Identiv, Inc. — Director's Dealing 2020

May 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Identiv, Inc. (INVE)
CIK: 0001036044
Period of Report: 2020-05-05

Reporting Person: Bleichroeder LP (10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-05	Warrant to Purchase Common Stock	$3.5	J	275000	Acquired		Common Stock (275000)	Indirect

Footnotes

F1: On May 5, 2020, 21 April Fund, Ltd., 21 April Fund, LP and Identiv, Inc. (the "Issuer") entered into an agreement under which 21 April Fund, Ltd. purchased from the Issuer a secured subordinated promissory note in a principal amount of $2,800,000 and a warrant to purchase 192,500 shares of the Issuer's common stock at a per share exercise price of $3.50, and 21 April Fund LP purchased from the Issuer a secured subordinated promissory note in a principal amount of $1,200,000 and a warrant to purchase 82,500 shares of the Issuer's common stock at a per share exercise price of $3.50. 21 April Fund, Ltd. and 21 April Fund, LP may exercise these warrants in whole or in part at any time prior to the third anniversary of the issuance date, which expiration date is subject to extension in the event that the promissory notes are not fully repaid when due.

F2: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. 21 April Fund, Ltd. owns warrants to acquire 192,500 shares and 21 April Fund, LP owns warrants to acquire 82,500 shares respectively of these 275,000 shares reported in this form.