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Identiv, Inc. — Director's Dealing 2019
Sep 4, 2019
34292_dirs_2019-09-04_ac733bcb-cad9-4eed-bb4c-cde31733010e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Identiv, Inc. (INVE)
CIK: 0001036044
Period of Report: 2019-09-01
Reporting Person: First Eagle Investment Management, LLC (10% Owner)
Reporting Person: First Eagle Holdings, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-01 | Common Stock | J | 1853004 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-01 | Series B Non-Voting Convertible Preferred Stock, $0.001 par | $4.00 | J | 3000000 | Disposed | Common Stock (3000000) | Direct | |
| 2019-09-01 | Series B Non-Voting Convertible Preferred Stock, $0.001 par | $4.00 | J | 2000000 | Disposed | Common Stock (2000000) | Indirect |
Footnotes
F1: See Exhibit 99.1; Note 1.
F2: See Exhibit 99.1; Note 2.
F3: See Exhibit 99.1; Note 3.
F4: See Exhibit 99.1; Note 4.
F5: See Exhibit 99.1; Note 5.
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