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IES Holdings, Inc. — Director's Dealing 2023
Apr 4, 2023
30757_dirs_2023-04-04_989e0925-6ad8-4889-a5bd-806702dab316.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IES Holdings, Inc. (IESC)
CIK: 0001048268
Period of Report: 2023-04-03
Reporting Person: Baldock Jennifer A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-03 | Common Stock | A | 420 | — | Acquired | 3635 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 375 | Indirect |
Footnotes
F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Ms. Baldock electing to receive PSUs in lieu of cash or common stock for that portion of her retainer. Each unit converts to one share of IES common stock when either (i) Ms. Baldock leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan.
F2: The reporting person is a co-manager of the family limited liability company that owns the reported securities.