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IGC Pharma, Inc. Director's Dealing 2021

Sep 15, 2021

34705_dirs_2021-09-15_367c9da1-e485-42bb-8a81-3cdae5b179ed.zip

Director's Dealing

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SEC Form 5/A — Form 5/A

Issuer: India Globalization Capital, Inc. (IGC)
CIK: 0001326205
Period of Report: 2021-03-31

Reporting Person: GRIMALDI CLAUDIA (Vice President & PFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-03 Common Stock G 100000 Disposed 937987 Direct
2021-05-13 Common Stock G 500000 Disposed 437987 Direct
2021-05-13 Common Stock A 250000 Acquired 687987 Direct

Footnotes

F1: Represents restricted shares of common stock subject to vesting over three years.

F2: This Form 5 is being filed to reflect the correct ownership amount of the Reporting Person. Section 16 filings of the Reporting Person filed on May 17, 2021 overstated the Reporting Person's ownership by 100,000 shares. Accordingly, the Reporting person owns 687,987 shares of Common Stock as opposed to the 787,987 shares previously reported on the Form 5.