Custodial Assets which are ASX listed securities if such delivery would not cause UBS to have a 'relevant interest' for the purposes of the Corporations Act 2001 (C'th) of greater than 18% in any ASX listed entity. Subject to clauses 10.3, 10.4, 10.5 and 10.6 the Customer agrees that any Custodial Assets which UBS requests the Custodian to pay or deliver to UBS, or any Collateral, may be used by UBS for UBS's own account (including to borrow, lend, charge, re-hypothecate, dispose of or otherwise use for its own purposes) and in respect of UBS's obligations (or those of other customers of UBS) and, as a consequence, those Assets are not held by UBS for the Customer or the Custodian. UBS will have a contractual obligation to return equivalent Custodial Assets to the Custodian in accordance with clause 10.6. The Customer and the Custodian will in relation to the obligation to return equivalent Custodial Assets rank as one of UBS's general creditors in the event of UBS becoming Insolvent. Subject to clause 4.2 of the ASLA, UBS may retain all fees, profits and other benefits received in connection with such activities.

$10.3$ Express Authorisation for Collateral

Without limiting UBS's right to request transfer of any of the Custodial Assets under clause 10.2, the Customer expressly authorises UBS in its discretion to:

  • $(a)$ identify any Collateral as being held as margin or security against a particular obligation of the Customer under this agreement or against an UBS Transaction;
  • $(b)$ subject to clauses 10.2 and 10.5, transfer any Custodial Assets to UBS expressly as Collateral for any obligations of the Customer under this agreement or an UBS Transaction; and
  • transfer the proceeds of a cash advance made to the Customer to any $(c)$ Related Entity to satisfy any margin or security requirement of a Related Entity in relation to a Transaction (provided that the Customer and UBS have previously agreed in writing that the Transaction is a Transaction to which this clause 10.3 applies).

$10.4$ No Derogation from Liability to provide Collateral

The authorisation of UBS set out in clause 10.3 does not derogate from the Customer's obligation to meet a demand for Outstanding Margin Requirement under clause 5.3 or any margin or security requirement owed to a Related Entity. Unless UBS agrees otherwise in a particular case, UBS is only deemed to have agreed to transfer Custodial Assists to meet an Outstanding Margin Requirement or transferring the proceeds of a cash advance to the Customer to meet a margin or security requirement of a Related Entity upon it actually transferring those Custodial Assets or proceeds (as applicable) and is not liable for failure to do so.

$10.5$ Provision of Collateral

Subject to UBS's rights under clause 10.2, Collateral which is required by UBS pursuant to clause 5, if provided to the Custodian, will be held by the Custodian as bare trustee for the Customer subject to the Security. Any other Collateral provided to UBS in accordance with clause 5 will be provided to UBS in accordance with the terms and conditions of the ASLA and with the Rules. Securities delivered by the Custodian to UBS under clause 10.2 will be deemed to be provided by the Customer to UBS in accordance with the terms and conditions of the ASLA and with the Rules. UBS will become the legal and beneficial owner of those securities upon taking delivery of them from the Custodian.

$10.6$ Custodial Assets to be borrowed by UBS

Any Custodial Assets which UBS has the Custodian pay or deliver to it, will be borrowed by UBS from the Customer in accordance with the terms and conditions of the ASLA and with the Rules. If any of the terms of the ASLA are inconsistent with any of the terms of this agreement, this agreement prevails to the extent of the inconsistency.

$10.7$ Withholding Taxes on Income

$\frac{d-1}{2} \frac{1}{2} \frac{1}{2}$

If a law requires UBS to deduct an amount in respect of Taxes in relation to any income or other payments to the Customer under this agreement, the Customer authorises UBS to make such deductions without any further express instructions. UBS will pay to the Customer the amount of income or other payments net of Taxes.

$11$ Representations, Warranties and Acknowledgment

$11.1$ Customer's representations and warranties

The Customer represents and warrants to UBS that:

  • it has the power to enter into and perform its obligations under this $(a)$ agreement, and has duly executed this agreement so as to constitute valid and binding obligations of the Customer;
  • $(b)$ it has duly executed this agreement in its capacity as trustee and manager of the Scheme and for the benefit of the beneficiaries of the Scheme:

  • $(c)$ it holds such licences and authorities as are necessary to lawfully perform its obligations under this agreement;

  • $(d)$ in giving any instructions under this agreement, the Customer will act as principal;
  • in giving any instructions under this agreement, the Customer will act $(e)$ in accordance with the provisions of its constitution, the constitution of the Scheme or other constituent documents, any applicable laws and regulations and comply with any investment restrictions in any prospectus, information memorandum, investment management agreement or other document governing the investment by the Customer:
  • $(f)$ at the date of signing this agreement, the Customer is not in breach of any contractual arrangement which would give rise to an Event of Default;
  • $(g)$ no litigation, arbitration or administrative proceeding or claim is in progress, pending or to the Customer's knowledge threatened, which could affect the legality, validity or enforceability of this agreement or affect the Customer's ability to perform its obligations under this agreement;
  • $(h)$ it has complied with its legal obligations and regulatory requirements concerning money laundering and investments in the Scheme, has implemented due diligence procedures to ensure that investments in the Scheme are not made for money laundering purposes or other unlawful purposes and the due diligence procedures are consistent with those which a prudent trustee and manager of a fund of the same kind as the Scheme would implement;
  • $(i)$ it is an Australian resident taxpayer;
  • $(i)$ each representation and warranty set out in Schedule 5.

The Customer further represents and warrants that each of the warranties set out above in this clause 11.1 is true and correct in every respect as at the date of this agreement and will be so at all times while this agreement remains in force.

