IES Holdings, Inc. — Director's Dealing 2021

Dec 15, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: IES Holdings, Inc. (IESC)
CIK: 0001048268
Period of Report: 2021-12-03

Reporting Person: Simmes Matthew J (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9489	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$7.21	2025-02-02	Common Stock (1000.0)		Direct

Footnotes

F1: On May 15, 2020, Mr. Simmes was granted 3,750 time-based phantom stock units (the "PSUs") pursuant to the 2006 Equity Incentive Plan as amended and restated through February 2016. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock. The PSUs vest, if at all, upon the continued performance of services through the applicable scheduled vesting date. The PSUs are scheduled to vest on May 15, 2023.