IES Holdings, Inc. — Director's Dealing 2021

Jan 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IES Holdings, Inc. (IESC)
CIK: 0001048268
Period of Report: 2021-01-04

Reporting Person: Koshkin Joe D (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-04	Common Stock	A	461	—	Acquired	42879	Direct

Footnotes

F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Koshkin electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Koshkin leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan.

F2: This total reflects the amount of securities beneficially owned by the reporting person on January 4, 2021 following the reported transaction. The reporting person's Form 4 filed on October 2, 2020 inadvertently underreported the amount of securities beneficially owned following the October 1, 2020 reported transaction by 59 shares.