$11.2$ UBS's representations and warranties

UBS represents and warrants to the Customer that:

  • $(a)$ it has the power to enter into and perform its obligations under this agreement, and has duly executed this agreement so as to constitute the valid and binding obligations of UBS;
  • it holds such licences and authorities as are necessary to lawfully $(b)$ perform its obligations under this agreement;
  • $(c)$ the terms of this agreement do not violate any obligation by which UBS is bound, whether arising by contract, operation of law or otherwise.

UBS further represents and warrants that each of the warranties set out above in this clause 11.1 is true and correct in every respect as at the date of this agreement and will be so at all times while this agreement remains in force.

$11.3$ Acknowledgment

The parties acknowledge that:

  • they have taken their own financial, legal, taxation and other advice $(a)$ in relation to this agreement, and they have made an independent assessment of this agreement and the business being entered into under the terms of this agreement; and
  • $(b)$ they have not relied on any statements, representations, promises or undertakings that are not contained in this agreement.

$12$ Liability of Parties

Liability of Customer Limited $12.1$

UBS agrees that the liability of the Customer to UBS, its agents or any other person under or arising out of this agreement is limited to the amount that the Customer actually receives in the exercise of its right of indemnity against the assets of the Scheme. However, if the Customer is not entitled to be indemnified from the assets of the Scheme due to the fraud, wilful violation of the law, gross negligence, breach of trust, breach of duty or other default of the Customer or its agents (other than UBS) the Customer will be fully personally liable to UBS.

$12.2$ No Responsibility of UBS

转变

The Customer acknowledges that:

  • $(a)$ UBS is not providing advice to the Customer under this agreement and no executing broker has authority to give investment advice on behalf of UBS;
  • $(b)$ UBS is not responsible for monitoring the Customer's positions for the purpose of determining their composition or performance;
  • UBS is not responsible for monitoring the overall financial position $(c)$ of the Customer or determining whether the Transactions entered into by the Customer meet the investment objectives or comply with the investment restrictions of the Customer; and
  • the Customer is responsible for ensuring that it complies with all laws $(d)$ and regulations applicable to the Customer, including short selling laws.

$12.3$ References to UBS

The Customer agrees that it will not make any reference to UBS or any Related Entity of UBS in any Offer Document, Public Information or advertising or publicity of the Offer without the prior written consent of UBS or the Related Entity (as applicable). All requests for consent must be made in writing to UBS.

$12.4$ Indemnity Concerning Offers and Publicity

The Customer unconditionally and irrevocably undertakes to indemnify on demand the UBS and each Related Entity of UBS against all Losses incurred directly or indirectly as a result of:

  • $(a)$ any statement in any Offer Documents or Public Information being misleading or deceptive or containing an omission;
  • $(b)$ the distribution of any Offer Documents and the making of any Offer. and
  • any advertising or publicity of any Offer issued with the knowledge $(c)$ and consent of the Customer.

$12.5$ Exclusion of Liability

To the extent permitted by law, neither UBS nor any of its Related Entities or their respective employees or agents is liable for any Losses suffered by the Customer under or in connection with this Agreement unless the Losses arise from the negligence, wilful default or fraud of that person, but in no event is UBS nor any of its Related Entities or their respective employees or agents liable for any consequential loss or damage but in no circumstances will UBS nor any of its Related Entities or their respective employees or agents be liable for any Losses arising from any matter expressly identified in this agreement as a matter for which UBS is not responsible and for which UBS will not be liable.

12.6 Indemnity in Favour of UBS

To the extent permitted by law, the Customer indemnifies UBS and each of its Related Entities or their respective employees and agents against any Losses which may be suffered or incurred directly or indirectly by that person in connection with or as a result of any act or service performed or permitted under this agreement (other than Excluded Tax), except to the extent that the expense or loss is due to negligence, wilful default or fraud of that person.

13 Notices

$13.1$ Form

Unless expressly stated otherwise in this agreement, all notices, certificates, consents, approvals, waivers and other communications in connection with this agreement must be in writing, signed by the sender (if an individual) or an Authorised Officer of the sender and marked for the attention of the person identified in the Details or, if the recipient has notified otherwise, then marked for attention in the way last notified.

$13.2$ Delivery

They must be:

  • left at the address set out or referred to in the Details; $(a)$
  • $(b)$ sent by prepaid ordinary post (airmail if appropriate) to the address set out or referred to in the Details;
  • sent by fax to the fax number set out or referred to in the Details; $(c)$
  • sent by electronic messaging system to the electronic address $(d)$ identified by the Customer in writing or via a dedicated electronic messaging system between the Customer and UBS, if the Customer authorises the use of electronic messages under clause 13.7; or
  • $(e)$ given in any other way permitted by law.

However, if the intended recipient has notified a changed postal address, changed fax number or changed electronic address, then the communication must be to that address or number.

$13.3$ When effective

They take effect from the time they are received unless a later time is specified.

13.4 Receipt - post

If sent by post, they are taken to be received three days after posting (or seven days after posting if sent to or from a place outside Australia).

13.5 Receipt and Indemnity - fax

If sent by fax, they are taken to be received at the time shown in the transmission report as the time that the whole fax was sent. By providing documents or other instructions by way of facsimile, the Customer releases UBS and each of its Related Entities from, and indemnifies each of them against, all losses and liabilities arising from any payment or action UBS or any Related Entity of UBS makes based on any instruction (even if not genuine) that UBS or the Related Entity receives by facsimile bearing a signature apparently that of an Authorised Officer of the Customer.

13.6 Receipt - electronic message

If sent by electronic means, they are taken to be received at the time that the sender receives electronic confirmation that the message has been delivered.

$13.7$ Receipt - general

Despite clauses 13.4 ("Receipt - post"), 13.5 ("Receipt - fax") and 13.6 ("Receipt-electronic message"), if they are received after 5.00pm in the place of receipt or on a non-Business Day, they are to be taken to be received at 9.00am on the next Business Day.

