Identiv, Inc. — Director's Dealing 2020

Mar 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Identiv, Inc. (INVE)
CIK: 0001036044
Period of Report: 2020-02-28

Reporting Person: Bleichroeder LP (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-28	Common Stock	P	100	$4.48	Acquired	2089588	Indirect
2020-03-02	Common Stock	P	13212	$4.4838	Acquired	2102800	Indirect
2020-03-03	Common Stock	P	6688	$4.4587	Acquired	2109488	Indirect
2020-03-03	Common Stock	P	5501	$4.1255	Acquired	2114989	Indirect

Footnotes

F1: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. Prices ranged from $4.45 to $4.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.

F2: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. Prices ranged from $4.39 to $4.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were bought in multiple transactions. Prices ranged from $4.085 to $4.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.

F4: Total amount of securities reported in item 5 does not includes previously reported 5,000,000 of Series B Convertible Preferred shares.

F5: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts that directly hold these securities. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. 21 April Fund, Ltd. owns 1,520,704 shares and 21 April Fund, LP owns 399,285 shares respectively of these 2,114,989 shares reported in this form.