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IGC Pharma, Inc. — Director's Dealing 2014
Nov 20, 2014
34705_dirs_2014-11-20_cb531355-0f7d-41bb-8d30-ace6987425f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: India Globalization Capital, Inc. (IGC)
CIK: 0001326205
Period of Report: 2014-10-16
Reporting Person: MUKUNDA RAM (Director, Exec. Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-16 | Common Stock | A | 1000000 | — | Acquired | 1310517 | Direct |
| 2014-10-16 | Common Stock | A | 135000 | — | Acquired | 1445517 | Direct |
| 2014-10-16 | Common Stock | A | 47889 | — | Acquired | 180389 | Indirect |
Footnotes
F1: Represents shares of Restricted Stock awarded pursuant to a special grant approved by the Issuer's shareholders at the 2014 Annual Meeting of Stockholders. The shares vest upon certain performance metrics being achieved.
F2: Represents shares of Common Stock awarded pursuant to the Issuer's 2008 Omnibus Incentive Plan.
F3: Represents shares held directly by Parveen Mukunda.
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