$13.8$ Electronic messages

The Customer may authorise UBS to send the Customer or the Customer's adviser unencrypted statements (including Margin statements) and other

notices or notifications by electronic means. If the Customer authorises UBS to do so, the Customer accepts all the risks of UBS sending the statements, notices or notifications by electronic means, including, without limitation, any risks arising from the corruption, alteration, interception or disclosure of data and the risk of delayed or incomplete receipt.

$14$ Reporting

$14.1$ Reports to Customer

UBS will provide to the Customer the reports referred to in schedule 1 within the times specified in that schedule in respect of the Customer as appropriate having regard to the services provided under this agreement. These reports will be provided for information only and any valuations represent an estimate only and do not represent the value of the Assets.

$14.2$ Reports to UBS

The Customer will provide to UBS the reports referred to in schedule 2 within the times specified in that schedule.

$14.3$ Method of giving reports

All reports must be sent in accordance with clause 13 or as agreed by the parties.

14.4 Tax information

UBS is not responsible for providing statements, records, summaries or returns on matters relating to Taxes to the Customer or any Government Agency for or on behalf of the Customer.

15 Stamp duties

$15.1$ Customer to pay or reimburse stamp duties

The Customer must pay or reimburse UBS for all stamp, transaction, registration and similar Taxes (including interest, fines and penalties) incurred by UBS or any of its Related Entities on or in relation to the execution, delivery, performance or enforcement of this agreement or any payment, receipt or other transaction contemplated by this agreement other than an Excluded Tax.

$15.2$ Included Taxes

Those Taxes include financial institutions duty, debits tax or other Taxes payable by return and Taxes passed on to UBS or any Related Entity by a bank or financial institution, other than an Excluded Tax.

$15.3$ Delay or omission

The Customer indemnifies UBS and each Related Entity against any liability resulting from delay or omission to pay those Taxes except to the extent the liability results from failure by UBS or any Related Entity to pay any Tax

after having been put in funds (with all necessary documents) to do so by the Customer, other than an Excluded Tax.

16 Goods and services tax (GST)

$16.1$ Amounts exclusive of GST

All payments to be made by the Customer under or in connection with this agreement (including payments made under the ASLA) have been calculated without regard to GST.

$16.2$ GST gross up

If all or part of any such payment (including payments made under the ASLA) is the consideration for a Taxable Supply, the Customer must pay to the supplier additional consideration equal to the GST Amount. Such additional amount is to be paid on the earlier of:

  • $(a)$ the date of the first payment for the Taxable Supply; and
  • the date 5 Business Days after the date on which an Invoice is issued $(b)$ for the Taxable Supply.

GST Input Tax Credits 16.3

Where under or in connection with this agreement the Customer is required to reimburse or indemnify for an amount, the Customer will pay the relevant amount (including any sum in respect of GST) less any GST Input Tax Credit which UBS determines (acting reasonably) that it is entitled to claim in respect of that amount.

16.4 GST Groups

If a person is a member of a GST Group, references to GST for which the person is liable, and to Input Tax Credits to which the person is entitled, include GST for which the Representative Member of the GST Group is liable and Input Tax Credits to which the Representative Member is entitled.

GST means the goods and services tax as imposed by the GST Law together with any related interest, penalties, fines or other charges.

GST Amount means in relation to a Taxable Supply the amount of GST for which the supplier is liable in respect of the Taxable Supply.

GST Group has the meaning given to this term by the GST Law.

GST Law has the meaning given to that term in A New Tax System (Goods and Services Tax) Act 1999, or, if that Act does not exist for any reason. means any Act imposing or relating to the imposition or administration of a goods and services tax in Australia and any regulation made under that Act.

Input Tax Credit has the meaning given to this term by the GST Law.

Invoice has the meaning given to this term by the GST Law.

Representative Member has the meaning given to this term by the GST Law.

Taxable Supply has the meaning given to this term by the GST Law.

17 Non-Australian GST

$17.1$ Amounts exclusive of Non-Australian GST

All payments to be made by the Customer under or in connection with this agreement (including payments made under the ASLA) have been calculated without regard to Non-Australian GST.

Non-Australian GST gross up $17.2$

If all or part of any such payment (including payments made under the ASLA) is the consideration for a supply of goods or services (however defined) by UBS in respect of which Non-Australian GST is payable (whether by UBS or any person on its behalf or in its place) to any relevant tax authority or Government Agency, the Customer must pay to UBS additional consideration equal to the amount of any such Non-Australian GST. Such additional amount is to be paid on demand by UBS.

$17.3$ Input tax credits

Where under or in connection with this agreement the Customer is required to reimburse or indemnify for an amount, the Customer will pay the amount (including any sum in respect of Non-Australian GST) less any input tax credit (however defined or described) which UBS determines (acting reasonably) that it is entitled under the law applicable to that Non-Australian GST to claim in respect of that amount.

Non-Australian GST means any goods and services tax, value added tax or similar transactional tax, however described, imposed on supplies of goods or services under the law of any jurisdiction outside Australia, together with any related interest, penalties, fines or other charges.

18 Assignment

A party may not assign or otherwise deal with its rights under this agreement or allow any interest in them to arise or be varied in each case, without the consent of the other party (which consent must not be unreasonably withheld or delayed).

19 Governing law

This agreement is governed by the law in force in the place specified in the Details. Each party submits to the non-exclusive jurisdiction of the courts of that place.

20 Entire agreement

This agreement constitutes the entire agreement of the parties about its subject matter and supersedes all previous agreements, understandings and negotiations on that subject matter.

