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Identiv, Inc. Director's Dealing 2019

Sep 4, 2019

34292_dirs_2019-09-04_ac733bcb-cad9-4eed-bb4c-cde31733010e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Identiv, Inc. (INVE)
CIK: 0001036044
Period of Report: 2019-09-01

Reporting Person: First Eagle Investment Management, LLC (10% Owner)
Reporting Person: First Eagle Holdings, Inc. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-01 Common Stock J 1853004 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-01 Series B Non-Voting Convertible Preferred Stock, $0.001 par $4.00 J 3000000 Disposed Common Stock (3000000) Direct
2019-09-01 Series B Non-Voting Convertible Preferred Stock, $0.001 par $4.00 J 2000000 Disposed Common Stock (2000000) Indirect

Footnotes

F1: See Exhibit 99.1; Note 1.

F2: See Exhibit 99.1; Note 2.

F3: See Exhibit 99.1; Note 3.

F4: See Exhibit 99.1; Note 4.

F5: See Exhibit 99.1; Note 5.