IES Holdings, Inc. — Director's Dealing 2021

Dec 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IES Holdings, Inc. (IESC)
CIK: 0001048268
Period of Report: 2021-12-03

Reporting Person: Simmes Matthew J (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-03	Common Stock	A	50000	—	Acquired	59489	Direct
2021-12-07	Common Stock	P	1000	$51.29	Acquired	60489	Direct

Footnotes

F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 to Mr. Simmes on December 3, 2021. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock. Such PSUs will vest, if at all, on or prior to December 3, 2026, subject to Mr. Simmes meeting certain service requirements and the Common Stock meeting certain trading price requirements.