$21$ Services of UBS not to be exclusive

  • $(a)$ The services of UBS to the Customer under this Agreement are not exclusive and nothing in this Agreement restricts UBS's ability to provide services (whether or not similar) to others and to retain for UBS's own use and benefit all fees or other money payable as a result. The Customer acknowledges that UBS may provide its services in respect of any Assets notwithstanding the fact that UBS or a Related Entity may be the issuer of the Assets, or provides services to the issuer, or otherwise has an interest in the Assets.
  • $(b)$ UBS is not deemed to be affected with notice of, or to be under any duty to disclose to the Customer, any fact or thing which comes to the notice of UBS or any servant or agent of UBS in the course of UBS rendering similar services to others or in the course of its business in any other capacity or in any manner whatsoever otherwise than in the course of carrying out its duties hereunder.
  • $(c)$ UBS or any Related Entity may act on its normal terms in relation to any transactions, facilities or other services to be arranged for, on behalf of, by or with the Customer. UBS and any Related Entity are entitled to charge and retain any benefits (including, without limitation, any fees, charges or interest payable by the Customer or any third party) accruing to UBS or any Related Entity in relation to its function as banker, investment manager, advisor or provider of other facilities or services without liability to account to the Customer and without that abating any amounts payable by the Customer.

$22$ Termination

$22.1$ Termination by notice

Either party may terminate this agreement by giving 30 Business Days' written notice to the other party, except that this agreement remains applicable to any outstanding:

  • $(a)$ Transactions UBS has been instructed to settle;
  • cash advances or securities loans under this agreement; and $(b)$
  • UBS Transactions. $(c)$

$22.2$ The Customer's instructions

On termination in accordance with clause 22.1, UBS will use all reasonable endeavours to comply with the Customer's instructions, including:

transferring all positions to an alternative prime broker; $(a)$

  • $(b)$ unwinding all positions and paying a cash amount to the Customer; or
  • $(c)$ a combination of both.

23 General

23.1 Discretion in exercising rights

A party may exercise a right or remedy or give or refuse its consent in any way it considers appropriate (including by imposing conditions), unless this agreement expressly states otherwise.

23.2 Partial exercising of rights

If a party does not exercise a right or remedy fully or at a given time, the party may still exercise it later.

23.3 No liability for loss

A party is not liable for loss caused by the exercise or attempted exercise of, failure to exercise, or delay in exercising, a right or remedy under this agreement.

23.4 Approvals and consents

By giving its approval or consent, a party does not make or give any warranty or representation as to any circumstance relating to the subject matter of the consent or approval.

Conflict of Interest 23.5

The parties' rights and remedies under this agreement may be exercised even if this involves a conflict of duty or a party has a personal interest in their exercise.

23.6 Remedies cumulative

The rights and remedies provided in this agreement are in addition to other rights and remedies given by law independently of this agreement.

23.7 Rights and obligations are unaffected

Rights given to the parties under this agreement and the parties' liabilities under it are not affected by anything which might otherwise affect them by law.

23.8 Variation and waiver

A provision of this agreement or a right created under it, may not be waived or varied except in writing, signed by the party or parties to be bound.

23.9 Indemnities

The indemnities in this agreement are continuing obligations, independent from the other obligations of the parties under this agreement and continue

after this agreement ends. It is not necessary for a party to incur expense or make payment before enforcing a right of indemnity under this agreement.

23.10 Prompt performance

If this agreement specifies when the party agrees to perform an obligation, the party agrees to perform it by the time specified. Each party agrees to perform all other obligations promptly.

23.11 Force majeure

Despite any other provision of this agreement, no party need act if it is impossible to act due to any cause beyond its control (including break-down or failure of transmission, communication or computer facilities, failure of any relevant exchange, clearing house or broker to perform its obligations, war, riot, natural disaster, labour dispute, or law taking effect after the date of this agreement). The non-performing party agrees to notify each other party promptly after it determines that it is unable to act.

23.12 No responsibility for force majeure

No party has responsibility or liability for any loss or expense suffered or incurred by any other party as a result of its not acting for so long as the impossibility under clause 23.11 continues. However, the non-performing party agrees to make reasonable efforts to avoid or remove the cause of nonperformance and agrees to continue performance under this agreement promptly when the causes are removed.

23.13 Counterparts

This agreement may consist of a number of copies, each signed by one or more parties to the agreement. If so, the signed copies are treated as making up the one document and the date on which the last counterpart is executed will be the date of the agreement.

23.14 Currency conversion on judgment debt

If a judgment, order or proof of debt for an amount in connection with this agreement is expressed in a currency other than that in which the amount is due under this agreement, then the Customer indemnifies UBS against:

  • $(a)$ any difference arising from converting the other currency if the Spot Rate of exchange for converting the other currency into the due currency available to UBS when UBS receives a payment in the other currency is less favourable to UBS than the rate of exchange used for the purpose of the judgment, order or acceptance of proof of debt; and
  • $(b)$ the costs, charges, expenses and Taxes of conversion.

The Customer agrees to pay amounts due under this indemnity on demand from UBS.

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Definitions and Interpretation 24

$24.1$ Definitions

These meanings apply unless the contrary appears:

Assets means any assets held by UBS as Collateral and any Custodial Assets either delivered by the Custodian to UBS in accordance with clause 10 or subject to the Security.

ASLA means the Australian Securities Lending Agreement ("ASLA") in schedule 3.

Associate means a body corporate that is an associate of UBS by application of Part 1.2, Division 2 of the Corporations Act.

Authorised Officer means a person appointed by the relevant party to act as an Authorised Officer for the purposes of this agreement.

Base Currency means Australian Dollars.

Borrowing Request means a request made in writing by the Customer to UBS pursuant to clause 8.1 specifying, as necessary:

  • the description, title and amount of the securities required by the $(a)$ Customer:
  • the description (if other than Australian currency) and amount of any $(b)$ margin to be provided:
  • $(c)$ the proposed settlement date;
  • $(d)$ the duration of such loan;
  • the mode and place of delivery, which shall, where relevant, include $(e)$ the bank, agent, clearing or settlement system and account to which delivery of the securities and any margin is to be made;
  • $(f)$ the Margin in respect of the transaction; and
  • the fee in respect of the transaction. $(g)$

Business Day means a day other than a Saturday, Sunday or public holiday in Sydney.

Cash Account means a ledger account maintained by UBS for the recording of cash balances in accordance with this agreement.

Charge means the document of that name entered into by the Customer, UBS and the Custodian on or about the date of this agreement.

Claim means any allegation, debt, cause of action, liability, claim, proceeding, suit or demand of any nature howsoever arising and whether present or future, fixed or unascertained, actual or contingent whether at law, in equity, under statute or otherwise.

Collateral means such securities or financial instruments or cash which the Customer delivers to UBS for the purpose of meeting any Margin Requirement in accordance with this agreement and includes any certificate or other documents of title and transfer in respect of such securities, financial instruments or cash.

Corporations Act means the Corporations Act 2001 (Cwlth).

Credit Limit means the upper limit of cash advances to the Customer as determined by UBS.

Custodial Assets means the assets to be transferred or delivered to the Custodian by the Customer and accepted by the Custodian after the date of the Charge, including those transferred or delivered to the Custodian in accordance with this agreement and the right to receive cash or the return of property from UBS under this agreement. Where the Custodian is not UBS Nominees Pty Ltd, this only includes assets within the categories agreed between the Customer and UBS.

Custodian means UBS Nominees Pty Ltd or such other person as UBS agrees in accordance with clause 7.

Customer Agreement means:

  • any charge between UBS and the Custodian to secure the Customer's $(a)$ obligations under this agreement;
  • $(b)$ any custody agreement between the Customer and the Custodian;
  • $(c)$ any ASLA between the Customer and UBS;
  • $(d)$ any ISDA Master Agreement between the Customer and UBS or any Related Entity as amended by any annexes and confirmations;
  • $(e)$ any PSA/ISMA Global Master Repurchase Agreement (a "Repo Agreement") between the Customer and UBS or any Related Entity;
  • any Exchange Traded Derivatives Global Agency Clearing $(f)$ Agreement or ASX agreement between the Customer and UBS or any Related Entity: and
  • $(h)$ any other document that the Parties agree should be included as a "Customer Agreement".

Details means the section of this agreement headed "Details".

Disposal of an Asset means the sale, transfer, assignment, redemption, surrender or disposal in any way of the Asset, part of the Asset or the right to receive payment of amounts referable to or payable under the Asset.

Encumbrance means any mortgage, lien, charge, pledge, assignment by way of security, security interest, title retention, preferential right or trust arrangement, claim, covenant, profit a prendre, easement or any other security arrangement or any other arrangement having the same effect

Event of Default means an event so described in clause 9.

Excluded Tax means a Tax imposed by a jurisdiction on the net income of UBS because UBS has a connection with that jurisdiction but not:

  • $(a)$ a Tax calculated by reference to the gross amount of a payment under a document (without the allowance of a deduction);
  • a Tax calculated by reference to the profit or gain from the Disposal $(b)$ of an Asset; or
  • $(c)$ a Tax imposed because UBS is taken to be connected with that jurisdiction solely because it is party to a document or a transaction contemplated by a document.

Government Agency means any governmental, semi-governmental, administrative, fiscal, judicial or quasi-judicial body, department, commission, authority, tribunal, agency or entity.

Income means all interest, dividends or other distributions on Assets.

Initial Margin means the amount specified in schedule 4 or in any UBS Customer Agreement as applying to the relevant Transaction or otherwise notified by UBS to the Customer in writing.

A person is Insolvent if:

  • $(a)$ it is (or states that it is) an insolvent under administration or insolvent (each as defined in the Corporations Act); or
  • $(b)$ it has had a Controller appointed or is in liquidation, in provisional liquidation, under administration or wound up or has had a Receiver appointed to any part of its property; or
  • it is subject to any arrangement, assignment, moratorium or $(c)$ composition, protected from creditors under any statute or dissolved (in each case, other than to carry out a reconstruction or amalgamation while solvent on terms approved by the other parties to this agreement); or
  • $(d)$ an application or order has been made, resolution passed, proposal put forward, or any other action taken, in each case in connection with that person, which is preparatory to or could result in any of $(a)$ , $(b)$ or (c) above; or
  • $(e)$ it is taken (under section 459F(1) of the Corporations Act) to have failed to comply with a statutory demand; or
  • it is the subject of an event described in section $459C(2)(b)$ or section $(f)$ 585 of the Corporations Act (or it makes a statement from which another party to this agreement reasonably deduces it is so subject); or
  • it is otherwise unable to pay its debts as and when they fall due; or $(g)$

$(h)$ something having a substantially similar effect to (a) to (g) happens in connection with that person under the law of any jurisdiction.

Level of Gearing means the result of dividing the aggregate absolute markto-market value of all trading positions the Customer has outstanding at any time (whether long or short and regardless of whether they are pair trades) by the Net Asset Value. For the purposes of this computation, amounts denominated in a currency other than Australian dollars shall be converted to Australian dollars at the Spot Rate prevailing on the date of such calculation.

Liabilities on any day, means the aggregate (as determined by UBS) of all money, debts, liabilities and obligations, whether present or future, actual or contingent, owed by the Customer to UBS or any Related Entity under this agreement, any UBS Customer Agreement or under any other agreement or transaction between the Customer and UBS or any Related Entity whatsoever, plus any costs and expenses (including without limitation, legal fees) which UBS may incur in enforcing or maintaining any of its rights under any of these agreements.

Losses means all Claims, demands, damages, losses, costs, expenses and liabilities.

Margin means the value of the aggregate of $(1)$ any cash standing to the credit of the Customer's Cash Account; (2) Assets credited to the Customer's Portfolio Account (after discounting each security by the applicable Valuation Percentage).

Margin Requirement means the amount of Collateral required to be provided by the Customer from time to time calculated by UBS as the margin requirement under this agreement, being an amount equal to or greater than the Liabilities plus any Initial Margin applying to the Transactions.,

Material Adverse Event means something which materially adversely affects:

  • $(a)$ the Customer's ability to comply with its obligations under this agreement or to carry on its business as it is being conducted at the time immediately preceding the event; or
  • $(b)$ the rights of UBS under this agreement.

Net Asset Value means the result in Australian dollars of subtracting the total value of all liabilities of the Customer (including but not limited to the aggregate mark-to-market value of all trading positions constituting liabilities) from the total value of assets of the Customer (including but not limited to cash, deposit accounts and instruments, securities and the aggregate mark-to-market value of all trading positions constituting assets). For the purposes of this computation, amounts denominated in a currency other than the Base Currency shall be converted to the Base Currency at the Spot Rate prevailing on the date of such calculation.

Notification Time means the notification time for margining specified in Schedule 4.

Offer means an offer of interest in the Fund made by or on behalf of the Customer.

Offer Document means a document issued or published by or on behalf of the Customer in respect of the Offer, including any placement memorandum.

Outstanding Margin Requirement means the amount (if any) by which the Margin Requirement exceeds the Margin.

Overdue Margin Interest Rate means the interest rate specified in the fee schedule provided to the Customer as updated by UBS from time to time.

Portfolio Account means a ledger account maintained by UBS for the recording of the securities balances of securities which are Assets.

Public Information means public and other media statement or statements to investors in the Fund made by or on behalf of the Customer in relation to the affairs of the Customer, the Fund or the Offer.

Receiver includes a receiver or receiver and manager.

Related Entity has the meaning it has in the Corporations Act.

Rules means the rules for the time being of the Stock Exchange (where either party is a member of the Stock Exchange) or any other regulatory authority whose rules and regulations affect the activities of the parties from time to time pursuant to this agreement. In an Event of Default, where either party is a member of the Stock Exchange, the rules and regulations of the Stock Exchange prevail.

Scheme means the scheme identified in the Details.

Securities System means a clearing agency which acts as a securities depository, or another book entry system for the central handling of securities.

Security means the charge created under the Charge.

Spot Rate where an amount in one currency is to be converted into a second currency on any date, means, unless the parties otherwise agree, the spot rate of exchange quoted by UBS current at 3pm on that date for the sale by UBS of the second currency against a purchase by UBS of the first currency.

Stock Exchange means the Australian Stock Exchange Limited and any market operated by it.

Subsidiary of an entity means another entity which is a subsidiary of the first within the meaning of part 1.2 division 6 of the Corporations Act or is a subsidiary or otherwise controlled by the first within the meaning of any approved accounting standard.

Taxes means taxes, levies, imposts, charges and duties (including, stamp and transaction duties) imposed by any Government Agency, together with any related interest, penalties, fines and expenses in connection with them.

Transaction means the purchase or sale by the Customer of any security, derivative, currency or other financial instrument (whether on or off market), including without limitation, any foreign exchange transaction, securities loan or exchange traded derivative transaction.

UBS Securities means UBS Securities Australia Limited (ABN 62 008 586 481).

UBS Customer Agreement means a Customer Agreement and an agreement between UBS and the Customer which the parties identify in writing is an UBS Customer Agreement for the purposes of this agreement (provided that UBS has not notified the Customer that the agreement has ceased to be an UBS Customer Agreement for the purposes of this agreement).

UBS Transaction means a Transaction under a UBS Customer Agreement.

Value means with respect to any Assets as of any time on any date, the bid price for those Assets at such time on such date obtained from a source selected by UBS (and where different prices are obtained for different delivery dates, the price so obtainable for the earliest available such delivery date) (provided that the price of Assets that are suspended is (for the purposes of calculating the Customer's Margin Requirement) nil unless the parties otherwise agree and (for all other purposes) is the price of those Assets as of close of business on the dealing day in the relevant market last preceding the date of suspension) plus the aggregate amount of Income which, as of such date, has accrued but not yet been paid in respect of the Assets to the extent not included in such price as of such date, and for these purposes any sum in a currency other than the Base Currency is converted into the Base Currency at the Spot Rate prevailing at the relevant time.

Valuation Percentage has the meaning specified in schedule 4.

$24.2$ References to certain general terms

$\frac{d^2\phi}{d\phi}$ , $\phi$

Unless the contrary intention appears, a reference in this agreement to:

  • $(a)$ (variations or replacement) a document (including this agreement) includes any variation or replacement of it;
  • $(b)$ (clauses, annexures and schedules) a clause, annexure or schedule is a reference to a clause in or annexure or schedule to this agreement;
  • $(c)$ (reference to statutes) except in the definitions of Related Entity and Subsidiary a statute, ordinance, code or other law includes regulations and other instruments under it and consolidations, amendments, reenactments or replacements of any of them;
  • $(d)$ (law) law means common law, principles of equity, and laws made by parliament (and laws made by parliament include State, Territory and Commonwealth laws and regulations and other instruments under

them, and consolidations, amendments, re-enactments or replacements of any of them);

  • $(e)$ (singular includes plural) the singular includes the plural and vice versa:
  • (person) the word "person" includes an individual, a firm, a body $(f)$ corporate, a partnership, joint venture, an unincorporated body or association, or any Government Agency;
  • $(g)$ (executors, administrators, successors) a particular person includes a reference to the person's executors, administrators, successors, substitutes (including persons taking by novation) and assigns;
  • $(h)$ (two or more persons) an agreement, representation or warranty in favour of two or more persons is for the benefit of them jointly and each of them individually;
  • $(i)$ (jointly and severally) an agreement, representation or warranty by two or more persons binds them jointly and each of them individually;
  • $(i)$ (reference to a group of persons) a group of persons or things is a reference to any two or more of them jointly and to each of them individually:
  • (dollars) Australian dollars, dollars, A\$ or \$ is a reference to the $(k)$ lawful currency of Australia;
  • (calculation of dollar amounts) in calculating any amount referred $(1)$ to in this agreement as an amount in Australian dollars an amount held in a currency other than Australian dollars is to be converted to Australian dollars at the Spot Rate prevailing on the date of such calculation:
  • $(m)$ (calculation of time) if a period of time dates from a given day or the day of an act or event, it is to be calculated exclusive of that day;
  • $(n)$ (reference to a day) a day is to be interpreted as the period of time commencing at midnight and ending 24 hours later;
  • $(o)$ (accounting terms) an accounting term is a reference to that term as it is used in accounting standards under the Corporations Act, or, if not inconsistent with those standards, in accounting principles and practices generally accepted in Australia;
  • (meaning not limited) the words "include", "including", "for $(p)$ example" or "such as" are not used as, nor are they to be interpreted as, words of limitation, and, when introducing an example, do not limit the meaning of the words to which the example relates to that example or examples of a similar kind;
  • $(q)$ (next day) if an act under this agreement to be done by a party on or by a given day is done after 5.30pm on that day, it is taken to be done on the next day;

  • (next Business Day) if an event under this agreement must occur on $(r)$ a stipulated day which is not a Business Day then the stipulated day will be taken to be the next Business Day

  • (time of day) time is a reference to Sydney time; $(s)$
  • $(t)$ (reference to anything) anything (including any amount) is a reference to the whole and each part of it; and
  • $(u)$ (deliver) the word "deliver" includes transfer.

$24.3$ Headings

$\sim$ $\frac{1}{\alpha}$ $\frac{1}{2}$ , $\frac{1}{2}$

Headings (including those in brackets at the beginning of paragraphs) are for convenience only and do not affect the interpretation of this agreement.

EXECUTED as an agreement

Schedule 1 - Reports to Customer (clause 14.1)

Subject Description Frequency Deadline
Securities Statement of securities Daily 12pm on the following
at days end Business Day
Securities All securities
transactions that
remain unsettled at
days end
Monthly 3 Business Days after
month end
Any other report
agreed in writing by
the parties
As agreed As agreed As agreed

$\overline{\phantom{a}}$

......................................

. . . . . . .

Schedule 2 - Reports to UBS (clause 14.2)

Description Frequency Deadline
Audited scheme financial
statements
Annually 120 days of the end of the
financial year
Unaudited scheme financial
statements
Quarterly Within 10 days of the last Business
Day of each quarter
Net Asset Value (or equivalent)
and Level of Gearing provided by
an independent third party, as
agreed between UBS and the
Customer as at the last Business
Day of the month
Monthly Within 10 days of the last Business
Day in each calendar month
Performance for the month and
for year to date
Monthly Within 10 days of the last
Business Day in each calendar
month
Any other information which UBS
may reasonably request from the
Customer from time to time
Ad hoc Upon request of UBS

Schedule 3 - Australian Securities Lending Agreement (clause 8.1)

Schedule 4 - Collateral Terms

Initial Margin: As agreed at or prior to the time of trading.

Minimum size of Margin calls AUD\$10,000 or its equivalent in any other currency or currencies or the Value of Assets.

Interest Rate for cash Margin: as specified in the fee schedule provided to the Customer as updated by UBS from time to time.

Valuation Percentage: the discounted percentage to be applied to the market value of each security to determine the value of the Margin, as determined by UBS in its sole discretion and as notified to the Customer in writing from time to time.

Notification Time: 2pm Sydney time.

Contact Details:

UBS

David Gray Tel: (02) 9324 3624 Fax: (02) 9324 3601

Free Call: 1300 657 514

The Customer

$=$

As set out in the Details.

Schedule 5 - Additional Events of Default and Representations

Additional Events of Default

(minimum Net Asset Value of the Fund and decline in Net Asset $(a)$ Value ("NAV"))

At any time on or after the date of this Agreement

  • up to and including [8] December] 2004, the NAV is at any $(i)$ time less than $A\$ [XX],000,000;
  • $(ii)$ after [insert] 2005 the NAV is at any time less than A\$[XXI,000,000("X");

provided that in the event that the NAV shown on the most recent audited annual financial statement ("Statement") is greater than \$[ same figure as (ii) above [0,000, the Fund's Net Asset Value is less than 70% of its Net Asset Value shown in the Statement ("Y"). For the avoidance of doubt, the greater of X or Y will apply; or

  • there occurs at any time a decline in the Customer's Net Asset $(iii)$ Value (as at the last day of any calendar month (such date, "D") of:
  • $(A)$ 10% or greater within one calendar month of D; or
  • (B) 15% or greater within 3 calendar months of D; or
  • 25% or greater within 12 calendar months of D. $(C)$

Notwithstanding the occurrence of any event referred to in subparagraph (a) above, UBS may, in its absolute discretion, allow the Customer an additional period of time to remedy such event.

  • (Change in Management) XXX Limited ceases to act as trustee and $(b)$ manager of the Scheme.
  • (Change in Investment Manager) XXXXX Limited ceases to act as $(c)$ investment manager of the Scheme, or has a material change in ownership.
  • (Change in Management) If XXXX ceases to be actively involved $(d)$ in the management of the Scheme.
  • (Change in M&A) If there is a material change to the Memorandum $(e)$ & Articles of Association of the Scheme.

  • (Change in IMA) If there is material change in the terms of the $(f)$ Investment Management Agreement between the Customer and XXX Limited.

  • (Failure to Deliver Net Asset Value Statements) If the Customer or $(g)$ Investment Manager fails to deliver the Net Asset Value and Level of Gearing Report within the time set out in Schedule 2 of this Agreement.

Signing page

DATED:

SIGNED by UBS AG,
AUSTRALIA BRANCH by its duly
authorised attorneys:
Signature of authorised person Signature of authorised person
DAVID GRAY
Name of authorised person (block
letters)
COLIN TAYLOR
Name of authorised person (block
letters)
SIGNED by XXXX LIMITED in
accordance with section 127(1) of the
Corporations Act:
Signature of authorised person Signature of authorised person

Office held
Office held
Name of authorised person (block
letters)
Name of authorised person (block
letters)
Details 1
General terms $\overline{\mathbf{c}}$
1 Appointment as prime broker $\overline{a}$
1.1
1.2
1.3
1.4
1.5
Appointment
Services
Variation of Services
Co-operation
Single Agreement
$\overline{a}$
$\overline{\mathbf{c}}$
$\overline{c}$
$\overline{a}$
$\overline{2}$
$\mathbf{2}$ Settlement of securities transactions 3
2.1
2.2
2.3
2.4
2.5
2.6
2.7
2.8
Settlement through execution brokers
Time for instructions
Sell orders
Securities transaction discrepancies and costs
Refusal
Best efforts
No confirmation
Liability of UBS
3
3
3
3
3
3
3
4
3 Advances 4
3.1
3.2
3.3
3.4
3.5
Cash advances
Calls
Interest
Gross Up for Withholding tax
Use of cash advances
4
4
4
4
5
4 Fees and charges 5
4.1
4.2
4.3
Fee schedule
Other amounts
Authority
5
5
5
5 Margin 5
5.1
5.2
5.3
5.4
5.5
5.6
5.7
Margin Requirement
Notice of Margin Requirement
Time for payment
Late payment
Excess
Registration of charge
Encumbrances
5
5
6
6
6
6
6
6 Payments and Transfers 6
6.1
6.2
6.3
6.4
Cash
Assets
Payments and transfers by UBS
Documents and instructions for transfer
6
7
7
7
7. Custody 7
7.1
7.2
7.3
7.4
Appointment
Custodian Agreement
Authority to UBS
Authorisation of UBS
7
7
7
7
7.5 Withdrawal of Assets 8
7.6 Encumbrances 8
8 Securities loans 8
8.1 Request and acceptance 8
8.2 Delivery of securities 8
8.3 Margin 8
8.4 Use of loaned securities 8
9 Default 8
9.1 Events of Default 8
9.2 Notification 10
9.3 Consequences of default 10
9.4 Determination of amounts notionally payable on termination 11
9.5 Calculating the amount payable on termination 11
9.6 Liability for losses 11
9.7 Exercise of Security 11
10 Client Money and Assets 12
10.1 Client money 12 2
10.2 Custodial Assets 12
10.3 Express Authorisation for Collateral 12 2
10.4 No Derogation from Liability to provide Collateral 13
10.5 Provision of Collateral 13
10.6 Custodial Assets to be borrowed by UBS 13 1
10.7 Withholding Taxes on Income 13
11 Representations, Warranties and Acknowledgment 13
11.1 Customer's representations and warranties 13
11.2 UBS's representations and warranties 14
11.3 Acknowledgment 15
12 Liability of Parties 15
12.1 Liability of Customer Limited 15
12.2 No Responsibility of UBS 15
12.3 References to UBS 15
12.4 Indemnity Concerning Offers and Publicity 16
12.5 Exclusion of Liability 16
12.6 Indemnity in Favour of UBS 16
13 Notices 16
13.1 Form 16
13.2 Delivery 16
13.3 When effective 17
13.4 Receipt - post 17
13.5 Receipt and Indemnity - fax 17
13.6 Receipt - electronic message 17
13.7 Receipt - general 17
13.8 Electronic messages 17
14 Reporting 18
14.1 Reports to Customer 18
14.2 Reports to UBS 18
14.3 Method of giving reports 18

$\overline{40}$

$\equiv$

14.4 Tax information 18
15 Stamp duties 18
15.1 Customer to pay or reimburse stamp duties 18
15.2 Included Taxes 18
15.3 Delay or omission 18
16 Goods and services tax (GST) 19
16.1 Amounts exclusive of GST 19
16.2 GST gross up 19
16.3
16.4
GST Input Tax Credits
GST Groups
19
19
17 Non-Australian GST 20
17.1 Amounts exclusive of Non-Australian GST 20
17.2
17.3
Non-Australian GST gross up 20
20
Input tax credits
18 Assignment 20
19 Governing law 20
20 Entire agreement 21
21 Services of UBS not to be exclusive 21
22 Termination 21
22.1 Termination by notice 21
22.2 The Customer's instructions 21
23 General 22
23.1 Discretion in exercising rights 22
23.2 Partial exercising of rights 22
23.3 No liability for loss 22
23.4 Approvals and consents 22
23.5 Conflict of Interest 22
23.6 Remedies cumulative 22
23.7 Rights and obligations are unaffected 22
23.8
23.9
Variation and waiver
Indemnities
22
22
23.10 Prompt performance 23
23.11 Force majeure 23
23.12 No responsibility for force majeure 23
23.13 Counterparts 23
23.14 Currency conversion on judgment debt 23
24 Definitions and Interpretation 24
24.1 Definitions 24
24.2 References to certain general terms 29
24.3 Headings 31
Schedule 1 – Reports to Customer (clause 14.1) 32
33
Schedule 2 - Reports to UBS (clause 14.2)

$\equiv$

Schedule 3 – Australian Securities Lending Agreement (clause
8.1) 34
Schedule 4 - Collateral Terms 35
Schedule 5 – Additional Events of Default and Representations 36
Signing page 38

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